Internal Auditing: Assurance & Advisory Services, Fourth Edition Introduction – Maunda Land Hello, Welcome to the Internal Auditing Assurance & Advisory Services, 4th Edition textbook webinar. Please take a moment to mute your phones. We will begin shortly. Welcome to the Internal Auditing Assurance & Advisory Services, 4th Edition textbook webinar. We look forward to providing information about the latest edition of the internal auditing textbook. Throughout the webinar we will have polling questions to get your feedback. We will also be taking questions at the end of the webinar. If you have questions, please type them in the chat box. We will be covering a lot of material today. If your question is answered during the course of the webinar, please click the live answer box on your question to let us know that your question has been answered.

Presenters IIA Academic Relations: Textbook Authors: IIA Bookstore: Maunda Land, Director of Membership Engagement, Diversity & Student Programs, The IIA Maunda.land@theiia.org Textbook Authors: Urton Anderson PhD, CIA, CCSA, CFSA, CGAP, CRMA, University of Kentucky urton.anderson@uky.edu Mark Salamasick CIA, CRMA, University of Texas System msalamasick@utsystem.edu IIA Bookstore: Luke Roggenbeck, Manager of Retail Operations, The IIA Luke.Roggenbeck@theiia.org Hello, I’m Maunda Land, The Director of Membership Engagement, Diversity and Student Programs at The IIA. I will serve as your facilitator today. I would like my panelists to take a moment to introduce themselves in the order in which they appear on the screen. Urton… Facilitator – Maunda Land Panelist – Mark Salamasick Panelist – Urton Anderson Panelist – Luke Roggenbeck

Welcome and General Information Agenda Welcome and General Information Student Support Textbook Overview Product Integration Textbook Changes How to Order Questions Agenda – Maunda Land Our program today is as follows: Welcome and General Information Student Support Textbook Overview Product Integration Textbook Changes How to Order Questions

The IIA is Committed to Promoting the Internal Audit Profession to the Next Generation. There are two IIA programs that support internal audit education in colleges and universities worldwide. The Internal Auditing Education Partnership (IAEP) program endorses schools teaching an internal auditing curriculum within a degree program (undergraduate or post-graduate). The Internal Audit Academic Awareness Program to recognize the various degrees of commitment and effort universities are making to provide students with the information and skill sets necessary to be able to choose from a variety of career paths. Programs – Maunda Land Let me start off by saying that The IIA has two programs for recognition or endorsement of universities teaching internal audit. The Internal Audit Academic Awareness program and The internal Auditing Education Partnership or IAEP program. It is our goal to encourage universities to begin adopting an internal audit curriculum and teach courses such as the Principles of Internal Auditing course that can be used with the textbook. We hope that universities all over the world are introducing students to internal audit and using the textbook. It is our aspiration to have every student learn about a career in internal audit and develop the skills and competencies to begin an internal audit career upon graduation. We believe the adoption of this textbook will help provide students with a strong internal audit foundation. To learn more about The IIA’s Academic Relations efforts, visit www.theiia.org/academic

Revision History First Edition – July 2007 Second Edition – October 2009 Third Edition – April 2013 Fourth Edition – April 2017 Revision History – Mark Salamasick

When did you start using the IIA Internal Audit Textbook? Polling Question #1 When did you start using the IIA Internal Audit Textbook? Polling Question – Mark Salamasick 1st Edition 2nd Edition 3rd Edition I haven’t in the past but considering the Fourth Edition I don’t plan on using the IIA Textbook

Download the Table of Contents Below Textbook Chapters Chapter 1: Introduction to Internal Auditing Chapter 2: The International Professional Practices Framework Chapter 3: Governance Chapter 4: Risk Management Chapter 5: Business Processes and Risk Chapter 6: Internal Control Chapter 7: Information Technology Risks and Controls Chapter 8: Risk of Fraud and Illegal Acts Chapter 9: Managing the Internal Audit Function Chapter 10: Audit Evidence & Workpapers Chapter 11: Data Analytics and Audit Sampling Chapter 12: Introduction to the Engagement Process Chapter 13: Conducting the Assurance Engagement Chapter 14: Communicating Assurance Engagement Outcomes Chapter 15: The Consulting Engagement Download the Table of Contents Below Textbook Chapters – Urton Anderson You don’t have to teach the chapters in order

Case Studies Case Study 1: Auditing Entity-wide Controls Case Study 2: Auditing the Compliance and Ethics Program Case Study 3: Performing a Blended Consulting Engagement Case Studies – Urton Anderson

Textbook Product Integration Check out the resources here: www.theiia.org/IAtextbook ACL Idea KnowledgeLeader TeamMate + Textbook Product – Mark Salamasick Both the case studies and software can be downloaded off of the websites.

Significant Updates-3rd Edition Integration of TeamMate and TeamMate Case Studies Addition of Value Proposition COSO Internal Control 2013 Updates to Standards, Implementation Guides, and Practice Guides (19 GTAGs) Inclusion of 3 Lines of Defense New material on Risk Management New technologies (i.e., cloud computing, smartphones) Expansion on Audit Management including combined assurance Significant Updates – Mark Salamasick

Internal Auditing: Assurance & Advisory Services, 4th Edition What’s new in the 4th Edition? TeamMate +® and TeamMate Analytics an award-winning audit management system, has been integrated throughout the applicable textbook chapters. Specific case studies have been developed and are embedded at the end of chapter material to introduce the ways that TeamMate + can be used to streamline internal audit processes. Streamlined for student online access. Introduction of the KnowledgeLeader with case studies throughout the text. Access available to all faculty and students. Expanded instructor materials with 100 sample multiple choice questions, sample exam, along with expanded PowerPoint slides. 4th Edition – Mark Salamasick Published by The Internal Audit Foundation Instructors interested in ordering a desk copy may contact The IIA Bookstore, powered by the Internal Audit Foundation, by email at iiatextbook@theiia.org. Requests are limited to one per instructor and two per institution.

Significant Updates – 4th Edition IPPF updates including Standards Internal Audit New Mission Statement Expansion of COSO Framework 2013 New Fraud Risk Management Guide Current Technology including Cybersecurity focus Data analytics added to Audit Sampling Chapter Integration of Protiviti KnowledgeLeader throughout TeamMate Hosting streamlined process Online distribution of material versus CD Expanded instructor material Significant Updates – Mark Salamasick

for Universities Internal Auditing: Assurance & Consulting Services, TeamMate – Urton Anderson Internal Auditing: Assurance & Consulting Services, Fourth Edition with TeamMate

Polling Question #2 Which of the following are you planning on using in the classroom Idea, ACL, TeamMate+, or TeamMate Analytics? Polling Question – Urton Anderson Check all that apply Idea ACL TeamMate+ (Workpapers) TeamMate Analytics(Data Analytics) None

How To Order The Textbook IIA Bookstore Staff: Luke Roggenbeck Luke.Roggenbeck@theiia.org Robert Breen robert.breen@theiia.org Aisha Tiller aisha.tiller@theiia.org How to Order – Luke Roggenbeck

How To Order The Textbook Instructors interested in ordering a desk copy may download and submit the Textbook 4th Edition Desk Copy Request Form. Requests are limited to one per instructor and two per institution. ISBN-13: 978-0-89413-987-1 For further information, contact iiatextbook@theiia.org. How to Order – Luke Roggenbeck

Questions? Facilitator – Maunda Land

Facilitator – Maunda Land Thank you again for participating in the Internal Auditing Assurance and Advisory Services, fourth edition textbook webinar. If you have additional questions, feel free to contact the IIA bookstore at iiatextbook@theiia.org. Thank you again for participating and have a great day.