Advertising and Solicitation. MR 7.3(a) – p. 126 A lawyer shall not by in-person live telephone or real-time electronic contact solicit professional employment.

Slides:



Advertisements
Similar presentations
Whos Got Your Name? NLADA Annual Meeting November 8, 2007 Will Hornsby ABA Division for Legal Services
Advertisements

Professional Online Image Chapman Law School Laurie Rowen and Erin Giglia Co-owners/founders - Montage Legal Group, LLC.
ETHICS. Business Conduct  The Agent agrees to conform to all applicable federal, state and local laws in conducting business under this agreement.
© 2013 Sri U-Thong Limited. All rights reserved. This presentation has been prepared by Sri U-Thong Limited and its holding company (collectively, “Sri.
VIRGINIA PUBLIC PROCUREMENT ACT ARTICLE 1-GENERAL PROVISIONS § Short title; purpose; declaration of intent. -- A. This chapter may be cited as.
Engineering Ethics* What is engineering ethics?
1 Code of Professional Conduct Darrell Knapp Kansas City Actuaries Club Seminar June 24, 2009.
Week 4. Recognizing the Ethical Issue  Many “ethical issues” turn into “ethical problems” (and sometimes “ethical nightmares”) because they go unnoticed.
Law 20 Conflicts of Interest. o Based on duties of o Loyalty o Confidentiality o Rules cover: o Concurrent representation of adverse clients o Representation.
MSRB Proposed Rules and Interpretations NALHFA 2011 Annual Educational Conference May 20, 2011.
BELMONT UNIVERSITY AMERICAN INN OF COURT SEPTEMBER 9, 2014 PRESENTED BY KRISANN HODGES DEPUTY CHIEF DISCIPLINARY COUNSEL - LITIGATION BOARD OF PROFESSIONAL.
The AMA Code of Ethics Could Egyptian Marketing Professionals Agree on a List of Rules, Perhaps Similar to This? The IMI Journal. Members of the AMA are.
Ethical Considerations When Using Social Media Kimberly C. Metzger Ice Miller LLP James Dimos Frost Brown Todd LLC.
Advertising and Solicitation And Judicial Ethics Cameron, Holly, Jessica, Margaret and Tamara.
All questions are true or false
Scott F. Johnson Maureen MacFarlane.  Attorneys have a myriad of ethical obligations  This presentation covers some of those obligations and considers.
© 2003 Rule 1.9. Duties to Former Clients (a) A lawyer who has formerly represented a client in a matter shall not thereafter represent another person.
June TRECCCIM  May not discriminate on basis of protected class  May not steer  May not inquire about, respond to or facilitate inquiries which.
Project Management PMP Exam Preparation Professional Responsibilities.
INTERNET and CODE OF CONDUCT
Outsourcing: The Ethical Issues Steven M. Richman November 2014.
Legal Ethics and Social Networks Prof. David W. Opderbeck Seton Hall University Law School © 2011 David W. Opderbeck Licensed Under Creative Commons Attribution.
FRCP & Ethics Money & Ethics Technology & Ethics USPTO & Ethics Advertising Ethics
Serving those who serve the public Professional Responsibility & Social Networking Presented July 16, 2011 by Joe Lauber Missouri Municipal Attorneys Association.
Quick Review of Model Rules for the MPRE. Rule 1.1 Competence A lawyer shall provide competent representation to a client. Competent representation requires.
The Ethics of Internal Investigations SELECTED ABA MODEL RULES OF PROFESSIONAL CONDUCT AND COMMENTS By: Cecil E. Morris, Jr. Pendleton, Wilson, Hennessey.
Legal Marketing Practical Law Office Management, 3 rd Edition, Thomson Delmar Learning Chapter 8 ©2007 Thomson Delmar Learning. ALL RIGHTS RESERVED.
HIPAA PRIVACY AND SECURITY AWARENESS.
Engineering Ethics.
Sunshine Law, Public Records and Ethics. Discussion Topics Government in the Sunshine Public Records Code of Ethics The Bluewater Bay MSBU Board has a.
