What is the initial capital requirement for investment firm en firms?

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Presentation transcript:

What is the initial capital requirement for investment firm en firms? Does the entity have a license to perform the investment activities: - Dealing on own account (MIFID.Annex-1.A.3); - Operation of an multilateral trading facility (MIFID.Annex-1.A.8). Yes The initial capital requirement is € 730.000 (CRR.28.2) Does the entity have a license to perform the ancillary service: - Safekeeping and administration of instruments basis (MIFID.Annex-1.B.1). Yes The initial capital requirement is € 125.000 (CRR.29.1) No The initial capital requirement is € 50.000 (CRR.29.3) No