Maurice Herlihy, Victor Luchangco, Mark Moir, William N. Scherer III Software Transactional Memory for Dynamic-Sized Data Structures (DSTM – Dynamic STM) Maurice Herlihy, Victor Luchangco, Mark Moir, William N. Scherer III PODC 2003

Motivation Transactional Memory – simplifies parallel programming STM – Software based TM Usually simpler than Hardware based TM Can handle situations where HTM fails However: It is immature (supports static data sets and static transactions) It is complicated

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

Transactions Transaction – a sequence of steps executed by a single thread Transactions are atomic: each transaction either commits (it takes effect) or aborts (its effects are discarded) Transactions are linearizable: they appear to take effect in a one-at-a-time order

The computation model Starting transaction Read-Transactional(o1) Write-Transactional(o2) Read(o3) Write(o4) Commit-Transaction

The computation model Committing a transaction can have two outcomes: Success: the transaction’s operations take effect Failure: the operations are discarded Implemented in Java and in C++

and this is why it is called Dynamic Software Transactional Memory Previous STM designs Only static memory – need to declare the memory that can be transactioned statically We want the ability to create transactional objects dynamically Only static transactions – transactions need to declare which addresses they are going to access before the transaction begins We want to let transactions determine which object to access based on information of objects read inside a transaction and this is why it is called Dynamic Software Transactional Memory

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

Don’t forget the run() method Threads A thread that executes transactions must be inherited from TMThread Each thread can run a single transaction at a time Don’t forget the run() method class TMThread : Thread { void beginTransaction(); bool commitTransaction(); void abortTransaction(); }

Objects (1) All transactional objects must implement the TMCloneable interface: This method clones the object, but clone implementors don’t need to handle synchronization issues inteface TMCloneable { Object clone(); }

Objects (2) In order to make an object transactional, need to wrap it TMObject is a container for regular Java objects TMObject Object

Opening an object Before using a TMObject in a transaction, it must be opened An object can either be opened for READ or WRITE (and read) class TMObject { TMObject(Object obj); enum Mode {READ, WRITE}; Object open(Mode mode); }

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

An atomic counter (1) The counter has a single data member and two operations: The object is shared by multiple threads class Counter : TMCloneable { int counterValue = 0; void inc(); // increment the value int value(); // returns the value Object clone(); }

Returns true/false to indicate commit status An atomic counter (2) When a thread wants to access the counter in a transaction, it must first open the object using the encapsulated version: Counter counter = new Counter(); TMObject tranCounter = new TMObject(counter); ((TMThread)Thread.currentThread).beginTransaction(); … Counter counter = (Counter)tranCounter.open(WRITE); counter.inc(); ((TMThread)Thread.currentThread).commitTransaction(); Returns true/false to indicate commit status

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

DSTM implementation Transactional object structure: status transaction new object start Data old object TMObject Locator Data

Current object version The current object version is determined by the status of the transaction that most recently opened the object in WRITE mode: committed: the new object is the current aborted: the old object is the current active: the old object is the current, and the new is tentative The actual version only changes when a commit is successful

Opening an object (1) Let's assume transaction A tries to open object o in WRITE mode. Let transaction B be the transaction that most recently opened o in WRITE mode. We need to distinguish between the following cases: B is committed B is aborted B is active

Opening an object (2) – B committed transaction Data new object start old object If CAS fails, A restarts from the beginning o Data B’s Locator clone 4 Use CAS in order to replace locator transaction active new object Data old object A’s Locator 1 3 A creates a new Locator A sets old object to the previous new 2 A clones the previous new object, and sets new

Opening an object (3) – B aborted transaction Data new object start old object o Data B’s Locator 4 Use CAS in order to replace locator transaction active clone new object Data old object A’s Locator 1 3 A creates a new Locator A sets old object to the previous old 2 A clones the previous old object, and sets new

