Introducing Transamerica® ALPHA Presenter’s Name Presenter’s Title TFA1439056 0316
About Transamerica Financial Advisors, Inc. Transamerica Financial Advisors, Inc. (TFA) and our Representatives believe that a more secure financial future isn’t a goal reserved only for the wealthy. This is why TFA is proud to offer the Transamerica ALPHA Digital Investment Program (Transamerica ALPHA), an online, automated investing and money management service, available to TFA clients from all walks of life. TFA is: A full-service, fully licensed, independent broker/dealer and Registered Investment Advisor with thousands of representatives across the United States who offer products and services from more than 100 separate providers. A firm whose Representatives are dedicated to helping people from all walks of life have better tomorrows. A firm whose clients are the center of our business. TFA’s financial services professionals are committed to serving their clients with the knowledge, expertise and guidance that they deserve.
Financial Needs Analysis
The Efficiency of Technology Plus the Expertise of an Investment Advisor Transamerica ALPHA gives you access to a TFA Investment Advisor Representative (IAR), professional money management, and a host of online tools designed to monitor and manage your investments. Powered by Betterment, Transamerica ALPHA gives you access to technology that manages your investments in a customized, globally diversified portfolio. Our time is spent on high impact service, not pushing paper. You pay for value, not administration.
Globally Diversified Portfolios Take comfort in knowing that your portfolio consists of a globally diversified portfolio of ETFs from firms like Vanguard and BlackRock. Most importantly, you will have access to an advisor to assist you along the way to help determine your investment objectives and risk tolerances. This is a sample snapshot of an account for illustrative purposes only. It is not intended to be a recommendation to purchase, sell or hold any security or asset class.
Transamerica® ALPHA Benefits With Transamerica® ALPHA you can: Manage investments by setting a goal and strategy Monitor your investments either online or with a single, consolidated account statement Make adjustments online as your circumstances change You’ll save time through the platform’s automated features: Tax efficient rebalancing Automatic dividend reinvestment Optional automatic monthly investments You’ll save money: No charges for trades or transactions You pay an investment advisory fee based on your total account balance
Usage Guidelines Slide Description: Investment Experience Change box color based on your firm’s colors To remove this box, simply click on the edge of the box (to select the whole box) and then press “delete.” A Better Investment Experience with Efficient, Globally Diversified Portfolios Automated Rebalancing Tax Loss Harvesting Your account is monitored to help ensure that your asset allocation stays on track An automatic process for tax loss harvesting is in place for non-retirement accounts Automated Investments Instant Access Schedule optional automatic monthly transfers from your checking account online Account access available anywhere using our website or mobile app Smart Dividend Re-Investment Fractional Shares Dividends are automatically reinvest in depreciated assets Fractional shares maximize every dollar you have to invest
Thoughts From TFA’s Leadership George Chuang President, Transamerica Financial Advisors, Inc. “Transamerica Alpha offers you the ability to establish goal-based investing strategies and determines the appropriate portfolio based on your specific needs. Plus, there is no minimum investment requirement so there is no barrier to begin investing now. All this and more on a platform that uses industry-leading technology combined with the assistance of a knowledgeable investment advisor – giving you access to money management advice that typically comes with a higher investment portfolio.” Scott Nishimura Director – Advisory Services, Transamerica Financial Advisors, Inc. “At Transamerica Financial Advisors we believe that all hard working families deserve access to solutions that can help them achieve their goals. Transamerica Alpha evens the investment management landscape by allowing our Investment Advisor Representatives to serve families that may be overlooked and underserved by other firms. Additionally, by harnessing some of the most advanced technology available in the industry today, Transamerica Alpha allows investments with no minimums, putting our Advisors in a position to serve more families, from more diverse economic backgrounds, than ever before.”
Getting Started in 3 Easy Steps Create an account in less than 3 minutes by clicking on this link [add link here] 1 2 Link your funding account 3 Create a financial goal
Investments: Not FDIC Insured • No Bank Guarantee • May Lose Value. Investing in securities involves risks, including the possible loss of principal. Before investing, consider your investment objectives and all applicable fees and expenses. For a complete description of all fees, costs and expenses, please refer to Form ADV Part 2A and/or Appendix 1. Transamerica Financial Advisors, Inc. (TFA) is a SEC Registered Investment Advisor. TFA Headquarters: 570 Carillon Parkway, St. Petersburg, FL33716. Phone: 800.322.7161 Betterment LLC provides automated investment advisory services by managing investments in a customized portfolio for TFA clients through the Transamerica ALPHA program. Betterment LLC acts as a sub-advisor in this capacity and is also a SEC Registered Investment Advisor. Assets in a Transamerica ALPHA account will be held at Betterment Securities, a SEC registered broker-dealer, member FINRA and SIPC. ©2015 Transamerica Financial Advisors, Inc. TFG2985/03.16