Ethical Guidelines for Maintaining a Successful Practice Timothy J. Halloran, Esq. Jason E. Fellner, Esq. Murphy, Pearson, Bradley & Feeney, P.C. Legal.
Week 9.  Arising out of prior or simultaneous representation of another party in the case  Arising out of relationship with opposing attorneys  Arising.
Options Outsource Enforcement Outsource Enforcement  To Attorney Discipline for Ethics Violations  To State AGs for Consumer Fraud  To Prosecuting Attorneys.
Avoiding Traps in Internal Investigations H. Lee Barfield II Bass, Berry and Sims PLC November 5, 2010.
Mediator/Social Worker
Code of Ethics for Professional Accountants of HKICPA
Chapter 19: Ethical Responsibilities Chapter 19 Ethical Responsibilities.
February 16, The Gift Ban Revolving Door Political Activities Ex Parte Communications.
The “no-contact” rule. Rule 4.2 Communication With Person Represented By Counsel In representing a client, a lawyer shall not communicate about the subject.
Georgia Rules of Professional Conduct: Part 7 – Information About Legal Services 7.1 – Communications concerning a.
Engineering Ethics. Engineering Ethics ( II ) Wael. A. Moustafa MA.Sc., P.Eng. May 18, 2011 Mechanical Engineering Department Umm Al-Qura University.
Legal Ethics: Advertising & Solicitation
Bragglawpc.com. Melanie Bragg Attorney – Mediator Bragglawpc.com.
TOPIC C: ADVERTISING AND SOLICITING P.R Prof. Janicke 2016TOPIC C1.
Legal Ethics: Unit 6 ADVERTISING AND SOLICITATION.
1 ETHICAL LAWYERING Spring, 2006 Class MR 7.3(a) A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional.
An Overview THE AUDIT PROCESS. MAJOR PHASES IN AN AUDIT Client acceptance and retention Establish terms of the engagement Plan the audit Consider internal.
Ethics—Standard of Professional Behavior Required to Ensure the Public Health, Safety, and Welfare NCEES Past President W. Gene Corley, Ph.D., P.E., S.E.,
1 Ethical Lawyering Fall, 2006 Class 6. 2 MR 1.1 A lawyer shall provide competent representation to a client. Competent representation requires the legal.
1 The Nature of Ethics Ethics is generally concerned with rules or guidelines for morals and/or socially approved conduct Ethical standards generally apply.
1 ETHICAL LAWYERING CLASS 3. 2 Cal. Bus. & Prof (a) Any person advertising or holding himself or herself out as practicing or entitled to practice.
Section 285 Litigation Ethics Conflicts of Interest Prosecution Bars Grab bag
Beginning and Ending the Lawyer-Client Relationship.
Fairness in Litigation. MR 3.5 – p. 88 A lawyer shall not: (a) seek to influence a judge, juror, prospective juror or other official by means prohibited.
Competence, Diligence, and Unauthorized Practice.
Regulation and Discipline. LAWYER’S ROLES Representative of the client Officer of the court Public citizen.
1 Ethical Lawyering Fall, 2006 Class 4. 2 MODELS OF THE RELATIONSHIP Traditional Model Participatory Model Hired Gun Model.
1 Ethical Lawyering Fall, 2006 Class MR 1.5 (a) A lawyer shall not make an agreement for, charge, or collect an unreasonable fee or an unreasonable.
PROFESSIONAL RESPONSIBILITIES
How Many Rules Do We Need? Josh King, Lynda Shely, and Erika Wodinsky
CIPA Visit to ASPA 5 October 2016
What are the rules that apply? What are duties of the lawyer?
Lawyers’ Electronic Advertising: Websites, Blogs, LinkedIn, etc.
NEW YORK STATE ETHICS LAW
Legal Ethics of Information Governance Presented by Sean Monahan
Obtaining Clients through advertising & solicitation
Code of Engineering Ethics
Obtaining Clients through advertising & solicitation
© 2013 Sri U-Thong Limited. All rights reserved
PR Class 4 9/8/16. PR Class 4 9/8/16 Tonight Chapter 4 - Advertising and Solicitation Textbook: pp
Presentation transcript:

