What is an Internal Quality Audit? What is an Internal Quality Audit? Random sample Independent examination Systematic WHAT Random sample Independent examination Systematic WHO Qualified auditors Objective Impartial WHO Qualified auditors Objective Impartial WHEN Regular Intervals Importance Status WHEN Regular Intervals Importance Status RESULT Audit Report Corrective Action Follow-up RESULT Audit Report Corrective Action Follow-up WHY System confirmation Improvement Feedback WHY System confirmation Improvement Feedback HOW Preparation Interviews & observation Review documentation HOW Preparation Interviews & observation Review documentation What is an Internal Quality Audit? What is an Internal Quality Audit? WHAT Random sample Independent examination Systematic WHAT Random sample Independent examination Systematic WHO Qualified auditors Objective Impartial WHO Qualified auditors Objective Impartial WHEN Regular Intervals Importance Status WHEN Regular Intervals Importance Status RESULT Audit Report Corrective Action Follow-up RESULT Audit Report Corrective Action Follow-up WHY System confirmation Improvement Feedback WHY System confirmation Improvement Feedback HOW Preparation Interviews & observation Review documentation HOW Preparation Interviews & observation Review documentation

Steps in the Internal Audit Process Follow-Up Activities Follow-Up Activities Complete the Audit Complete the Audit Prepare and Issue Audit Report Prepare and Issue Audit Report Conducting the Audit Conducting the Audit Preparing for the Audit Preparing for the Audit Document Review Document Review Preparing / Issuing the Audit Plan (Initiating the Audit) Preparing / Issuing the Audit Plan (Initiating the Audit) Steps in the Internal Audit Process Steps in the Internal Audit Process Follow-Up Activities Follow-Up Activities Complete the Audit Complete the Audit Prepare and Issue Audit Report Prepare and Issue Audit Report Conducting the Audit Conducting the Audit Preparing for the Audit Preparing for the Audit Document Review Document Review Preparing / Issuing the Audit Plan (Initiate the Audit) Preparing / Issuing the Audit Plan (Initiate the Audit)