Session VIII: Work Plan and Budget Plan Module 3: Project Formulation/Preparation Sidaroth KONG; September 2016

Contents Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

Participants will know how to formulate a work plan and a budget plan. 1. Learning Objective Participants will know how to formulate a work plan and a budget plan.

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

2. What is a work plan? A work plan, sometimes called a project plan, outlines in specific detail how a project will be conducted, who will work on which part, and when and in what order each part will be accomplished. Work plans, often shown as Gantt charts, show all the tasks involved in a project, who is responsible for each task, and when the tasks will be completed

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

3. What Types of Work Plan and Its Elements? A Weekly Work Plan is a short-time work plan for one-week duration. This work plan is normally done by a team member. It is used when small scale activities need to be monitored closely.

3. What Types of Work Plan and Its Elements? A Monthly Work Plan is a one-month basis work plan which is normally used at team level or at a project level. A team member can do a monthly work plan, and the project coordinator or manager will consolidate all of them in order to form a team or a project monthly work plan.

3. What Types of Work Plan and Its Elements? An Annual Work Plan is a work plan that is used at a project level or at an organizational level. At a project level, it looks at all activities and resources that a project need for a period of one year. At an organizational level, it combines all projects and resources that the organization needs for a period of one year.

3. What Types of Work Plan and Its Elements A well prepared annual work plan provides a clear plan of action that links resources, activities and responsibilities to results. It should identify who does what, why, when, how, where and with what resources. When you prepare an annual work plan, it is essential to involve project management, program support and relevant project stakeholders as you determine what needs to be implemented during the year, the time frame.

3. What Types of Work Plan and Its Elements In some organizations, an annual work plan also includes expected results and planed budget. An annual work plan can be as complex as or as simple as the organization want it to be. Whether it is a weekly or monthly or annual work plan, an organization should have agreed on a work plan template, so that different work plans across the organization can be consolidated and be easily understood by all staff members.

3. What Types of Work Plan and Its Elements Most work plans of a project include the following elements A short description of the project's objective. A list of personnel participating in the project. A breakdown of the project into specific tasks, with indications of which tasks are dependent upon the completion of others. A schedule indicating when each task will be started and when it will be completed and who will perform it; this information may be represented as an annotated bar chart.

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

4. Benefits of Work Plan Define required resources (persons and times): who are required to do the tasks or activities, how many persons or team members are needed, how much time is needed or can be allocated Define roles and responsibilities: who is doing which tasks and therefore s/he is responsible for their tasks Clarify expectations: which results can be expected and from whom It can be used as a monitoring tool to check whether your project is on- track, once your project has started

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

5. Examples of Different Work Plan Formats In doing or designing a work plan, we need to: Use identified activities, possibly with purpose or outcome, from the Logframe in order to plan what will be carried out and the time frame of the project. Arrange identified activities and the time frame in a format of Gantt chart by using MS Excel or MS. Project.

5. Examples of Different Work Plan Formats Example 1: “Improve the Quality of River Water” from Logframe session. List main and sub activities to be carried out and set corresponding the time frame.

5. Examples of Different Work Plan Formats Project Summary Activities Conduct baseline survey of households and businesses. … Prepare and deliver public information and awareness program.  

5. Examples of Different Work Plan Formats Example 2: An annual work plan listing activities a team must carry out from January to December in 2016 of Capacity Development Project Accompany by each activity is the number of days that a team member has in order to complete their assigned activities. An activity can be jointly implemented by different team members and is assigned to a lead person who has the overall responsibility. By having the number of days, this annual work plan presents also the total workload of all team members in a year

5. Examples of Different Work Plan Formats

5. Examples of Different Work Plan Formats Example 3: from Tools4dev presents a work plan in multiple years. Each task has an assigned person and can be tracked as not started, or in progress, or complete, or overdue.