Advertising and Solicitation

MR 7.3(a) – p. 126 A lawyer shall not by in-person live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.

CRPC 1-400(C) – p. 628 A solicitation shall not be made by or on behalf of a member or law firm to a prospective client with whom the member or law firm has no family or prior professional relationship, unless the solicitation is protected from abridgment by the Constitution of the United States or by the Constitution or the State of California. A solicitation to a former or present client in the discharge of a member’s or law firm’s professional duties is not prohibited.

CRPC 1-400(B) – p. 627 For purposes of this rule, a “solicitation” means any communication: (1) Concerning the availability for professional employment of a member or a law firm in which a significant motive is pecuniary gain; and (2) Which is (a) delivered in person or by telephone, or (b) directed by any means to a person known to the sender to be represented by counsel in a matter which is a subject of the communication.

MR 7.2(b) – p. 123 A lawyer shall not give anything of value to a person for recommending the lawyer’s services except that a lawyer may... (4) refer clients to another lawyer or a nonlawyer professional pursuant to an agreement not otherwise prohibited under these Rules that provides for the other person to refer clients or customers to the lawyer, if (i) the reciprocal referral agreement is not exclusive, and (ii) the client is informed of the existence and nature of the agreement.

MR 7.2(b) – com. 8(p. 126).... Such reciprocal referral arrangements must not interfere with the lawyer’s professional judgment as to making referrals or as to providing substantive legal services....

CRPC 2-200(B) – p. 635 Except as permitted in paragraph (A) of this rule or rule 2-300, a member shall not compensate, give, or promise anything of value to any lawyer for the purpose of recommending or securing employment of the member or the member’s law firm by a client, or as a reward for having made a recommendation resulting in employment of the member or the member’s law firm by a client.... (cont’d)

CRPC 2-200(B)(cont’d) A member’s offering of or giving a gift or gratuity to any lawyer who has made a recommendation resulting in the employment of the member or the member’s law firm shall not of itself violate this rule, provided that the gift or gratuity was not offered in consideration of any promise, agreement, or understanding that such a gift or gratuity would be forthcoming or that referrals would be made or encouraged in the future.

MR 7.6 – p. 131 A lawyer or law firm shall not accept a government legal engagement or an appointment by a judge if the lawyer or law firm makes a political contribution or solicits political contributions for the purpose of obtaining or being considered for that type of legal engagement or appointment.

MR 7.2(b) – p. 123 A lawyer shall not give anything of value to a person for recommending the lawyer’s services except that a lawyer may... (2) pay the usual charges of a legal service plan or a not-for-profit or qualified lawyer referral service. A qualified lawyer referral service is a lawyer referral service that has been approved by an appropriate regulatory authority;

MR 7.2(a) – p. 123 Subject to the requirements of Rules 7.1 and 7.3, a lawyer may advertise services through written, recorded or electronic communication, including public media.

MR 7.1- p. 122 A lawyer shall not make a false or misleading communication about the lawyer or the lawyer’s services. A communication is false or misleading if it contains a material misrepresentation of fact or law, or omits a fact necessary to make the statement considered as a whole not materially misleading.

MR 7.1, com. 3 – pp An advertisement that truthfully reports a lawyer’s achievements on behalf of clients or former clients may be misleading if presented so as to lead a reasonable person to form an unjustified expectation that the same results could be obtained for other clients in similar matters without reference to the specific factual and legal circumstances of each client’s case.

MR 7.1, com. 3, cont’d Similarly, an unsubstantiated comparison of the lawyer’s services or fees with the services or fees of other lawyers may be misleading if presented with such specificity as would lead a reasonable person to conclude that the comparison can be substantiated. The inclusion of an appropriate disclaimer or qualifying language may preclude a finding that a statement is likely to create unjustified expectations or otherwise mislead a prospective client.

CRPC 1-400(D) – p. 628 A communication or a solicitation (as defined herein) shall not: (1)Contain any untrue statement; or (2)Contain any matter, or present or arrange any matter in a manner or format which is false, deceptive, or which tends to confuse, deceive, or mislead the public; or (3)Omit to state any fact necessary to make the statements made, in the light of circumstances under which they are made, not misleading to the public; or (cont’d)

CRPC 1-400(D) (cont’d) (4)Fail to indicate clearly, expressly, or by context, that it is a communication or solicitation, as the case may be; or (5) Be transmitted in any manner which involves intrusion, coercion, duress, compulsion, intimidation, threats, or vexatious or harassing conduct; or (6)State that a member is a “certified specialist” unless the member holds a current certificate as a specialist issued by the Board of Legal Specialization, or any other entity accredited by the State Bar to designate specialists pursuant to standards adopted by the Board of Governors, and states the complete name of the entity which granted certification.

MR 7.4(a) – p. 129 A lawyer may communicate the fact that the lawyer does or does not practice in particular fields of law....

