Status of the ICAO Universal Safety Oversight Audit Programme Appendix B Status of the ICAO Universal Safety Oversight Audit Programme Audits completed 179 * Interim reports 178 Action plans 173 Summary reports 169 Audit follow-ups 52 *In addition, five territories have been audited under the auspices of Contracting States Total – 188 Contracting States

USOAP – findings and analysis Appendix C Lack of effective implementation of the critical elements (%) GLOBAL/178 – 28.5% ESAF/21 – 40.2% APAC/33 – 24.9% EUR/NAT/51 – 19.65% MID/17 – 30.52% WACAF/21 – 49.37% NACC/21 – 24.04% SAM/13 – 23.24% 10 20 30 40 50 60 70 Primary Aviation Legislation Specific Operating Regulations CAA Structure & Safety Oversight Functions Technical Guidance Material Qualified Technical Personnel Licensing & Certification Obligations Continued Surveillance Obligations Resolution of Safety Issues

USOAP – findings and analysis Appendix D Lack of effective implementation of the critical elements (%) GLOBAL: 178 (28.51%) CENTRAL AMERICA : 6 (40.33%) CAR: 11 (18.23%) 40 35 30 25 20 15 10 5 Primary Aviation Legislation Specific Operating Regulations CAA Structure and Oversight Functions Technical Guidance Material Qualified Technical Personnel Licensing and Certification Obligations Continued Surveillance Obligations Resolution of Safety Issues

Association between findings and regional accident rates Appendix E Association between findings and regional accident rates 80 Audit Findings – Lack of Effective Implementation of SARPs, (178 audit reports) Accident rates per 1 000 000 departures - scheduled (International and Domestic, 1996) 70 Accident rates per 1 000 000 departures - scheduled (International and Domestic, 2000) 60 50 40 30 20 10 Asia and Pacific Region Eastern and Southern African Region European and N. Atlantic Region Middle East Region N. / C. American and Caribbean Region Southern American Region Western and Central African Region

Benefits of maintaining Universal, Regular and Mandatory Audits Appendix F Global: 178 States(28.79%) Audit Follow-up: 22 States (7.20%) Initial Audit: 22 States (21.82%) 40 35 30 25 20 15 10 5 Primary Aviation Legislation Specific Operating Regulations CAA Structure and Oversight Functions Technical Guidance Material Qualified Technical Personnel Licensing and Certification Obligations Continued Surveillance Obligations Resolution of Safety Issues