TRAIANA LIMIT HUB Traiana operates Limit Hub globally, which will participate in the 2016 FIA Industry Disaster Recovery testing. The primary Limit Hub.

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TRAIANA LIMIT HUB Traiana operates Limit Hub globally, which will participate in the 2019 FIA Industry Disaster Recovery testing. The primary Limit Hub.
Presentation transcript:

TRAIANA LIMIT HUB Traiana operates Limit Hub globally, which will participate in the 2016 FIA Industry Disaster Recovery testing. The primary Limit Hub data center at NY will be forced to cease operations. Limit Hub will be functioning from the secondary data center in Chicago. No action is required by Limit Hub participants as they connect to both primary and secondary instances via the same IP addresses. The test scenario will take place between 9:00 AM and 12:00 PM EDT Limit Hub participants should contact the support team at LHDRTestSupport@Traiana.com to report any issues

TRAIANA LIMIT HUB (Cont’d) … Possible test scenarios: Switch between Prod and DR sites - Transport Layer FCM limits reception Pre-Trade Limit Check CCP Take Up Bunched Order Allocation All flow related tests should be executed using dummy accounts to prevent live accounts pollution. Pre-test requirement – Participating firms must register via the FIA website and coordinate test scripts with Traiana Participating firms must submit on boarding requests for dummy accounts setup in Limit Hub At the conclusion of the testing participating firms will confirm reconnection to production

TRAIANA LIMIT HUB COMMUNITY FCM SEF Bank of America Merrill Lynch BGC Derivatives Markets Barclays Bloomberg SEF  BNP Paribas Clear Markets North America Citi GFI Swaps Exchange Credit Suisse ICAP SEF Deutsche Bank ICE Swap Trade  Goldman Sacks Javelin SEF HSBC MarketAxess SEF Corporation JPMorgan Chase TeraExchange Morgan Stanley TradeWeb (TW SEF) Newedge Tradition (Trad-X) Nomura trueEX  UBS Yield Broker Wells Fargo

TEST COVERAGE - TRANSPORT TRAIANA LIMIT HUB (Cont’d) … TEST COVERAGE - TRANSPORT Will use Limit Hub Secondary Site (Traiana DR at Chicago) Pre-test connectivity tests will be offered on an ad-hoc basis. Please contact us to schedule a date/time. Contact Traiana Limit Hub Support with any test related questions: LHDRTestSupport@Traiana.com FIX Heartbeat Prod to Traiana DR DR to Traiana DR MQ Ping

TEST COVERAGE – FCM FLOWS TRAIANA LIMIT HUB (Cont’d) … TEST COVERAGE – FCM FLOWS Limits and Utilization Update FCM can set / update limits or current utilization Limit Check (Trade Certainty) – Orders and Packages Forward Limit Check from SEF to FCM. As FYI or requesting FCM response Trade Execution FCM can receive drop copy of SEF executions Cleared Trades and Allocations FCM can receive from Hub clearing confirmation or consent requests forwarded from CCPs FCM can allocate on-behalf-of-client via Hub a trade cleared at a suspense account

TEST COVERAGE – SEF FLOWS TRAIANA LIMIT HUB (Cont’d) … TEST COVERAGE – SEF FLOWS Pre-Trade Limit Check Limits Distribution to Push SEFs Trade Execution reporting Application Level Heartbeats

TEST COVERAGE – CCP FLOWS TRAIANA LIMIT HUB (Cont’d) … TEST COVERAGE – CCP FLOWS Take Up Flow Hub receives consent request from CCP, responds back to CCP or forwards to FCM Bunched Order Flow Hub communicates allocation instruction to CCP for cleared bunched order trade