RMC Meeting 17 September 2014 Savannah, GA Presented by Adam Ruck

Agenda Approved and Disapproved Auditor Certification Trends In-process Auditor Certification Trends Complaints/Appeals/Resignations Questions

AS9100 Auditor Certification Activity – 12 Month History Applicants AS9100 Initial Recert Expansion AA AEA AIEA Aug-13 4 18 1 Sep-13 4 23 1 Oct-13 7 9 1 Nov-13 13 10 1 Dec-13 5 12 1 Jan-14 8 18 2 8 3 17 Feb-14 4 10 0 3 5 6 Mar-14 5 22 1 10 3 15 Apr-14 3 14 1 3 5 10 May-14 7 15 1 7 1 15 Jun-14 7 7 0 5 1 8 Jul-14 3 10 2 4 1 10 Aug-14 2 12 1 4 2 9 TOTAL 72 180 13 44 21 90

AS9110 Auditor Certification Activity – 12 Month History Applicants AS9110 Initial Recert Expansion AA AEA AIEA Aug-13 0 3 0 Sep-13 3 4 0 Oct-13 2 0 0 Nov-13 2 1 1 Dec-13 0 2 0 Jan-14 1 0 0 0 0 1 Feb-14 2 2 0 1 0 3 Mar-14 2 1 0 3 0 0 Apr-14 3 1 0 1 0 3 May-14 2 1 0 0 0 3 Jun-14 2 0 0 1 0 1 Jul-14 1 0 0 1 0 0 Aug-14 0 1 2 3 0 0 TOTAL 20 16 3 10 0 11

AS9120 Auditor Certification Activity – 12 Month History Applicants Total percentage of applicants (all schemes) approved after submission 24.5% of applications are denials, and 75.5% of applicants are approved AS9120 Initial Recert Expansion AA AEA AIEA Aug-13 0 3 0 Sep-13 3 10 0 Oct-13 0 2 0 Nov-13 1 3 0 Dec-13 0 2 0 Jan-14 4 1 0 0 2 3 Feb-14 0 3 0 1 2 0 Mar-14 0 7 0 1 6 0 Apr-14 3 5 0 1 3 4 May-14 1 3 1 0 3 2 Jun-14 0 4 0 1 3 0 Jul-14 1 3 0 1 2 1 Aug-14 0 2 0 1 1 0 TOTAL 13 48 1 6 22 10

EG AS9100, AS9110 & AS9120 Disapproved, 12 Month History Applicants AS9100 AS9110 AS9120 Aug-13 1 0 0 Sep-13 1 0 0 Oct-13 1 0 0 Nov-13 1 0 0 Dec-13 0 0 0 Jan-14 2 0 0 Feb-14 0 0 0 Mar-14 6 0 0 Apr-14 2 0 0 May-14 7 0 1 Jun-14 3 0 0 Jul-14 5 1 0 Aug-14 4 1 0 33 2 1

Examiner’s Queue as of 15SEP2014 AS9100 AS9110 AS9120 Aug-13 1 0 0 Sep-13 1 0 0 Oct-13 1 0 0 Nov-13 1 0 0 Dec-13 0 0 0 Jan-14 2 0 0 Feb-14 0 0 0 Mar-14 6 0 0 Apr-14 2 0 0 May-14 7 0 1 Jun-14 3 0 0 Jul-14 5 1 0 Aug-14 4 1 0 33 2 1 AA – 11; AEA – 8; AIEA – 21 AS9100 – 29; AS9110 – 5; AS9120 – 6

RMC In-Progress Applications as of 15SEP2014 August 2014 AS9110 AIEA – 1 application September 2014 AS9100 AIEA – 2 applications

Closed Approved RMC Analysis (by month of finalization) AA – 7; AEA – 1; AIEA – 6 AS9100 – 9; AS9110 – 3; AS9120 – 2

Closed Disapproved RMC Analysis (by month of finalization) DEC2013 and AUG2014 both had 0 RMC disapprovals for the month, put the outputs at 20 for better ability to read the graph AA – 0; AEA – 0; AIEA – 4 AS9100 – 3; AS9110 – 1; AS9120 – 0

RMC Disapproved Pareto JUL & AUG 2014 From largest to smallest. AA – 0; AEA – 0; AIEA – 4 AS9100 – 3; AS9110 – 1; AS9120 – 0

Complaints, Resignations, and Appeals (1JUL-15SEP2014) 0 for June 0 for July Resignations, 0 Appeals, 2 SEP2014 – Appeal - Work Experience (preliminary appeal of TAG decision); TAG decision overturned, advanced application to RMC voting SEP2014 – Appeal – Work Experience, original TAG decision upheld, application denied

Operations Manager, North America Adam Ruck Operations Manager, North America aruck@exemplarglobal.org