Opening an object (4) – B active Problem: B is active and can either commit or abort, so which version (old/new) should we use? Answer: A and B are conflicting transactions, that run at the same time Use Contention Manager to decide which should continue and which should abort If B needs to abort, try to change its status to aborted (using CAS)

Opening an object (5) Lets assume transaction A opens object o in READ mode Fetch the current version just as before Add the pair (o, v) to the readers list (read-only table)

Committing a transaction The commit needs to do the following: Validate the transaction Change the transaction’s status from active to committed (using CAS)

Validating transactions What? Validate the objects (only) read by the transaction Why? To make sure that the transaction observes a consistent state How? For each pair (o, v) in the read-only table, verify that v is still the most recently committed version of o Check that (status == active) If the validation fails, throw an exception so the user will restart the transaction from the beginning

Validation inconsistency Assume two threads A and B If B after A, then o1 = 2, o2 = 1; If A after B, then o1 = 1, o2 = 2 If they run concurrently we can have o1 = 1, o2 = 1 which is illegal Thread A 1. x <- read(o1) 2. w(o2, x + 1) Thread B 1. y <- read(o2) 2. w(o1, y + 1) Initially: o1 = 0 o2 = 0

Conflicts Conflicts are detected when: A transaction first opens an object and finds that it is open for modification by another transaction When the transaction validates its read set (on opening an object or commit)

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

Ordered Integer List – IntSet (1) Min 3 4 8 Max 6

Ordered Integer List – IntSet (2) class List implements TMCloneable { int value; TMObject next; List(int v) { value = v; } public Object clone() { List newList = new List(value); newList.next = next; return newList; }

Ordered Integer List – IntSet (3) class IntSet { TMObject first; // the list’s anchor IntSet() { List firstList = new List (Integer.MIN_VALUE); first = new TMObject(firstList); firstList.next = new TMObject( new List(Integer.MAX_VALUE)); }

Ordered Integer List – IntSet (4) class IntSet { boolean insert(int v) { List newList = new List(v); TMObject newNode = new TMObject(newList); TMThread thread = Thread.currentThread(); while (true) { thread.beginTransaction(); boolean result = true; try { … } catch (Denied d) {} if (thread.commitTransaction()) return result; }

Ordered Integer List – IntSet (5) try { List prevList = (List)this.first.open(WRITE); List currList = (List)prevList.next.open(WRITE); while (currList.value < v) { prevList = currList; currList = (List)currList.next.open(WRITE); } if (currList.value == v) { result = false; } else { result = true; newList.next = prevList.next; prevList.next = newNode;

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

Single entrance What is the problem with the previous example? How can it be solved? Opening for READ on traversal Maybe something more sophisticated?

Releasing an object An object that was open for READ can be released What does it imply? Careful planning Can increase performance What happens if we open an object, release it and open it again in the same transaction? Can lead to validation problems

Overview Short recap and what’s new? How to use DSTM? Example Diving into DSTM Example 2 Improving performance Obstruction freedom

Non-Blocking Algorithms A family of algorithms on a shared data Each sub-family satisfies different progress guarantees Usually, there is a correlation between the progress guarantee strength and the complexity of the algorithm

Wait-Free algorithms An algorithm is wait-free if every operation has a bound on the number of steps it will take before completing No Starvation

Lock-Free algorithms An algorithm is lock-free if every step taken achieves global progress Even if n-1 processes fail (while doing operations on the shared memory), the last processor can still complete its operation Example: Shavit & Touitou’s STM implementation

Obstruction-Free algorithms An algorithm is obstruction-free if at any point, a single thread executed in isolation for a bounded number of steps will complete its operation Doesn’t avoid live-locks Example: DSTM implementation What is it good for?

Contention Manager (CM) The contention manager arbitrates between two conflicting transactions Given two (conflicting) transactions TA, TB, then CM(TA, TB): Decides who wins Decides what the loser should do (abort/wait/retry) Conflicts policy