Transparency Reporting: Status 18 December 2017 Version 1.0

Transparency Reporting: Status Table This guide covers the following aspects of the NEX Regulatory Reporting Portal… Transparency Reporting: Status Table Transparency Reporting: Trade Level Drilldown 31 December 2018 Confidential

Transparency Reporting: Status Table Other filters are also available for the status data and can be applied independently or in combination. Note that the full value is required to search on the free text fields (Message ID, Client Reference etc.) Once all required filters have been entered or selected, please click ‘Apply’ to see the updated results. Filters can be removed at any stage by selecting ‘Reset’. The Status page, and in particular the Publication Status table, is central to Transparency Reporting, providing a running view of records as they are successfully processed by the APA. The table automatically refreshes every minute though a page refresh can also be used to update the Status table. The Publication Status table can be filtered on the status of records as required by using the relevant tick boxes and then clicking ‘Apply’. Hovering over either the Message ID or Client Reference fields gives the user the option to copy the value to the clipboard for use elsewhere. Hovering over the information tooltips provides details as to what each field in the table represents. 31 December 2018 Confidential

Transparency Reporting: Trade Level Drilldown The Trade screen is comprised of two sections, the first of which is the header. This includes key information from the APA such as the status and timestamps. The second section contains the technical details as received from the client or enriched by the APA. From the Publication Status table, it is possible to drilldown into the details of any Trade record by clicking anywhere on the relevant line (highlighted in turquoise as a user hovers over). Please note that at this stage, it isn’t yet possible to drill down into individual Quotes though this functionality will be added in the near future. 31 December 2018 Confidential

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