Veo One® – Unify Your Technology Stephanie Macon, Vice President, Technology Consulting

Important Information Presentations are for informational and educational purposes only. Access to the Veo® platform’s open access capabilities is provided as a service to independent advisors using the brokerage, execution and custody services of TD Ameritrade. Veo® open access is an indication of potential programming compatibility. It does not imply any TD Ameritrade, Inc. recommendation of, endorsement of, warranty of, or fitness for use of any third party’s products or services. TD Ameritrade is not responsible for information, opinions or services provided by a third party. Since TD Ameritrade must ensure that all vendors meet security requirements, integration with new vendors is not immediate and cannot be guaranteed. Brokerage services provided exclusively by TD Ameritrade, Inc., member FINRA/SIPC. Examples presented are provided for illustrative and educational use only and are not a recommendation or solicitation to purchase or sell any specific security. TD Ameritrade and all shown third-parties are separate, unaffiliated and not responsible for each other's services, opinions, or policies. All product, logo, and service names are the property of their respective owners. FA Insight is a product of TD Ameritrade Institutional, Division of TD Ameritrade Inc. FA Insight is a trademark owned by TD Ameritrade IP Company, Inc. TD Ameritrade Institutional, Division of TD Ameritrade, Inc., FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2017 TD Ameritrade.

Veo Open Access® It began with an idea. An idea to make seamless integration work together for the benefit of our RIA clients. And Veo Open Access was born.

Veo Open Access® First opened up our APIs in 2011 Built through collaboration Annual Tech Summit Operations Panels Ongoing Advisor Feedback 121 live integrations

Veo Open Access® Integrations Brokerage services provided exclusively by TD Ameritrade, Inc.

Veo Open Access® Integrations Analytics – 13 Financial Planning – 15 CRM – 15 Portfolio Management – 24 Online Advice – 16 Trading & Rebalancing – 6 Office Tools – 32

Key Features of Veo Open Access® Choice Choose the solution that best suits your needs Flexibility Take advantage of the latest integration points with your existing tech solutions Security Safeguard your trading environment and your clients’ information and financial assets Efficiency Access client data from Veo in your app of choice and leverage workflows in your daily tasks

Bringing it All Together: Veo One®

Diverse Experiences RIA Planning Portfolio Mgmt Document Mgmt Compliance Vault CRM RIA Diverse Experiences: Leads to: Multiple Logins Disparate Systems Time to Process Unproductive Workflows

Unified Experience Advanced Alerts Bringing you a Unified Experience that is… Efficiently Designed Delivers Innovative Features Includes Simplified Workflows Giving you Access to Business Intelligence

Accessible Anytime, Anywhere, on Any Device Again, Veo One is built in mobile responsive design eliminating, accessible anytime, anywhere, on any device without the need to install and make updates to an app to access. For illustrative purposes only.

Initial Veo One® Integrations Coming Soon:

Current Integration with Veo One® Single sign-on to Veo One from the Junxure Cloud Home Screen Single sign-on to Junxure Cloud Account Screen in-context from Veo One Client Screen Access TD Ameritrade current intraday positions and transactions from Junxure Cloud Advanced Alerts – Enable you to automatically trigger actions and workflows Junxure Cloud data in Veo One

Veo One®: Managing Your Day Client meeting: Sally Smith Client Dinner: A. Hamilton For illustrative purposes only For illustrative purposes only

Veo One®: Preparing For Client Meeting Robert Smith For illustrative purposes only

Veo One®: Real-time Account Opening For illustrative purposes only

Veo One®: Servicing & Managing Client Relationships XXXX54010 XXXX54043 XXXX54054 For illustrative purposes only

Veo One®: Advanced Alerts CRM Trading Veo Open Access® Financial Planning Portfolio Mgmt

What’s Next Now what’s coming?

The Power of Data Big Data Analytics Personalization

Veo One® Analytics What we will Deliver: Deliver a superior client experience that helps advisors operate more efficiently Building an on-demand analytics experience in order to make better decisions What we will Deliver: Advisor-Facing Snapshot Report FA Insight Benchmarking Tool Advisor Analytics Landing Page Operational Performance Internal Platform Analytics

FA Insight Benchmark Module For illustrative purposes only

Thank You Stephanie Macon, Vice President, Technology Consulting TD Ameritrade Institutional