Large Bank Compliance Huddle November 2017

Agenda CRA new rule Recent Exams Anything else on your mind

CRA New rule effective January 1, 2018

Recent Exams Does anyone currently have examiners on-site? Is there still a continuing increase in request information? What is the focus of the on-site? Has anyone just been through an exam or recently received their ROE? Has examiner “tone” changed from the last on-site? Are the reports giving credit where credit is due, or if there were concerns, are the reports written in such a way that the regulators are seemingly sympathetic or more demanding? What are some of the areas of focus?

Anything else on your mind? Follow-up – Large bank huddles every other month or every month? Majority say every month – should we shorten the time?

Questions? Thank you for your participation and input into the conversation! If you have any additional questions, contact Compliance Alliance at hotline@compliancealliance.com or 888-353-3933.