1 Balance Sheet & Income Statement of Securities Companies in Thailand (as of the end of June 2009) Quarterly Report Source : SEC / SET

2 Table 1 : Market Indicators Q1Q2Q3Q4Q1Q2 SET Index * Market Cap. (mil. baht) *6,424,2416,095,9004,760,8183,590,3763,460,7664,773,404 Total Turnover (mil. baht)1,212,6531,203,458774,412790,706539,9361,260,043 Avg. Daily Trading Value (mil. baht) 18,88020,05612,21212,4408,66021,323 No. of Listed Companies * No. of Listed Securities * No. of Securities Companies * No. of SET’s Members *39 No. of TFEX’s Members * * at the end of the period

3 Table 2 : Aggregate Balance Sheet of Securities Companies (unit :mill. baht) Q1Q2Q3Q4Q1Q2 Asset140,403162, ,253145,514142,066155,132 Liabilities72,79894,947 70,17682,10780,97795,455 Equity67,60567,071 66,07763,40761,08959,676

4 Table 3 : Aggregate Income Statement of Securities Companies (unit : mill. baht) Q1Q2Q3Q4Q1Q2 Brokerage - Securities5,3543,688 3,3023,2192,1524,966 Brokerage - Derivatives Underwriting Financial Advisory Gains on Trading - Securities Gains on Trading – Derivatives * Interest and Dividend Others Total Revenue7,2605,168 4,3405,4183,0696,917 Expenses on Borrowing Fees & Services Expenses Provision for bad debts/ doubtful account , Personnel Expenses2,6561,9092,1292,1382,0152,880 Premises & Equipment Other Expenses Total Expenses4,5953,287 4,0396,4173,8044,680 Net Profit1,9701, , ,734 Corporate Tax

5 Figure 1 : Assets, Liabilities and Equity of Securities Companies

6 Figure 2 : Assets of Securities Companies

7 Figure 3 : Assets Structure of Securities Companies Q Q Q Q2 2009

8 Figure 4 : Liabilities of Securities Companies

9 Figure 5 : Liabilities Structure of Securities Companies Q Q Q Q2 2008

10 Figure 6 : Revenue of Securities Companies

11 Figure 7 : Revenue Structure of Securities Companies Q Q Q Q2 2008

12 Figure 8 : Expenses of Securities Companies

13 Figure 9 : Expenses Structure of Securities Companies Q Q Q Q2 2008

14 Figure 10 : Net Profit and ROE of Securities Companies