GEF PROJECT TEMPLATES ANDGUIDELINES George Manful (PhD) Senior Task Manager, Climate Change UNEP UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing Pan Pacific Orchard Singapore 28 October 2010 Singapore 28 October 2010

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing FSPs and MSPs Templates and Guidelines GEF 5 Template Reference Guide - Sept GEF 5 PIF Template - Oct GEF 5 PIF Preparation Guidelines - Sept GEF 5 PPG Template - Oct GEF 5 PPG Preparation Guidelines - Sept GEF 5 CEO Endorsement/Approval Template - Oct GEF 5 CEO Endorsment/Approval - Preparation Guidelines - Sept Request for Extension on Project Milestone(s) - Apr Operational Focal Point Endorsement Template - Sept Operational Focal Point Endorsement Template for SGP - Sept. 2010

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing PROJECT IDENTIFICATION FORM (PIF) PART 1 PROJECT IDENTIFICATION PROJECT TITLE COUNTRY(IES) GEF Project ID GEF AGENCY(IES) GEF AGENCY Project ID OTHER EXECUTING PARTNERS SUBMISSION DATE GEF FOCAL AREA(S) PROJECT DURATION NAME OF PARENT PROGRAM AGENCY FEES

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing FOCAL AREA OBJECTIVES FOCAL AREA OUTCOMES FOCAL AREA OUTPUTS INDICATIVE FINANCING FROM TRUST FUND (GEF /LDCF/SCCF) US$ INDICATIVE CO-FINANCING PROJECT MANAGEMENT COST TOTAL PROJECT COSTS FOCAL AREA FRAMEWORK

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing Objective 1: Promote the demonstration, deployment, and transfer of innovative low-carbon technologies Objective 2: Promote market transformation for energy efficiency in industry and the building sector Objective 3: Promote investment in renewable energy technologies Objective 4: Promote energy efficient, low-carbon transport and urban systems Objective 5: Promote conservation and enhancement of carbon stocks through sustainable management of land use, land-use change, and forestry Objective 6: Support enabling activities and capacity building

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing Technologies successfully demonstrated, deployed, and transferred Technologies successfully demonstrated, deployed, and transferred Enabling policy environment and mechanisms created for technology transferEnabling policy environment and mechanisms created for technology transfer GHG emissions avoidedGHG emissions avoided OBJ. 1 - KEY EXPECTED OUTCOMES OBJ. 1 - KEY EXPECTED OUTPUTS Innovative low-carbon technologies demonstrated and deployed on the ground Innovative low-carbon technologies demonstrated and deployed on the ground National strategies for the deployment and commercialization of innovative technologies adopted National strategies for the deployment and commercialization of innovative technologies adopted

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing Appropriate policy, legal and regulatory frameworks adopted and enforced Sustainable financing and delivery mechanisms established and operational GHG emissions avoided OBJ. 2 - KEY EXPECTED OUTCOMES OBJ. 2 - KEY EXPECTED OUTPUTS Energy efficiency policy and regulation in place Investment mobilized Energy savings achieved

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing Favorable policy and regulatory environment created for renewable energy investments Investment in renewable energy technologies increased Investment in renewable energy technologies increased GHG emissions avoided GHG emissions avoided OBJ. 3 - KEY EXPECTED OUTCOMES OBJ. 3 - KEY EXPECTED OUTPUTS Renewable energy policy and regulation in place Renewable energy policy and regulation in place Renewable energy capacity installed Renewable energy capacity installed Electricity and heat produced from renewable sources Electricity and heat produced from renewable sources

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing Project Objective: PROJECT COMPONENTS TYPE OF GRANT (TA/INV) EXPECTED OUTCOMES EXPECTED OUTPUTS INDICATI VE FINANCI NG FROM TRUST FUND (GEF /LDCF/S CCF) US$ INDICATIVE CO- FINANCING B PROJECT FRAMEWORK

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing C. INDICATIVE CO-FINANCING FOR THE PROJECT BY SOURCE AND BY NAME IF AVAILABLE ($) CO-FINANCING SOURCES OF CO- FINANCING NAME OF CO- FINANCIER TYPE OF CO- FINANCING AMOUNT($) TOTAL CO- FINANCING

