Introduction Plethora Investment Adviser Ltd is an integrated financial services firm that focuses on global investors (FPIs & FDIs) in providing investment opportunities in India. Plethora offers a gateway for foreign institutional investors into the emerging Indian economy, while ensuring that the investors get optimum return on their investment.

Introduction Plethora delivers a “one-stop-shop” solution to Foreign Portfolio Investors (FPI) looking to invest in India. Our Services include: Identification and sourcing of prospective investments opportunities, both in the equity and debt space Conducting thorough analysis & research to assess the true economic and financial value of the investment opportunity Assisting in deal closure activities such as preparing terms sheets, conducting negotiations, capital structuring etc. Assisting in identifying service providers for trade execution, tax & regulatory compliance, custodial services and other support services through our wide partner network

Our Philosophy At the core of everything we do and every investment we make is our belief in the power of great partnerships. This core, combined with an active and hands- on investment approach, enables us to compound capital over the long term to deliver the best possible outcomes.

Institutional Investors Our Clients We have a global client base predominantly serving Europe and South East Asia. Clients Include Institutional Investors HNIs/UHNIs Corporate Funds Family Offices

Core Strengths Plethora offers global corporate finance capabilities derived from our deep expertise across a range of industry sectors. We combine our expertise with a rigorous approach to analyze each client’s business situation in order to deliver clear, actionable advice. This, alongside our ability to invest our capital to assist in growing businesses, sets us apart from other financial services advisory firms. Our advisers are empowered to think innovatively and to address client challenges to create opportunities. We think beyond the transactions to become a trusted adviser to our global investors In all transactions advised by us, we are extremely careful about implementing strategic tactics and are fortified by our deep understanding of global business climate, and regulatory norms, to strike a win-win deals for all.

Team Vinay Mahajan, CEO & Fund Manager At Plethora, Vinay is responsible for fund management for global investors, with a focus on the listed equity space in Indian Equity Markets. He identifies investment opportunities with a bottom-up approach, devotes more time to client interaction, meets with key people and stake holders than just on paper financial performance before finalizing an investment opportunity , thereby forming a base for advising on an investment He has over 18 years of professional experience and has worked with Equity Research and Advisory firms in India. He co-founded an Edu tech firm and Investment Banking firm and has extensive experience as a consultant. Academically he holds B.E., M.Tech, CFA (ICFAI) and CIIA (ACIIA, Germany) He is an alumnus of IIM-Calcutta and Certified Financial Planner He has deep interest in investor education and has been appearing on business news channels for investment advice. He has authored a book on financial planning titled “Power of Planning” a personal Financial Planning Book

The success of our clients is the biggest reward for us Vision & Mission Business Ethics We are committed to providing our stakeholders with regular, clear and transparent information and to making continuous improvements in the way we operate Responsibility Our responsible investment approach is deeply rooted in our overall investment process Clients Focus The success of our clients is the biggest reward for us Implementation Our expertise, experience and continuous focus on the quality of execution and innovative approach ensure effective implementation of our strategies

Our Services Private Equity Mergers & Acquisitions Strategic Advisory We invest in companies that enable us to realize growth potential and create value. Client-centric approach to design and deliver end-to-end strategic solutions on multi-lateral issues concerning our clients’ business. Our team of highly experienced PE professionals command deep knowledge of each sector and have expertise in analysing the economy on micro- and macro-economic parameters. Mergers & Acquisitions We advise publicly and privately held companies in selling the business, disinvestments, leveraged / management buyouts, and recapitalizations. We negotiate, chart and deliver outcomes even while sitting several time zones away to help our clients make informed choices. Strategic Advisory We work with Boards of Directors to provide guidance on acquisitions, divestments, due diligence, international expansions, exit planning and a slew of other services – often several months in advance of formal deal-making.

Our Services Capital Raising Equity Market Capital We hand-hold our clients through the entire lifecycle of growth, starting with equity fundraising, moving on to secondary fundraises towards ultimate exit – via trade route or an IPO Equity Market Capital We advise our clients in the entire spectrum of equity investments including : 1) Micro cap stocks 2) Small cap stocks 3) Mid cap stocks 4) Differential voting rights stocks 5) Convertible bonds 6) CCPS 7) Structures 8) FCCB 9) ADR Debt Capital Markets We also offer a host of debt investment products which include, but are not limited to 1.Primary Market A.Distressed Asset Funding B.Corporate Debt Instruments2.Secondary market A.Dated Government Securities B.Non-Convertible Debentures Structured Finance We are focused on meeting specific liquidity requirements with technical insights into capital markets. We provide customized financing solutions to our corporate clients through Structured /Mezzanine/High Yield products and assist in capital structuring as well as arrange for optimal financing solutions for various requirements

Our Products *This list is not exhaustive Equity Market Primary Market Common Shares Initial Public Offering (IPO) Follow-on Public Offering (FPO) Rights Qualified Institutional Placement (QIP) Preferred Shares Redeemable Shares Participating Shares Cumulative Shares Warrants Differential Voting Rights Convertible Securities Convertible Preferred Shares Redeemable Cumulative Convertible Debentures Secondary Market Actively Traded Equity Securities Block Deals Bulk Deals *This list is not exhaustive

Our Products Distressed Asset Funding Primary Market Debt Market Primary Market Distressed Asset Funding Corporate Debt Instruments Secondary Market Dated Government Securities Non Convertible Debentures *This list is not exhaustive

Investor Facilitation Our global partners can choose to channel their funds to equity shares in India using the following methods: Foreign Portfolio Investment Overseas Investors – Registered FPI –  Foreign Portfolio Investment Overseas Investors – Not registered FPI – than through registered FPI via P-note Foreign Direct Investment Automatic Route Government Route

Global Tie-Ups By connecting and forming mutually cooperative partnerships with global financial institutions, we hope to be a trusted partner of foreign investments and capital in our country. We are tying up with a UK-based investment advisory & private equity firm, fully FCA compliant, which can offer services and advice to global investors for investments in listed stock and in the infrastructure segment in emerging and developed markets. We are also tying up with a fund in Luxembourg that is a platform for global investors for making investments in to listed stock. The fund will focus on investment strategies in listed stocks only across global stock exchanges in developing (emerging) and developed markets.

For Further Details Contact us Address Plethora Investment Adviser Ltd, 204, Silver Square, Dattatraya Road, Off S V Road, Santacruz (W), Mumbai - 400 054 India +91 info@plethoraadvisory.com www.plethoraadvisory.com

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