§5110 Enforcement Experience. §5110 Enforcement How §5110 inspections are conducted What elements must be established Obstacles compliance officers have.

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Presentation transcript:

§5110 Enforcement Experience

§5110 Enforcement How §5110 inspections are conducted What elements must be established Obstacles compliance officers have faced establishing these elements

§5110 Inspection Procedures Initiation: complaint, referral, accident, programmed Review OSHA Log 200s/300s to pinpoint suspect repetitive motion injuries (RMIs) Walkaround, photographs, equipment identification, document reviews Employee interviews Research, interview manufacturers, experts, etc.

Threshold Requirements for Enforcement §5110(a) 1)More than one employee injured 2)Injuries were predominantly (>50%) caused by repetitive work activity 3)Employees were doing “identical” work 4)Injuries were “objectively identified and diagnosed” by a physician as a RMI 5)Injuries were reported to the employer within the last 12 months

The Investigation: Time and Effort To gather evidence of threshold requirements, CSHOs spend more time and effort beyond the standard inspection due to: –document reviews (accident reports; training; worker’s comp) –employee interviews (on-site and off; in person and via telephone; may involve taking photographs, video, measurements) –medical record reviews (medical releases for inspections and appeals, interviews with physicians, Medical Unit involvement)

Challenges in Establishing §5110 Threshold Requirements “…identical work activity…” –N. CA hospital clinical lab; several employees performing a range of different tasks in a day –At least two injuries identified; however, unable to establish identical work activity due to highly varied work patterns and task distribution

Challenges in Establishing §5110 Threshold Requirements “…identical work activity…” –N. CA foundry with two injuries potentially linked to the use of air-powered hand tools –However, both employees used air tools to perform different tasks, and they used the tools for different time intervals –Therefore, identical work activity could not be established

Challenges in Establishing §5110 Threshold Requirements “…reported…within the last 12 months…” –N. CA rental car agency with more than two injuries identified as RMIs due to computer data entry –However, only one injury was reported within the 12 month period prior to the opening of the inspection; 3 other injuries were reported more than 12 months before the day the one injury was reported

Challenges in Establishing §5110 Threshold Requirements “…RMIs were…injuries that a licensed physician…identified and diagnosed…” –Employees do not seek medical attention –Injured employees are not treated by a licensed MD, but rather by a chiropractor, physical therapist, or nurse –The employees seek treatment, but do not report this to their employer, or do not file a worker’s comp claim

Challenges in Establishing §5110 Threshold Requirements –The treating physician does not specifically describe the injury as a RMI Form 5021 limited in diagnosis and predominant cause information Therefore, the Medical Unit often must go “beyond” the form and ask the treating physician if the injury is a RMI and if the injury was predominantly caused by work

Challenges in Establishing §5110 Threshold Requirements N. CA airline carrier; baggage handlers lifting over 800 bags a day; hundreds of reported sprains and strains Employees were treated by physicians; however, the physicians did not write “RMI” or “RSI” on the Form 5021 (“Doctor’s First Report of Occupational Injury or Illness) Therefore, employer contended that they were not informed by the physician or the employees that these injuries were RMIs

Challenges in Establishing §5110 Threshold Requirements N. CA foundry with one reported RMI Several other employees reported similar symptoms to the CSHO, but they did not seek medical treatment Employees were monolingual Spanish- speakers who did not know about the worker’s comp system, or did not want to participate in worker’s comp for fear of drawing attention to themselves (e.g. undocumented workers)

§5110(c): Satisfaction of an Employer’s Obligation Measures implemented by an employer under subsections (b)(1), (b)(2), and (b)(3) shall satisfy the employer’s obligation under that respective subsection, unless it is shown that a measure known to but not taken by the employer is substantially certain to cause a greater reduction in such injuries and that this alternative measure would not impose additional unreasonable costs.

DOSH’s Responsibilities under §5110(c) The burden of proof lies on DOSH’s shoulders in showing that: –There is a different method that the employer knows about that would reduce injuries even further or would be more effective –If DOSH can show that other methods would be more effective, DOSH then must show that implementation of these methods would be economically feasible for the employer

DOSH’s Responsibilities under §5110(c) N. CA airport dispatch center employees were given a pamphlet on ergonomics Although the stated policy was to have a physical therapist individually train each employee, this did not occur The employer contended that providing the pamphlet satisfied the training requirement, and that DOSH could not prove with “substantial certainty” that a one-on-one session with the physical therapist would result in a “greater reduction” of injuries without imposing “additional unreasonable costs”

Summing It All Up… §5110 has been a challenge to enforce because: –Establishing the threshold requirements in §5110(a) is difficult; and –Even when CSHOs have established that all the elements of §5110(a) have been met, they then have to prove the elements of §5110(c)