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

6. What is a Budget Plan? A budget plan is a document that outlines planned and estimated expenditures of a project for a specific period of time. In some cases, a budget plan can include money that organization expects to generate, which is listed as “expected incomes”. This is important for organizations who have income generation activities from providing of services such as health or restaurant, or from selling handcrafts or agricultural products. In this case, the budget plan will also show how much an organization estimates to generate, and how much is needed to cover all expenses in order to carry out the planned activities within a period of time

6. What is a Budget Plan? The budget plan is also a principle document that project team needs to use at the project implementation phase before making actual expenditures as they have to check whether the items were included in the budget and for which amount. A budget plan normally reflects on project activities and resources required in order to implement a project. A proper and well planned budget is required to convince a project donor when you need to request their funding

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

7. How to Develop a Budget Plan? Issues to consider when starting to develop a budget plan It should be developed upon a certain base. In most cases, the basis should be the previous year’s budget plan with updated costs and items for the current year. It is a joint team work. If you are a project manager, you will need to develop a budget plan at least with a financial officer who can provide you with updated information that you need and who can ensure that it also complies with internal financial policy, if exists. If your project is jointly implemented with other partners, you will need to develop a budget plan with their consultation.

7. How to Develop a Budget Plan? Types of costs that can be included in a budget plan Core or Administrative Costs: they are costs occurring towards the operational expenses of the organization, which include administration staff, office rental, stationery, utilities, and other office maintenance expenses. Project Costs: they are expenses that have to be met in order to implement activities of a project. For example, organizing a village meeting, conducting a training or workshop, policy lobbying and meeting, radio talk shows, conducting awareness campaign, publishing research findings, materials or equipment that need to be bought for a project, and so on.

7. How to Develop a Budget Plan? In case of applying for a grant from a donor, you will need to check their budget guidelines, and correctly follow their budget plan template or format: The total amount of funding that can be asked. The duration of the funding: on one year or multiple year basis. What items and costs can be or cannot be included? The maximum percentage or ceiling amount that you can ask for administrative or core costs and project costs.

7. How to Develop a Budget Plan? After considering the above points, in order to develop an actual budget plan, there is a need to check: If “inputs” information is included in the Logframe matrix or not. If it is included, it would indicate at least some main costs and their items. The activities listed in the Logframe or in a work plan are needed to use as items in the budget plan.

7. How to Develop a Budget Plan? Example 1: “Reduced infant and maternal mortality rates” from the Logframe or work plan, the activities of which will be used to develop a brief budget plan: The budget plan contains two main costs: administrative costs and project costs. Items: lists all items on which the project needs to spend. The unit: elaborates type of item which can be person, month, or days. Frequency per year: explains how often a payment must be made for an item in one year. Shared %: this project can ask for 20% of cost sharing for administration while items under the project costs can be covered until up to 100%.

7. How to Develop a Budget Plan? Project Summary Activities Design & implement new procedures for: Personnel management Vehicle & equipment maintenance Drug storage & control Financial control & cost recovery 2. Design & implement staff training program for: Patient care Hygiene maintenance Basic accounting Data collection & analysis

7. How to Develop a Budget Plan? Example 2: a brief budget plan of Capacity Development Project for 2016 The budget plan contains two main costs: administrative costs and project costs. Items: lists all items on which the project needs to spend. The unit: elaborates type of item which can be person, month, or days. Frequency per year: explains how often a payment must be made for an item in one year. Shared %: in many project proposals, the ceiling percentage a project can ask for cost sharing of administration is 25% while items under the project costs can be covered until up to 100%.

7. How to Develop a Budget Plan?

Learning Objective What is a work plan? What types of work plan and its elements? Benefits of work plan Examples of different work plan formats What is a budget plan? How to develop a budget plan? Exercises

8. Exercises Group Work on Exercise #1: Develop a Work Plan Exercise #2: Develop a Budget Plan

References CARE. (2007). The Basics of Project Implementation: a Guide for Project Managers. (N. Hussein, Ed.) FundForNGOs. (2011). Types of Costs to be included in the Budget . FundForNGOs. FundForNGOs. (2011). What is a Budget – for NGOs? . FundForNGos. FundForNGOs. (2011). What should not be done with a Budget – for NGOs? . FundForNGOs. Perelman, L. C., Barrett, E., & Para, J. (2001). Mayfield Electronic Handbook of Technical & Scientific Writing. McGraw-Hill Higher Education. Ridley, A. (2012). Work Plans. United States Department of Agriculture. Tools4dev. (2014). Work Plan Template. Tools4dev.