© April, 2005 LeBlond and Associates, LLC Overview of a Training Program Produced by LeBlond & Associates, LLC Thanks for taking the time to view this presentation –It’s about ten minutes long This presentation will advance automatically until you see this symbol –which means “click to advance” Click on this when you are ready to proceed

© April, 2005 LeBlond and Associates, LLC Regulatory Treatment of Compensatory Measures Developed and Presented by LeBlond and Associates, LLC

© April, 2005 LeBlond and Associates, LLC Contents of This Presentation (color coded by topic) What is the intended student population? How is the course structured? What is the current delivery schedule?

© April, 2005 LeBlond and Associates, LLC What is the intended student population? This course is intended for personnel who are currently qualified to perform: –Operability Determinations and –10 CFR Screenings These individuals use these skills to: –Identify the need for Compensatory Measures in support of interim operation and –Implement the Compensatory Measures This course is not intended as an introduction to either Operability Determinations or 10 CFR Screening –Course could be used as part of an Operability or 10 CFR requalification program

© April, 2005 LeBlond and Associates, LLC Overall Course Goal The course is intended to create the ability to analyze various combinations of: –A Degraded/Non-Condition –A proposed Compensatory Measure (CM) taken in response to the D/NCC This analysis will allow the students to make two basic decisions –What is the role of the CM in the Operability of the SSC? Is the SSC Operable without the CM? –Will the CM “Screen in” or “Screen out”? The course slide introducing the Course Learning Objectives is provided next

© April, 2005 LeBlond and Associates, LLC Major Course Objectives 1.The student shall define the fundamental concepts associated with: a.Corrective Action Process as required by 10 CFR 50, Appendix B, Criterion XVI and industry standards. b.The requirements of 10 CFR as described in NEI 96-07, Rev.1. for: i.The Screening process as applied to physical and procedural alterations ii.The Evaluation process associated with 10 CFR c(2) ii. c.The Operability Determination process as described by Generic Letter When provided with a technical description of a Degraded or Non-Conforming Condition (D/NCC), and a proposed Compensatory Measure (CM), the student shall define and identify: a.Accurate versus inaccurate descriptions of D/NCCs b.The effect of D/NCC versus the effect of the proposed CM c.The application of the 10 CFR process, and NEI 96-07, to the two effects identified in Objective 2.b above i.This includes identification of CMs that: “Screen in” versus “Screen Out” Require prior NRC approval before implementation d.The use of CMs in support of the Operability Determination Process. This includes the use of : i.Manual Actions ii.Maintenance/Surveillance Activities

© April, 2005 LeBlond and Associates, LLC How is this course structured? The course is one day in length The course consists of three segments 1.First segment is an overview of the fundamentals of: Corrective Action Process 10 CFR Screening Operability Determination Process –This segment lasts about two hours –Reviews/Establishes the fundamentals that will be relied upon in the rest of the class –Excellent treatment for review and/or requalification Not intended for initial exposure to these three processes

© April, 2005 LeBlond and Associates, LLC How is this course structured? (Cont.) 2.Second segment establishes a common method of analyzing situations –A standardized set of questions –A graphic to allow the class to keep track of progress as the examples become more complex –Segment length is less than one hour 3.Third segment is the analysis of nine examples –Major segment of the course, lasting about five hours –The standardized questioning pattern is used –Examples range from simplistic to complex The next slide is the course’s graphical presentation of the three segments.

© April, 2005 LeBlond and Associates, LLC Format of Course Review the Basics Corrective Action 10 CFR 50.59Operability Determinations Develop a Model to Analyze Situations Standard Set of Questions Graphical Depiction Practical Application Analyze Nine Examples of Varying Characteristics

© April, 2005 LeBlond and Associates, LLC Selected Course Slides Segment #1 –Review the fundamentals required for the course The slides that follow are extracted from the overview of 10 CFR –This segment could also be credited as part of 10 CFR requalification Click here to view a few selected course slides from Segment #1

© April, 2005 LeBlond and Associates, LLC Definition of “Affects” As with “Design Function”, proper application of this concept is crucial “Affects” is written into the regulation Following presentation will illustrate the meaning of this term as it applies to: –Design function –Method of performing or controlling a design function

© April, 2005 LeBlond and Associates, LLC “Affects” From NEI 96-07, Section on page 31 An activity must be “adverse” to “Screen in” “A 10 CFR evaluation is required for changes that adversely affect design functions, methods used to perform or control design functions, or evaluations that demonstrate that intended design functions will be accomplished (i.e., “adverse changes”). Changes that have none of these effects, or have positive effects, may be screened out because only adverse changes have the potential to increase the likelihood of malfunctions, increase consequences, create new accidents or otherwise meet the 10 CFR evaluation criteria.”

