MyStandards Status of Market Practices Contents Jacques Littré, SWIFT Standards 5 November 2012

Agenda 1. MyStandards is about Contents 2. How It Works in a Nutshell 3. Status of MPs Entries 4. Current and Next Steps

1. MyStandards is about content… Global Standards Global market practices Local market practices Bilateral agreements Internal specifications Everything in one place Consistently defined Public & shared Usage guidelines MT MX

MyStandards is a platform Standardize to build eco-systems and possibilities to mutualize costs ADDED -VALUE SERVICES Compliance Testing BI … Documentation Analysis Validation Standardized and formal guidelines FOUNDATION

Building a solution collaboratively SIX Group Bundesbank Citi RBC Dexia Clearstream JP Morgan UK Payments Administration BNY Mellon DTCC Banca d’Italia June 2011 July 2012 Standard Chartered P i l o t G e n e r a l A v a i l a b i l i t y SMPG EPC ISITC T2S The selection of customers on this slide shows an overview of the organisations which have contributed in some way to building MyStandards. Green: Confirmed commitment and contract is almost signed or actually signed Orange: Discussions and evaluation are on-going with possible sale in 2013 Grey: No current sales opportunity. (slide reviewed and approved by Jeff – 18/09) UBS BSK ASX BNP Paribas BBH Banque de Luxembourg Jasdec Banco d’Espana ING Banque de France and others…

2. Overview - MyStandards in a Nutshell … a collaborative web platform used to manage standards definitions and usage in the industry. MT / MX / ISO 15022 / ISO 20022 Browse Analyse Market Practices Implement Capture Market Practices Publish

Overview - MyStandards in a Nutshell Editor 2 Download Application User PC Upload MPs 1 Web Browser Internet MyStandards Web Application Interact with MyStandards

MyStandards – the components Inte rnet View MTs & MX View market practice Comment on a market practice etc MyStandards (Swift.com/MyStandards) Import (upload) a message usage & other documents to MyStandards Your computer Usage Guideline Editor Enter market practice Only publishers can download the editor.

My Standards – some benefits Should ease the implementation of a standard at institution level (schemas can be generated to facilitate this) A more formal and less ambiguous method to specify the use of a message. All market practice, NMPG and other usage restrictions in the same place, following the same conventions. Easier collaboration for the review of a market practice and consensus building. Allows easier impact analysis when a standard changes. Easier migration of a market practice from one version of the standard to another. etc

3. Funds MyStandards Groups on MyStandards SMPG IF A group for global documents and message usage guidelines. NMPG Country specific documents and message usage guidelines. NMPG As of 5 October 2012, 10 NMPG and related groups have been set up: NMPG GB IF NMPG LU IF ALMUS ABI Lab IT IF NMPG CH IF SCFS NMPG FR IF NMPG NO IF NMPG SE IF NMPG AU & NZ IF Findel LU IF AFAC To be renamed NMPG DE IF NMPG DK IF NMPG ES IF NMPG BR IF These groups will probably be next

IF MyStandards: Posting of MPs Group Members MP Status SMPG IF 13 5 Private NMPG GB IF 1 3 NMPG LU IF Almus ABI Lab IT IF 15 9 NMPG CH IF SCFS 12 NMPG FR IF 7 NMPG NO IF 2 NMPG SE IF 8 NMPG AU & NZ IF Findel LU IF AFAC No current view SMPG: Efforts are underway to change status of global documents to ‘public’. NMPG: IT will probably be first to go public. SWIFT is providing as much support as it can!

IF MyStandards: Business Processes Covered Account Management Order & Confirmation Processing Funds - Portfolio Transfer Reporting Price reporting

S&R MyStandards: Posting of MPs Group Members MP Status SMPG SR 14 3 Public 10 Private NMPG UK IE 2 1 NMPG RU SR CA 5 NMPG FR SR NMPG IN SR 11 4 NMPG DE SR NMPG US ISITC ? 7 SMPG: Efforts are underway: to change status of 10 global documents to ‘public’ to upload the 15 remaining MPs NMPG: No plan for MPs move to Public SWIFT is providing as much support as it can!

S&R MyStandards: Business Processes Covered Common Elements Hold Release (Preadvice) - Scenario 1 Hold Release (Preadvice) - Scenario 2 Automatic Registration Bi-lateral Repo FX Order and Confirmation - Final Listed Derivatives Block Trades Cash-Securities Split Settlement Global Time Deposit Place of Safekeeping Place of Settlement Securities Lending/Borrowing Settlement

CA MyStandards: Posting of MPs Group Members Collections (MPs) Status SMPG SR 20 (4 SMPG) 1 (68 events) Public NMPG IN CA ? 1 (4 events) NMPG RU SR CA 2 (2 MPs) MDPUG Private

CA MyStandards: MPs Covered EIG+ Global Grid (based on the SMPG Templates)

4. MyStandards – Current and Next steps Get the SMPG groups set up on MyStandards (SWIFT). GRADUALLY Each SMPG group will defines it’s own pace for the ‘uptake’ of MyStandards. Review the posted MPs for accuracy as it has not been verified. Fine-tune as necessary. When uploading a reviewed MP, upload it into its official group. Use the tool in work sessions, etc, to capture MP, etc. Continue to maintain MPs so that MyStandards is the central place for MP definitions, both global & local.

Swift.com/MyStandards Q & A Swift.com/MyStandards MyStandards@swift.com

ING BANK NV JPMorgan Banque de France ASX Ltd Clearstream Deutsche Bundesbank T2S scope Banco d'Espana T2S scope Banque de France T2S scope Jasdec corporate actions and Jasdec post trade service SADC  Southern African MPG (payable distribution license) CMPG Russian Corporates NMPG RU SR CA BSK MNPG SE IF MNPG GB IF MPG ISITC MACQUARIE BANK LIMITED BARCLAYS BANK PLC ALLGEMEINE SPARKASSE Austria NIBC BANK N.V. QATAR NATIONAL BANK GOLDMAN SACHS GIRO ZRT. CHINA CONSTRUCTION BANK Wing Lung Bank LCH Clearnet CENTRAL SECURITIES CLEARING Bank of Finland