ICE Trade Vault AGA Conference New Orleans ICE Global Repository Services, Bruce Tupper October 9, 2014

ICE: A Global Presence NORTH AMERICA Headquartered in Atlanta: 400+ Employees Global HQ: corporate functions, product development, technology, operations & helpdesk New York: 1,500+ Employees HQ of ICE Futures US, ICE Clear US, ICE Swap Trade/Creditex, NYSE, NYSE AMEX Options, NYSE Arca Options & Liffe Other US Offices (Arizona, Chicago, California and Texas) and Canada: 475+ Employees HQ of ICE Clear Credit, The Clearing Corporation, CCX, ICE Credit Hub, HQ of Corpedia Group & NYSE Arca Inc HQ of ICE Futures Canada & ICE Clear Canada EUROPE UK & Continental Europe : 860+ Employees HQ of ICE Futures Europe, Liffe, ICE Clear Europe, ICE Swap Trade, ICE Trade Vault Europe & ICE Endex ASIA-PACIFIC Australia, China, Japan, Hong Kong, Philippines & Singapore: 195+ Employees Singapore Mercantile Exchange & Clearing Corp, NYSE

ICE: A Global Network of Exchanges Intercontinental Exchange (ICE) is the leading network of regulated exchanges, clearing houses & repositories for global markets Distribution Screens distributed around the globe 17 exchanges and six clearing houses in Asia, Europe & North America Global network enables around-the-clock trading Diversified markets Listed markets in nine asset classes: energy, agricultures, metals, interest rates, equity index, FX, credit, equities & equity options Global benchmarks across commodity & financial markets More than half the world’s traded crude oil & refined petroleum futures volume Solutions for financial reform Clearing, market transparency, trade execution & reporting/repositories Supporting reform in US, Europe, Canada & Asia Solutions implemented for regulatory regulations: DCO, CCP, SEF, SDR & EU TR and Canadian TR.

ICE: A Logical SDR Service Provider ICE: A Logical Trade Repository Service Provider ICE: A Logical SDR Service Provider Proven Track Record Process & store millions of confidential trade records daily without incident Systems developed & operated by in-house staff of 500+ technologists Deep knowledge of financial & physical markets with strong governance Leveraging ICE Infrastructure ICE clearing houses’ obligation to report cleared & delegated trade data ICE eConfirm serves as front-end for commodities & FX ICE Link serves as front-end for CDS Regulatory Experience Exchange & clearinghouse subsidiaries operate under multiple jurisdictions Home regulators in Canada, UK/EU & US Liaises with 25 other foreign regulatory authorities

ICE Trade Vault: A Global Repository Registered SDR for CFTC Reporting ICE Trade Vault: Liaising with MAS on Foreign TR Registration (SDR) ICE Trade Vault: Registered TR for Ontario, Quebec & Manitoba ICE Trade Vault: Liaising with ASIC on Foreign TR registration (SDR) Registration ICE Trade Vault Europe: Registered TR for EMIR Reporting Seeking RRM status for ACER/REMIT Reporting

Reporting: Financial Swaps & Physical Options ICE Trade Vault: A Global Repository Reporting: Financial Swaps & Physical Options Leverage successful ICE Trade Vault implementations in US & EU ICE will expand repository service as global regulators finalize reporting regulations ICE Trade Vault, LLC June, 2012 - Commodity Futures Trading Commission (CFTC) approved ICE Trade Vault, LLC as the first SDR (commodities & credit asset classes) October, 2012 - ICE Trade Vault, LLC went live in credit asset class February, 2013 - ICE Trade Vault, LLC went live in commodities asset class ICE Trade Vault Europe November, 2013 - European Securities Market Authority (ESMA) approved ICE Trade Vault EU (commodities, credit, interest rate & equities asset classes) February, 2014 - ICE Trade Vault EU went live for ETD & OTC reporting August, 2014 – Successfully implemented Collateral & Valuation reporting ICE Trade Vault Canada April, 2014 – Applied for Designated Trade Repository (TR) status in Ontario, Manitoba & Quebec (credit, commodity & FX asset classes) September, 2014 – OSC, MSC & AMF approved ICE Trade Vault as TR October, 2014 – ICE Trade Vault will be live for effective reporting on 10/31

ICE Trade Vault: Global Regulatory Updates CFTC Public comments & potential rewrite of Reporting Rules (Parts 43 & 45) Data Harmonization among SDRs – Phase II CDS asset class New report requests to monitor LEI adoption, reporting times & data quality Canadian Regulators Canada’s G20 commitment - provincial rules & oversight (Rule 91-507 reporting/TRs) OSC, AMF & MSC approved three TRs effective reporting date October 31, 2014 Alberta (ASC) expected to release draft reporting/TR rules November, 2014 Clearing Agencies derivatives & transactions with Local Counterparties must be reported Physical commodity contracts excluded but must intend to deliver & no cash settlement European Securities & Markets Authority (ESMA) Inter-TR reconciliation process requires matching of trades sides due to dual reporting Subsequent data validation requirements by TRs effective December 1, 2014 TRs provide reports to ESMA & National Competent Authorities (NCAs)

Managing Your Regulatory Status Set-Up Company Set Up Counterparties: Excel Spreadsheet is available under Help-Technical Guides to provide your counterparty information (Participant and Non Participant info) Participants: Please access Admin-Companies tab and have a user with Manage User permissions manage your company set up Canada Reporting Information Canadian Local Counterparty: Indication of the Canadian jurisdictions the counterparty has reporting obligations under Canadian Derivatives Dealer: Indication to the party holding themselves a Canadian Derivatives Dealer for Trade Reporting.

ICE Trade Vault Contact Information Bruce Tupper 770 738 2121 bruce.tupper@theice.com tradevaultsupport@theice.com