Performance Evaluation of Multi-DFT-spread OFDM for ay

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Performance Evaluation of Multi-DFT-spread OFDM for 802.11ay Month Year doc.: IEEE 802.11-yy/xxxxr0 January 2017 Performance Evaluation of Multi-DFT-spread OFDM for 802.11ay Date: 2017-01-16 Authors: Rui Yang (InterDigital) Kome Oteri(InterDigital)

Month Year doc.: IEEE 802.11 January 2017 Abstract In [1], a waveform with multi-DFT-spread operation was introduced for 802.11ay to support SU and orthogonal MU transmissions over wideband channels to address hardware impairments, i.e., non-linear power amplifier and phase noise to exploit channel selectivity in 60 GHz channels In this contribution, we demonstrate those benefits of this waveform via simulation results and compare it with single carrier (SC) and CP-OFDM Rui Yang (InterDigital)

Introduction (1/2) TGay has agreed that [2] January 2017 Introduction (1/2) TGay has agreed that [2] 11ay shall enable both SC and OFDM waveforms for SU-MIMO and MU-MIMO data transmission and support multiple STAs allocated to different frequency resources in downlink The bandwidth of bonded channels can be up to 8.64GHz For very wide BW transmission, the PAPR for OFDM can be very large. While SC maintains lower PAPR, Using matched filter at receiver is a suboptimum solution in selective channels It is not trivial how to achieve orthogonal FDMA with SC SC cannot exploit the frequency selectivity as OFDM does The channel characteristics at 60 GHz can vary significantly, depending on beamforming at TX and RX, existence of line-of- sight (LoS), and environment The maximum delay spread can be as large as several hundreds of ns due to rich non-line-of-sight (NLoS) paths [3][4], especially in outdoor scenarios, or very low in LoS scenarios Rui Yang (InterDigital)

January 2017 Introduction (2/2) In [1], it is shown that multi-DFT-spread OFDM can address the shortcomings of SC and OFDM Use of multi-DFT-s OFDM can lead to much lower PAPR than that of OFDM for wide band channels. This translates to increased coverage range for 802.11ay [5-9] Multi-DFT-spread OFDM allows receiver to exploit the frequency selectivity and enable orthogonal FDMA for MU transmitter Use of multi-DFT-s OFDM can facilitate the compensation of ICI due to the phase noise correction at receiver The guard interval with multi-DFT-spread OFDM can be adjusted by changing the length of the sequence without affecting the block duration [5-9] multi-DFT-spread ๐ŸŽ Data symbols DFT (M) Mapping Golay S. Data Symbols ๐‘ samples ๐‘ก ๐‘–th block Golay sequence IDFT (N) P / S RF Data symbols DFT (M) Mapping Golay sequence ๐ŸŽ Rui Yang (InterDigital)

PAPR results with multi-DFT-s OFDM January 2017 PAPR results with multi-DFT-s OFDM ๐พ is the number of DFT-spread blocks With multiple DFT-spread blocks, the PAPR is still lower than that of OFDM Simulation assumptions are given in Appendix I IDFT ๐ 1 DFT โ€ฆ ๐ ๐พ DFT Rui Yang (InterDigital)

Reducing PAPR Further with Frequency Domain Windowing Golay sequence Data symbols Golay sequence Data symbols Output of DFT (M) ๐‘“ (a)๏ƒจ DFT (M) DFT (M) (a) (a) โ€ฆ Extending Extending (b)๏ƒจ (b) (b) Windowing Windowing (c) (c) (c)๏ƒจ IDFT (N) DFT-spread operation is compatible with low-complexity PAPR reduction methods In [10, 11], it is shown that the PAPR can be reduced further if the output of DFT is extended cyclically (b) and the extended block is windowed (c) This operation changes the sinc kernel of DFT-spread OFDM DFT-spread OFDM receiver can exploit the energy on the extended bands with coherent additions (see Appendix III) Rui Yang (InterDigital)