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing GEF AGENCY TYPE OF TRUST FUND FOCAL AREA COUNTRY NAME/ GLOBAL PROJECT AMOUNT (A) AGENCY FESS (B) TOTAL (A+B) TOTAL GRANT SOURCES D GEF LDCF SCCF RESOURCES REQUESTED BY AGENCY, FA & COUNTRY

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing PART II: PROJECT JUSTIFICATION A.1 DESCRIPTION OF THE CONSISTENCY OF THE PROJECT WITH: A.1.1 THE GEF FOCAL AREA STRATEGIES: A.1.2. FOR PROJECTS FUNDED FROM LDCF/SCCF: THE LDCF/SCCF ELIGIBILITY CRITERIA AND PRIORITIES: A.2. NATIONAL STRATEGIES AND PLANS OR REPORTS AND ASSESSMENTS UNDER RELEVANT CONVENTIONS, IF APPLICABLE, I.E. NATIONAL COMMUNICATIONS, TNAS, ETC.: PROJECT OVERVIEW: B.1. DESCRIBE THE BASELINE PROJECT AND THE PROBLEM THAT IT SEEKS TO ADDRESS: B. 2. INCREMENTAL/ADDITIONAL COST REASONING: DESCRIBE THE INCREMENTAL (GEF TRUST FUND) OR ADDITIONAL (LDCF/SCCF) ACTIVITIES REQUESTED FOR GEF/LDCF/SCCF FINANCING AND THE ASSOCIATED GLOBAL ENVIRONMENTAL BENEFIT (GEF TRUST FUND) OR ASSOCIATED ADAPTATION BENEFITS (LDCF/SCCF) TO BE DELIVERED BY THE PROJECT:

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing B.3. DESCRIBE THE SOCIOECONOMIC BENEFITS TO BE DELIVERED BY THE PROJECT AT THE NATIONAL AND LOCAL LEVELS, INCLUDING CONSIDERATION OF GENDER DIMENSIONS, AND HOW THESE WILL SUPPORT THE ACHIEVEMENT OF GLOBAL ENVIRONMENT BENEFITS(GEF TRUST FUND) OR ADAPTATION BENEFITS (LDCF/SCCF). BACKGROUND INFORMATION, READ MAINSTREAMING GENDER AT THE GEF B.4INDICATE RISKS, INCLUDING CLIMATE CHANGE RISKS THAT MIGHT PREVENT THE PROJECT OBJECTIVES FROM BEING ACHIEVED, AND IF POSSIBLE, PROPOSE MEASURES THAT ADDRESS THESE RISKS TO BE FURTHER DEVELOPED DURING THE PROJECT DESIGN: B.5. IDENTIFY KEY STAKEHOLDERS INVOLVED IN THE PROJECT INCLUDING THE PRIVATE SECTOR, CIVIL SOCIETY ORGANIZATIONS, LOCAL AND INDIGENOUS COMMUNITIES, AND THEIR RESPECTIVE ROLES, AS APPLICABLE:

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing B.6. OUTLINE THE COORDINATION WITH OTHER RELATED INITIATIVES: C. DESCRIBE THE GEF AGENCYS COMPARATIVE ADVANTAGE TO IMPLEMENT THIS PROJECT: C.1 INDICATE THE CO-FINANCING AMOUNT THE GEF AGENCY IS BRINGING TO THE PROJECT: C.2 HOW DOES THE PROJECT FIT INTO THE GEF AGENCYS PROGRAM (REFLECTED IN DOCUMENTS SUCH AS UNDAF, CAS, ETC.) AND STAFF CAPACITY IN THE COUNTRY TO FOLLOW UP PROJECT IMPLEMENTATION: PART II: PROJECT JUSTIFICATION

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing PART III: APPROVAL/ENDORSEMENT BY GEF OPERATIONAL FPT(S) AND GEF AGENCY(IES) A.Record of Endorsement of GEF Operational Focal Point (S) on Behalf of the Government(S): B.(Please attach the COUNTRY ENDORSEMENT LETTER or REGIONAL ENDORSEMENT LETTER with this template). NamePositionMinistryDate (Month, day, year) A.B.GEF Agency(ies) Certification This request has been prepared in accordance with GEF policies and procedures and meets the GEF criteria for project identification and preparation. Agency Coordinator, Agency name SignatureDate:Project Contact Person Telephone Address

UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for Financing