© April, 2005 LeBlond and Associates, LLC “Affects” (cont.) From NEI 96-07, Section on page 31 Screening determinations include “indirect effects ” “Consistent with historical practice, changes affecting SSCs or functions not described in the UFSAR must be screened for their effects (so-called “indirect effects”) on UFSAR- described design functions. A 10 CFR evaluation is required when such changes adversely affect a UFSAR-described design function, …”

© April, 2005 LeBlond and Associates, LLC 10 CFR Major Points Purpose of 10 CFR is to determine if prior NRC review and approval is required Definition of “Design Function” must be understood –Consult definition and use provided aids Included in the meaning of “Affects” –An activity must be “adverse” to “screen in” –The magnitude of the “adverse effect” does not matter –Screening determinations include “indirect effects ” –“Adverse effect” for “method of performing or controlling” means: “Adverse” in the same manner as for “design functions” Fundamentally alter (replace) the existing means of performing or controlling design functions These points are emphasized on classroom posters. A similar set of Major Points are developed for Corrective Action and Operability Determinations.

© April, 2005 LeBlond and Associates, LLC Selected Course Slides ( Cont.) Segment #2 –Establish a framework for analyzing combinations of: Degraded and/or Non-Conforming Conditions Proposed Compensatory Measures –The framework consists of: A set of six questions designed to repetitively solicit the correct information from the class A graphic to illustrate the regulatory treatment of the proposed CM as the examples become more complex –The slide that follows presents the graphic described above Click here to view the graphic developed as part of Segment #2

© April, 2005 LeBlond and Associates, LLC  D/NCC descript.  CM purpose  CM effect  Sect 4.4  Major Pts for: 10 CFR Corrective Action  Major Pts for: ODs 10 CFR Screening  Major Pts for: 10 CFR Screening Evaluation  Major Pts for: 10 CFR Evaluation Start with two elements: D/NCC Proposed Compensatory Measure Temporary Change Involved Required for Operability “Screens Out” “Screens in” LAR Required

© April, 2005 LeBlond and Associates, LLC Selected Course Slides (Cont) Segment #3 –Illustrates course’s learning objectives with nine examples –Utilizes the previously established framework for analyzing combinations of: Degraded and/or Non-Conforming Conditions Proposed Compensatory Measures –Examples are heavily based upon industry experience –Examples begin as simplistic and end with complicated industry events The graphic on the next slide illustrates how the nine examples progress from relatively simple to complex –The slide that follows presents the graphic with the nine examples superimposed Click here to overview the nine examples graphic illustrated as part of Segment #3

© April, 2005 LeBlond and Associates, LLC  D/NCC descript.  CM purpose  CM effect  Sect 4.4  Major Pts for: 10 CFR Corrective Action  Major Pts for: ODs 10 CFR Screening  Major Pts for: 10 CFR Screening Evaluation  Major Pts for: 10 CFR Evaluation Start with two elements: D/NCC Proposed Compensatory Measure Temporary Change Involved Required for Operability “Screens Out” “Screens in” #1 #2 #3 #4 #5 #6 #7 #8 #9 LAR Required

© April, 2005 LeBlond and Associates, LLC Click here to advance to “ What is the current delivery schedule?” The nine examples elicit classroom discussion to ensure a more complete understanding of the learning objectives.

© April, 2005 LeBlond and Associates, LLC What is the current delivery schedule? This class typically can be delivered at your site within five weeks of a decision to proceed.

© April, 2005 LeBlond and Associates, LLC Closure Thanks again for your interest and time For any questions or further details, contact Peter LeBlond at: – or Just click anywhere to end the show