PAPR Results with Frequency Domain Windowing January 2017 PAPR Results with Frequency Domain Windowing The results show that frequency domain windowing (i.e., DFT-s Windowed OFDM) reduces PAPR of DFT-spread OFDM further, even for 64 QAM Windowing functions are provided in Appendix II ๐ 1 IDFT DFT Ext. & Win. โ€ฆ ๐ ๐พ DFT Ext. & Win. Rui Yang (InterDigital)

Spectrum Results Multi-DFT-spread OFDM jointly reduces the out-of-band (OOB) leakage and PAPR as compared to CP-OFDM without applying extra operation Frequency domain windowing also reduces the OOB emission Rui Yang (InterDigital)

Throughput Results (1/3) โ€“ Assumptions January 2017 Throughput Results (1/3) โ€“ Assumptions Fixed location and orientation PPA AP Random location STA Channel: 11ay channel model, conference room, STA-AP The location of the STA and the rotation of the PAA around vertical axis are chosen randomly. For each drop, the boresight of the STA and AP antenna patterns are aligned on LoS Vertical polarization, LoS path exists Numerology: The 8 GHz numerology for CP-OFDM and SC is obtained based on 802.11ad The numerology for DFT-spread OFDM is obtained based on 11ad CP-OFDM Details are provided in Appendix I Equalization: Single tap MMSE-FDE CHEST: Ideal Impairments: None Rui Yang (InterDigital)

Throughput Results (2/3) โ€“ Channel January 2017 Throughput Results (2/3) โ€“ Channel a) Normalized channel impulse response b) Channel frequency response The selectivity of the channel significantly reduces when there is ๐Ÿ–ร—๐Ÿ PAA at AP and ๐Ÿร—๐Ÿ for the channel model considered in the simulation and beam alignment This implies that the OFDM will not bring extra gain due to the channel selectivity Rui Yang (InterDigital)

Throughput Results (3/3) โ€“ Simulation (8 GHz BW) January 2017 Throughput Results (3/3) โ€“ Simulation (8 GHz BW) a) 8ร—1 PAA @ AP, 1ร—1 PAA @ STA b) 8ร—2 PAA @ AP, 2ร—2 PAA @ STA SC is worse than CP-OFDM and DFT-spread OFDM as the matched filtering loses its optimality in selective channels When the channel is selective, CP-OFDM is better than DFT-spread OFDM and SC OFDM as it maximally resolves the channel in frequency. The price is high PAPR. Under the practical PAA settings, i.e., case (b), there is little difference between DFT- spread OFDM and OFDM performance The windowing operation approximately provides the same performance with the case without windowing Rui Yang (InterDigital)

January 2017 Conclusion In this contribution, we compare the use of multi-DFT-spread OFDM with CP-OFDM and SC The simulation results show that the DFT-spread OFDM achieves approximately the same throughput performance of CP-OFDM while jointly reducing PAPR and OOB substantially DFT-spread OFDM also allows low complexity PAPR reduction techniques, e.g., frequency domain windowing For further investigation Outdoor channel model for 802.11ay needs to be developed RF impairments, including phase noise, should be included Welcome to any suggestion (e.g., numerology) for further evaluation of this method Rui Yang (InterDigital)

