Simon Law – Society of Licensed Conveyancers

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Presentation transcript:

Simon Law – Society of Licensed Conveyancers Regulation & Compliance: A Professional Bodies View

Society of Licensed Conveyancers THE SLC Established in 1989 To represent its members Completely separate from the Council for Licensed Conveyancers Society of Licensed Conveyancers

Society of Licensed Conveyancers What We Offer Range of Member Benefits Free CPD throughout the year Annual Conference Quarterly newsletter Access to client guides Affiliation schemes with partner supplies and professionals Society of Licensed Conveyancers

Society of Licensed Conveyancers THE CLC/SLC V SRA/Law Society CLC and SLC Completely Separate CLC bound by Statue to regulatory objectives under the Legal Services Act 2007 CLC does not have a representative function Society of Licensed Conveyancers

Society of Licensed Conveyancers THE CLC/SLC V SRA/Law Society SLC is NOT mandatory for Licensed Conveyancers SLC Board Members are not paid by the SLC SLC Board is comprised of both LC Managers and employed LC’s Society of Licensed Conveyancers

Society of Licensed Conveyancers THE CLC/SLC V SRA/Law Society SRA and Law Soc linked under the Law Society Group One Fee paid to SRA Effectively membership to Law Society is compulsory Society of Licensed Conveyancers

Society of Licensed Conveyancers THE CLC/SLC V SRA/Law Society Current tensions between SRA and Law Society over the consultation to remove the requirement for run off cover when changing Regulator. Society of Licensed Conveyancers

Society of Licensed Conveyancers Regulation By The CLC Activities include: Setting standards for entry in to the profession Issuing licences Regulation, conduct and discipline Monitoring regulated bodies Investigating allegations of misconduct Society of Licensed Conveyancers

Society of Licensed Conveyancers Regulation By The CLC The CLC over the last 30 has Specialist Regulator Regulation through a culture of assisted compliance Evolved over the years and continues to update itself with the recent change in indemnity insurance provisions just one example. Society of Licensed Conveyancers

Society of Licensed Conveyancers The Future of Regulation The following areas need to be kept at the forefront of all regulators objectives: Cost of regulation Ease of understanding and compliance Watering down current handbooks and rules is not in the best interest of consumers. Accounts rules should ensure clear compliance Regulators must allow the seamless transition from one regulator to another. Society of Licensed Conveyancers

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