United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Industry Operations Inspection Results Firearms – FY 2014.

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Presentation transcript:

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Industry Operations Inspection Results Firearms – FY 2014

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Firearms Industry by License Type 07-MFG Firearms 08-Importer 09-DD Dealer 10-DD MFG 11-DD Importer 06-MFG Ammo 01-Dealer 02-Pawnbroker 03-Collector

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Active Licenses TypeNumberPercent 01-Dealer55, Pawnbroker8, Collector63, MFG of Ammo2, MFG of Firearms9, Importer1, DD Dealer DD MFG DD Importer Total140,528100% (as of December 10, 2014)

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Purpose of Inspections Public Safety! Evaluate the level of compliance. Evaluate the level of compliance. Educate the licensee on regulatory requirements. Educate the licensee on regulatory requirements. Promote voluntary internal controls to improve public safety. Promote voluntary internal controls to improve public safety. Detect diversion if present. Detect diversion if present.

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives FY 2014 Compliance Inspections Conducted ResultPercent No Violations47.61 Report of Violations13.07 Warning Letter12.90 Warning Conference6.12 Revoked/Deny Renewal0.71 Surrender in lieu of Revocation0.27 Other (eg., OOB, etc.)19.32 Total100.00

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Last Five Years Result No Violations Report of Violations Warning Letter Warning Conference Revoked/Deny Renewal Surrender in lieu of Revocation Other (OOB, etc.) Total Percent

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Compliance Inspections

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives No Violations

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives No Adverse Action

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Revoked/Denied Renewal

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives MOST FREQUENTLY CITED FIREARMS VIOLATIONS YEAR FY 2012FY 2013FY 2014 CitationViolation DescriptionRANK 27 CFR (c)(1)Transferee did not properly complete Section A, F CFR (e) Failure to timely record information in bound record (A&D record) CFR (a) - (b) Failure to complete forms as indicated in instructions (this violation is often cited when the licensee failed to properly complete a form, but there is not a separate regulatory citation addressing the omitted or misdocumented item) CFR (c)(3)(iv) Licensee did not record on F 4473 the date on which NICS was contacted CFR (c)(3)(i) Licensee failed to obtain and/or document purchaser's ID CFR (c)(5)Licensee did not sign and date F CFR aLicensee failed to report multiple handgun sales CFR (c)(4)Licensee failed to properly identify firearm on F CFR (a) Licensee failed to contact NICS and wait stipulated time prior to transfer of firearm CFR (c) Licensee disposed of firearm to a person he had reasonable cause to believe was prohibited 10

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Missing Firearms Total Initial Inventory Check 85,600105,431134,870325,901 After Reconciliation 11,90614,52914,45540,890

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Firearms Inventory Discrepancies

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Field IOIs FY 2010FY 2011FY 2012FY 2013FY 2014FY

United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives FFL Qualifications