MM-005: A Phase 1, Multicenter, Open-Label, Dose-Escalation Study to Determine the Maximum Tolerated Dose for the Combination of Pomalidomide, Bortezomib,

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MM-005: A Phase 1, Multicenter, Open-Label, Dose-Escalation Study to Determine the Maximum Tolerated Dose for the Combination of Pomalidomide, Bortezomib, and Low-Dose Dexamethasone in Patients with Relapsed or Relapsed/Refractory Multiple Myeloma Richardson PG et al. Proc ASH 2012;Abstract 727.

Background Pomalidomide (POM) is a distinct immunomodulatory agent with a mechanism of action involving antimyeloma activity, stromal cell-support inhibition and immune modulation. POM combined with low-dose dexamethasone (LoDex), demonstrated activity in relapsed/refractory (RR) multiple myeloma (MM) in patients who had previously received lenalidomide (Len) and/or bortezomib (BTZ) (Proc ASCO 2012;Abstract 8016). The combination of Len with BTZ (a proteasome inhibitor) and Dex demonstrated preclinical synergy with promising efficacy in the front-line and salvage settings in MM. Study objective: To determine the maximum tolerated dose (MTD) of POM in combination with BTZ and LoDEX for patients with relapsed or RR MM. Richardson PG et al. Proc ASH 2012;Abstract 727.

MM-005: Phase I Trial Design Eligibility (n = 15) Relapsed or RR MM 1-4 prior therapies Prior Tx with ≥2 consecutive cycles of Len or a proteasome inhibitor No BTZ-refractory MM No ≥Grade 2 PN Primary endpoint: MTD Secondary endpoints included: Response (IMWG criteria), overall survival and safety Patients were evaluated every 21 ± 3 days; supportive care provided as needed. POM + BTZ + LoDex 21-day cycles (n = 15) Richardson PG et al. Proc ASH 2012;Abstract 727. Follow-up For overall survival and SPM for 5 years after enrollment PN = peripheral neuropathy; SPM = second primary malignancy

3 + 3 Design Cohort POMBTZLoDex* 1 (n = 3)1 mg/d1 mg/m 2 20 mg 2 (n = 3) 2 mg/d1 mg/m 2 20 mg 3 (n = 3)3 mg/d1 mg/m 2 20 mg 4 (n = 3)4 mg/d1 mg/m 2 20 mg 5 (n = 3)4 mg/d1.3 mg/m 2 20 mg Expansion (n = 6)MTD/maximum planned dose (MPD) Richardson PG et al. Proc ASH 2012;Abstract 727. * 10 mg for patients >75 years POM: d1-14 BTZ: d1, 4, 8, 11 for cycles 1-8, then d1, 8 from cycle 9 onward LoDex: d1-2, 4-5, 8-9, for cycles 1-8, then d1-2, 8-9 from cycle 9 onward Required concomitant medications: Aspirin or low-molecular-weight heparin for thromboprophylaxis and an antiviral prophylaxis agent

Summary of Best Response Cohort VGPR (n)PR (n)SD (n) 1 (n = 3)111 2 (n = 3) (n = 3)210 4 (n = 3)120 5 (n = 3)021 All patients ORR (≥PR)VGPRSD Cohorts 1-5 (n = 15)73%27% Richardson PG et al. Proc ASH 2012;Abstract 727. PR = partial response; VGPR = very good PR; SD = stable disease; ORR = overall response rate Median time to response: 1 cycle (range 1-2) Most responses are currently ongoing

Duration of Response VGPR PR SD Ongoing Cohort 1 Cohort 2 Cohort 3 Cohort 4 Cohort 5 Day 1 of Cycle Number Discontinued PD Discontinued PD PD Completed Treatment 11 * * With permission from Richardson PG et al. Proc ASH 2012;Abstract 727. * Unconfirmed PR as of data cutoff Total number of completed cycles: 59

Summary of Trial Outcomes Total planned enrollment (n = 21) –Currently evaluable patients (n = 15) 12/15 patients on dose-escalation study remain on treatment No dose-limiting toxicities (DLTs) were observed at any dosage Confirmation of MTD is ongoing With appropriate dose adjustments, no patient discontinued all treatments –One patient discontinued BTZ due to persistent Grade 2 PN but continued to receive POM or LoDex, per protocol 5 patients have been added to the MTD/MPD expansion cohort, and none experienced DLTs at cycle 1 –These patients were treated at the dosage administered to Cohort 5 Richardson PG et al. Proc ASH 2012;Abstract 727.

Select Adverse Events (≥20% of Patients) Patients (%) With permission from Richardson PG et al. Proc ASH 2012;Abstract 727. No Grade 3/4 PN observed -Grades 1 and 2 PN reported for 4 and 2 patients, respectively No DVT observed; no treatment discontinuation due to adverse events

Author Conclusions The combination of POM with BTZ/LoDex was well tolerated in patients with RR MM. POM/BTZ/Dex was active and produced responses in RR MM across all cohorts. The efficacy of POM/BTZ/Dex is encouraging with a favorable tolerability profile in the studied population, including those with RR MM harboring adverse cytogenetics (data not shown). The MPD identified in this trial will serve as the recommended dose for the recently activated Phase III MM-007 trial comparing POM/BTZ/Dex to BTZ/Dex. The observed activity of POM/BTZ/Dex provides a strong rationale for POM use in different therapeutic combinations. Phase I/II trials evaluating POM/steroids with other agents are ongoing in RR MM. Richardson PG et al. Proc ASH 2012;Abstract 727.

Investigator Commentary: Phase I MM-005 Dose-Escalation Study of Combination Therapy with POM/BTZ/Dex for RR MM In this study, POM was escalated from 1 to 4 mg/d and BTZ from 1 to 1.3 mg/m 2. No dose-limiting toxicities were observed at any dose level, and the combination of POM (4 mg) with BTZ (1.3 mg/m 2 ) and Dex (20 mg) is the regimen for further clinical evaluation. No Grade 3 or 4 peripheral neuropathy or deep vein thrombosis was observed, and none of the patients discontinued therapy. The ORR was 73%, with 27% VGPR and 27% stable disease. POM received accelerated FDA approval based on a Phase II trial demonstrating an ORR of 34% and an overall survival of approximately 14 months. Preclinical studies demonstrated that the combination of the immunomodulatory drugs thalidomide or lenalidomide with proteasome inhibitors mediates synergistic myeloma cytotoxicity, and clinical trials demonstrated high overall and extent of response. This study suggests that the addition of BTZ to the next-generation and more potent immunomodulatory drug POM markedly enhances response and is well tolerated. It has provided the framework for an ongoing Phase III clinical trial of BTZ/Dex versus POM/BTZ/Dex for patients with relapsed or refractory MM. Interview with Kenneth C Anderson, MD, March 29, 2013