Holifield ∙ Janich & Associates, PLLC 11907 Kingston Pike, Suite 201

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Presentation transcript:

Retirement Plan Industry Update and Trends By: Al Holifield, Dan Janich & Tommy Horst Holifield ∙ Janich & Associates, PLLC 11907 Kingston Pike, Suite 201 Knoxville, TN 37934 aholifield@holifieldlaw.com djanich@holifieldlaw.com Phone: (865) 566-0115 ERISA Services, Inc. 12748 Kingston Pike Knoxville, TN 37934 thorst@erisaservices.com Phone: (865) 966-1225 www.holifieldlaw.com

What are they Looking For Retirement Plan Industry Update and Trends DOL INVESTIGATIONS Current What to Expect What are they Looking For

How does this affect me, the client How does this affect our advisors Retirement Plan Industry Update and Trends FIDUCIARY REG UPDATE How does this affect me, the client How does this affect our advisors How does this affect our service model

INDUSTRY CONSOLIDATION Auditors Advisors Platforms TPA’s Retirement Plan Industry Update and Trends INDUSTRY CONSOLIDATION Auditors Advisors Platforms TPA’s

PRICE COMPRESSION What Am I Paying For? What Am I Getting? Retirement Plan Industry Update and Trends PRICE COMPRESSION What Am I Paying For? What Am I Getting?

Retirement Plan Industry Update and Trends PLAN INTEGRATION AND FUNCTIONALITY With Payroll and Record Keeper TPA

OUTSOURCING ADMINISTRATION - 3(16) SERVICES Retirement Plan Industry Update and Trends OUTSOURCING ADMINISTRATION - 3(16) SERVICES