MR 7.4, com. 1 – pp Paragraph (a) of this Rule permits a lawyer to indicate areas of practice in communications about the lawyer’s services. If a lawyer practices only in certain fields, or will not accept matters except in a specified field or fields, the lawyer is permitted to so indicate. A lawyer is generally permitted to state that the lawyer is a “specialist,” practices a “specialty,” or “specializes in” particular fields, but such communications are subject to the “false and misleading” standard applied in Rule 7.1 to communications concerning a lawyer’s services.

MR 7.4(b) – p. 129 A lawyer shall not state or imply that a lawyer is certified as a specialist in a particular field of law, unless: (1)the lawyer has been certified as a specialist by an organization that has been approved by an appropriate state authority or that has been accredited by the American Bar Association; and (2)the name of the certifying organization is clearly identified in the communication.

CRPC 1-400(D)(6) – p. 628 A communication or a solicitation (as defined herein) shall not:... (6) State that a member is a “certified specialist” unless the member holds a current certificate as a specialist issued by the Board of Legal Specialization, or any other entity accredited by the State Bar to designate specialists pursuant to standards adopted by the Board of Governors, and states the complete name of the entity which granted certification.

MR 7.2(a) – p. 123 Subject to the requirements of Rules 7.1 and 7.3, a lawyer may advertise services through written, recorded or electronic communication, including public media.

CRPC 1-400(B) – p. 627 For purposes of this rule, a “solicitation” means any communication: (1) Concerning the availability for professional employment of a member or a law firm in which a significant motive is pecuniary gain; and (2) Which is (a) delivered in person or by telephone, or (b) directed by any means to a person known to the sender to be represented by counsel in a matter which is a subject of the communication.

CRPC 1-400(A)(3) – p “communication” means any message or offer made by or on behalf of a member concerning the availability for professional employment of a member or a law firm directed to any former, present, or prospective client, including but not limited to the following:... (3) Any advertisement (regardless of medium) of such member or law firm directed to the general public or any substantial portion thereof;

CRPC 1-400(D) – p. 628 A communication or a solicitation (as defined herein) shall not: (1)Contain any untrue statement; or (2)Contain any matter, or present or arrange any matter in a manner or format which is false, deceptive, or which tends to confuse, deceive, or mislead the public; or (3)Omit to state any fact necessary to make the statements made, in the light of circumstances under which they are made, not misleading to the public; or (cont’d)

MR 7.3 (a) – p. 126 A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.

MR 7.3(b) – p. 126 A lawyer shall not solicit professional employment from a prospective client by written, recorded or electronic communication or by in- person, telephone or real-time electronic contact even when not otherwise prohibited by paragraph (a), if: (1) the prospective client has made known to the lawyer a desire not to be solicited by the lawyer; or (2) the solicitation involves coercion, duress or harassment.

MR 7.3(c) – p. 126 Every written, recorded or electronic communication from a lawyer soliciting professional employment from a prospective client known to be in need of legal services in a particular matter shall include the words “Advertising Material” on the outside envelope, if any, and at the beginning and ending of any recorded or electronic communication, unless the recipient of the communication is a person specified in paragraphs (a)(1) or (a)(2).

CRPC 1-400(A)(4) – p “communication” means any message or offer made by or on behalf of a member concerning the availability for professional employment of a member or a law firm directed to any former, present, or prospective client, including but not limited to the following:... (4) Any unsolicited correspondence from a member or law firm directed to any person or entity.

MR 7.3 (a) – p. 126 A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.

CRPC 1-400(B) – p. 627 For purposes of this rule, a “solicitation” means any communication: (1) Concerning the availability for professional employment of a member or a law firm in which a significant motive is pecuniary gain; and (2) Which is (a) delivered in person or by telephone, or (b) directed by any means to a person known to the sender to be represented by counsel in a matter which is a subject of the communication.

MR 7.3, com. 2 – p. 127 [2]... Advertising and written and recorded communications which may be mailed or autodialed make it possible for a prospective client to be informed about the need for legal services, and about the qualifications of available lawyers and law firms, without subjecting the prospective client to direct in-person or telephone persuasion that may overwhelm the client's judgment.

MR 7.3 (a) – p. 126 A lawyer shall not by in-person, live telephone or real-time electronic contact solicit professional employment from a prospective client when a significant motive for the lawyer’s doing so is the lawyer’s pecuniary gain, unless the person contacted: (1)is a lawyer; or (2) has a family, close personal, or prior professional relationship with the lawyer.