January 2017 References [1] โ€œOn the Single Carrier Waveforms for 11ayโ€, IEEE 802.11-15/01455r0 [2] โ€œSpecification Framework for TGay,โ€ IEEE 802.11-15/01358r6 [3] โ€œChannel Models for IEEE 802.11ay,โ€ IEEE 802.11-15/1150r7 [4] โ€œOutdoor measurement for a rooftop to street scenario at 60 GHz,โ€ IEEE 802.11-16/1221r0 [5] G. Berardinelli, et.al., โ€œZero-tail DFT-spread-OFDM signals,โ€ Globecom 2013 Workshop - Broadband Wireless Access [6] U. Kumar, et.al., โ€œA Waveform for 5G: Guard Interval DFT-s-OFDM,โ€ 2015 IEEE Globecom Workshops (GC Wkshps) [7] F. Hasegawa, et.al., โ€œStatic Sequence Assisted Out-of-Band Power Suppression for DFT-s-OFDM,โ€ Proc. IEEE 26th Annual International Symposium on Personal, Indoor, and Mobile Radio Communications (PIMRC), Hong Kong, 2015, pp. 61-66. [8] A. Sahin, et.al., โ€œAn Improved Unique Word DFT-Spread OFDM Scheme for 5G Systems,โ€ 2015 IEEE Globecom Workshops (GC Wkshps) [9] G. Berardinelli, K. I. Pedersen, T. B. Sorensen and P. Mogensen, "Generalized DFT-Spread-OFDM as 5G Waveform," in IEEE Communications Magazine, vol. 54, no. 11, pp. 99-105, November 2016. [10] Stefania Sesia, Issam Toufik, and Matthew Baker, โ€œThe UMTS Long Term Evolution: From Theory to Practiceโ€ Wiley Publishing, 2009 [11] A. Sahin, R. Yang, E. Bala, M. C. Beluri and R. L. Olesen, "Flexible DFT-S-OFDM: Solutions and Challenges," in IEEE Communications Magazine, vol. 54, no. 11, pp. 106-112, November 2016. Rui Yang (InterDigital)

Appendix I โ€“ Numerology (8 GHz) January 2017 Appendix I โ€“ Numerology (8 GHz) Waveform IFFT Size N # of Guard Tones (left) # of Guard Tone (Right) DC tones DFT-spread size Extension on edges # of DFTs (K) CP Size # of pilots Total Head size Total Tail Size ฮ”๐‘“= ๐‘“ ๐‘  ๐‘ (kHz) # of data symbols Block Duration (ns) Data rate (BSPK) (Gbps) Utilized spectral resources (GHz) Spectral Efficiency CP OFDM 2048 318 319 -1,0,1 - 4 256 64 5156.25 1344 218.18 6.1601 7.2755 0.8467 DFT-s OFDM (K=1) 320 352x4 1 24 160 1226 193.94 6.3215 7.26 0.8707 DFT-s OFDM (K=2) 352x2 2 DFT-s OFDM (K=4) 352x1 DFT-s W OFDM (K=1) 180 140 8.70 0.7267 DFT-s W OFDM (K=2) 70 DFT-s W OFDM (K=4) 35 SC 1792 290.91 6.1600 8.45 Windowing functions are provided in the next slide Corresponds to Approximately 266 samples in time for guard interval Waveform Block Size Upsampling Downsampling Roll-off factor SC 2048 3 1 0.2 Rui Yang (InterDigital)

Appendix II โ€“ Windowing Functions November 2016 Appendix II โ€“ Windowing Functions Raised cosine function is considered for the edge of the windowing function Rui Yang (InterDigital)

Appendix III โ€“ The DFT-spread Windowed OFDM Receiver January 2017 Appendix III โ€“ The DFT-spread Windowed OFDM Receiver CFR (includes the impact of windowing) DFT (N) S / P RF Correct phases Weight and sum MMSE IDFT (M) P / S Symbols Coherent addition + + ๐‘“ ๐‘“ Rui Yang (InterDigital)

Appendix IV โ€“ PAPR for QPSK January 2017 Appendix IV โ€“ PAPR for QPSK Rui Yang (InterDigital)

Appendix V โ€“ Throughput Results (4 GHz BW) January 2017 Appendix V โ€“ Throughput Results (4 GHz BW) a) 8ร—1 PAA @ AP, 1ร—1 PAA @ STA b) 8ร—2 PAA @ AP, 2ร—2 PAA @ STA Rui Yang (InterDigital)

Straw Poll (for survey) January 2017 Straw Poll (for survey) Do you agree that the TGay should further study the feasibility of including multi-DFT-spread OFDM as an additional waveform for 11ay? Rui Yang (InterDigital)