SEFD TAKREER UMM AL NAR LOSS CAUSATION MODEL WITH HSSEQ MS ELEMENTS

LOSS

LOSS Personal Harm Property/Process Loss Environment Harm Reputation Harm

LOSS Negligible Marginal Critical Severe Catastrophic

LOSS LOSS Personal Harm Property/Process Loss Environment Harm Reputation Harm Negligible Slight injury/illness Slight (<$10.00) Slight Damage Slight Impact Marginal Minor Injury/illness Minor (<$100.00) Minor Damage Limited Impact Critical Major Injury/illness Local (<$500.00) Localized Damage Considerable Impact Severe Single Fatality Major (<$10,000.00) Major Damage National Impact Catastrophic Multiple Fatalities Extensive (>$10,000.00) Massive International Impact

? LOSS

INCIDENT LOSS

INCIDENT PEOPLE FIRE or EXPLOSION PLANT/EQUIPMENT DAMAGE and/or INTERUPTIONS TRANSPORT RELATED (road, air and marine) SPILLS and/or POLLUTION PRODUCT STEWARDSHIP

INCIDENT PEOPLE Struck by or bumped against. Cut by or caught in/between/on objects. Contact with (electricity, flame, heat, cold, radiation, chemicals, noise, smoke.)

INCIDENT FIRE or EXPLOSION

PLANT/EQUIPMENT DAMAGE and/or INCIDENT PLANT/EQUIPMENT DAMAGE and/or INTERUPTIONS

INCIDENT TRANSPORT RELATED (road, air and marine) Involving People Involving product/equipment (including loading)

SPILLS and/or POLLUTION INCIDENT SPILLS and/or POLLUTION To land To marine To air

INCIDENT PRODUCT STEWARDSHIP

? INCIDENT LOSS

IMMEDIATE CAUSES INCIDENT LOSS

IMMEDIATE CAUSES SUBSTANDARD PRACTICES SUBSTANDARD CONDITIONS

SUBSTANDARD PRACTICES IMMEDIATE CAUSES SUBSTANDARD PRACTICES Operating equipment w/o authority Failure to warn or secure Operating at improper speed Making safety devices inoperable Removing safety devices Using defective equipment Failing to use PPE properly Improper loading Improper placement Improper lifting Improper position or task Servicing equipment in operation Horseplay

SUBSTANDARD CONDITIONS IMMEDIATE CAUSES SUBSTANDARD CONDITIONS Inadequate guards or barriers Inadequate/improper protective equipment Defective tools, equipment or materials Congestion or restricted access Inadequate warning system Presence of fire/explosion hazards Poor housekeeping Noise exposure Radiation exposure Temperature extremes Inadequate or excess illumination Inadequate ventilation Weather

? IMMEDIATE CAUSES INCIDENT LOSS

BASIC CAUSES IMMEDIATE CAUSES INCIDENT LOSS

BASIC CAUSES PERSONAL FACTORS JOB FACTORS HARDWARE FACTORS Inadequate capacity Physical/Mental Lack of knowledge Lack of skill Stress Improper Motivation Inadequate supervision Inadequate work standard Inadequate Planning Inadequate Inspection Inadequate engineering purchasing maintenance Inadequate tools, equipment, materials Abuse or misuse Wear and tear

? BASIC CAUSES IMMEDIATE CAUSES INCIDENT LOSS

LACK OF CONTROL BASIC CAUSES IMMEDIATE CAUSES INCIDENT LOSS

LACK OF CONTROL Tools & PPE Inadequate Standards or Failure to Comply with Adequate Standards LACK OF CONTROL Competency Assurance & Placement Organization Development & Rules Activity/Job Re-sourcing Contractor Selection & Placement Personal Communication Group Meetings HSE Documentation Incident Reporting & Investigation Hazard identification and Assessment Activity & Task Analysis and Planning Plant & Equipment Inspection Equipment Ops & Maintenance Tools & PPE Engineering

SYSTEMIC (HSE MS) FAILURES LACK OF CONTROL Leadership and Commitment Policy and Strategy Organization, Responsibilities and HSE MS Documentation Evaluation and Risk Management Planning, Standard and Procedures Implementation and Monitoring Audit Review BASIC CAUSES IMMEDIATE CAUSES INCIDENT LOSS