[ENTITY NAME] [FUNCTION CERTIFYING] Certification Review [INSERT APPLICABLE REGIONAL ENTITY NAME/LOGO] [ENTITY NAME] [FUNCTION CERTIFYING] Certification Review for [RELATED ENTITIES] [LOCATION] – [DATES OF ON-SITE VISIT] [Presenter Name, Title] Closing Presentation [Month Day, Year]

Thanks [Thanks to Entity Management] [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Thanks [Thanks to Entity Management] [Thanks to Entity Certification Review Team] [Thanks to ???????]

Topics to Review Certification Review Process and Team Members [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Topics to Review Certification Review Process and Team Members Positives Bucket Items Post Certification Review Tentative Timeline and Reminders Feedback Questions and Answers

Standards Reviewed [Standard 1 i.e. EOP-008-0] [Standard Title] [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Standards Reviewed [Standard 1 i.e. EOP-008-0] [Standard Title] [Standard 2 ] [Standard Title] [Standard 3 ] [Standard Title] [Standard 4 ] [Standard Title] [Standard 5 ] [Standard Title] [Standard 6 ] [Standard Title] [Standard … ] [Standard Title]

NERC (BA) (RC) (TOP) Certification Review [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] NERC (BA) (RC) (TOP) Certification Review Certification Review Process Performed Per the NERC Rules of Procedure Section 500 and Appendix 5A The Certification Review Team [Team Leader 1 (CTL)] [Company affiliation] [Team Member 2] [Company affiliation] [Team Member 3] [Company affiliation] [Team Member 4] [Company affiliation] [Team Member 5] [Company affiliation] [Team Member 6] [Company affiliation]

[INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Positives Practice that will support/improve the reliability of the BES

[INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Positives (Cont.) Practice that will support/improve the reliability of the BES

This slide is for info only Use one of the next two slides.

Bucket 1 Items Bucket 1 Items [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Bucket 1 Items Bucket 1 Items Certification Review Team recommends a full certification based on the following conclusions: 1st Issue – Based on the following evidence 2nd Issue – Based on the following evidence 3rd Issue – Based on the following evidence

Bucket 1 Items Bucket 1 Items [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Bucket 1 Items Bucket 1 Items There were no issues the Certification Review Team found that would prevent a recommendation of certification review approval.

[INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Bucket 2 Items The following items must be closed prior to certification review approval: Issue – Evidence required

Bucket 2 Items (Cont.) Issue – Evidence required [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Bucket 2 Items (Cont.) Issue – Evidence required

[INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Bucket 3 Items The following items are suggestions the Entity might consider to improve reliability and/or performance: Suggestion These will not be included in the Final Summary Report

Bucket 3 Items (Cont.) Suggestion [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Bucket 3 Items (Cont.) Suggestion

Post Certification Review Tentative Timeline [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Post Certification Review Tentative Timeline NOTE: following dates are anticipated and subject to change Closure of all Bucket 2 items by [Date] A draft report will be provided to [Entity Name] by [Date After bucket 2 items closed] [Entity Name] to review draft report and return by [Date] If [Entity Name] disagrees with the CRT conclusions, this should be communicated in writing immediately to NERC nerc.certification@nerc.net and clearly state the reasons for disagreement.

Post Certification Review Tentative Timeline (Cont) [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Post Certification Review Tentative Timeline (Cont) The final Summary Report, with [Entity Name]’s comments included where appropriate, will be reviewed by [REGIONAL ENTITY] management and upon approval, transmitted to [Entity Name] and submitted by [REGIONAL ENTITY] to NERC Approval by [DATE]. The official letter confirming that a full certification is not required will be submitted [ENTITY] by NERC on [DATE]. NERC Alert needs to be advised if a change in Registration is effected.

[Entity Name] Feedback [INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] [Entity Name] Feedback [Entity Name]’s feedback of the Certification Review process is sincerely requested. The ERO strives for continuous improvement, and tracks and reviews all feedback. Feedback forms will be provided via email. Please be candid when filling in the forms whether it is comments regarding the process, the feedback forms and/or the CRT performance. Note that the feedback does not require naming the author of the feedback. Please return the completed form to [RE Email] as soon as possible.

[INSERT APPLICABLE REGIONAL ENTITIES NAME/LOGO] Questions and Answers