Control Framework Breakfast Group 28th February Agenda Project Focus January survey feedback Future focus Group Discussion

Project not yet approved Resources not yet assigned Control Framework Project Focus Project not yet approved Resources not yet assigned Project Approved Resources Assigned Gap Analysis Underway Need for system change? Systems Analysis Camp Pre-Project Camp Material for building a business case Speaking to Senior Management Liaising with System Providers Market System User Groups Project Toolkit

Control Framework Control Framework Protect managing agents from direct regulatory investigations and penalties for non compliance Minimise the risk to the overall Lloyd’s licences Protect and potentially improve the competitive position of the platform Maintain and enhance the Lloyd’s brand and reputation

Data Responsibilities Control Framework Data Responsibilities Broker XIS Lloyd’s Managing agent Cover holder Service Company Managing agent’s responsibility for data quality 4 Coverage of Control Framework

Future Focus Risk Locator Tool Demonstration Xchanging Discussion Control Framework Future Focus Risk Locator Tool Demonstration Xchanging Discussion Broker Administered Taxes

Control Framework Discussion