EU policy on Network and Information Security (NIS) and Critical Information Infrastructure Protection (CIIP) 15 March 2012 Valérie ANDRIANAVALY European Commission Directorate General Information Society and Media - DG INFSO Unit A3 – Internet Governance; Network and Information Security

Main EU policy initiatives in the NIS & CIIP areas 2004: Establishment of ENISA - Regulation (EC) No 460/ : Commission’s proposal - Strategy for a Secure Information Society - Dialogue, partnership, empowerment 2009: Commission’s proposal - Action Plan on Critical Information Infrastructure protection 2009: Adoption of the revised Regulatory Framework for electronic communications – new security provisions including security breaches notifications (Art. 13 a and b) 2010: Trust and Security chapter of the Digital Agenda for Europe 2010: Commission’s proposal to modernise ENISA 2011: Second Commission Communication on CIIP - 'Achievements and next steps: towards global cyber-security’ Q3/2012: Commission’s proposal – European Strategy for Internet Security

Main EU policy initiatives in the NIS & CIIP areas Strategy for a Secure Information Society COM(2006)251 “Voluntary” approach based on dialogue, partnership and empowerment Comprehensive set of actions – risk management culture Promote openness, diversity, interoperability, usability, competition as inherent security safeguards Reinforce ENISA’s role in implementing the NIS policy Importance of “resilience” of electronic communications Action Plan on Critical Information Infrastructure Protection COM(2009)149 Protect Europe from large scale cyber attacks and disruptions Promote security and resilience as first line of defense Enhance the CIIP preparedness and response capability in EU Foster the adoption of adequate and consistent levels of preventive, detection, emergency and recovery measures Foster International cooperation, in particular on Internet stability and resilience

CIIP Action Plan – Specific Objectives Five specific objectives to be achieved: Foster cooperation and exchange of good policy practices between MS (EFMS) Develop a public-private partnership at the European level on security and resilience of CIIs (EP3R) Enhance incident response capability in the EU Promote national and European cyber contingency plans and exercises on simulated large-scale network security incidents. Reinforce international cooperation on global issues, in particular on resilience and stability of Internet

CIIP Action Plan – Five pillars 1. Preparedness and prevention European Forum for MS to share information & policy practices - EFMS European Public Private Partnership for Resilience EP3R Baseline of capabilities and services for National/Governmental CERTs 2. Detection and response Development of a European Information Sharing and Alert System – EISAS dedicated to EU citizens and SMEs 3. Mitigation and recovery National contingency planning and exercises Pan-European exercises on large-scale network security incidents Reinforced cooperation between National/Governmental CERTs 4. International Cooperation Define European priorities, principles and guidelines for the long term resilience and stability of the Internet Promote the principles and guidelines at global level Global cooperation on exercises on large-scale Internet incidents 5. Definition of criteria for the identification of European Critical Infrastructures in the ICT sector

CIIP COM(2011)163 “Achievements and next steps: towards global cyber- security” Adopted on 31 March 2011 Takes stock of results achieved since 2009 CIIP action plan Builds on existing policy initiatives, in particular Digital Agenda for Europe, Stockholm Action Plan and Internal Security Strategy Highlights next steps at European and International level

CIIP COM(2011)163 “Achievements and next steps: towards global cyber- security” – Areas of achievements European Forum for Member States (EFMS) European Public-Private Partnership for Resilience (EP3R) Baseline of capabilities and services for pan-European cooperation of national/governmental CERTs European Information Sharing and Alert System (EISAS) National contingency planning and exercises Pan-European exercise on large-scale network security incidents Principles and guidelines on Internet resilience and stability Sector specific criteria for identifying European Critical Infrastructures in the ICT sector

Very positive results achieved so far in CIIP within the EU Further efforts are needed and the EC calls upon MS to commit to: -Enhance EU preparedness by establishing a network of well-functioning National/Governmental CERTs by 2012; -A European cyber-incident contingency plan and regular National and pan-European cyber exercises by 2012; -European coordinated efforts in international fora and discussions on enhancing Internet security and resilience. CIIP COM(2011)163 “Achievements and next steps: towards global cyber- security” – The way forward 1/2

Global coordination is important and necessary The Commission will: Promote principles for Internet resilience and stability * developed within the EFMS; Build strategic international partnerships (e.g. EU-US Working Group on Cyber-security and Cyber-crime) and pursue coordination in International fora Develop trust in the cloud * s_internet_fin.pdf CIIP COM(2011)163 “Achievements and next steps: towards global cyber- security” – The way forward 2/2

7th EU Research Framework Programme ( ) ICT Security & Trust

11 Call 7 70 M€ Call 8 70 M€ Call 7 20 M€ Call 8 80 M€ Call M€ FP7 INFSO - Challenge 1.4 Pervasive and Trustworthy ICT Call FI20/07/10 – 02/12/10 Call 728/09/10 – 18/01/11 Call 826/07/11 – 17/01/12 Call 7 30 M€ Call 8 25 M€ Call FI 90 M€

12 ICT - Trust and Security: 58 projects of FP7 Call 1 and Call 5 Networking, Coordination and Support Research roadmaps, metrics and benchmarks, international cooperation, coordination activities 4 projects 2 projects Network infrastructures 4 projects 7 projects Services infrastructures 4 projects 7 projects 4 projects Enabling technologies Biometrics, trusted computing, cryptography, secure SW 9 projects Critical Infrastructure Protection 200 m€ Identity management, privacy, trust 8 projects 5 projects 40M€60M€48M€ 20M€ 27M€ 5M€

BIC: Building International Co-operation for Trustworthy ICT  Identify global trust and security challenges of mutual interest and benefit  Facilitate collaboration fora - funding calls/EU mechanisms info. - people/partner linkages - funding organization linkages - guidance on developing sustained longer-term global collaborations Prioritisation of the visions and research directions amongst the countries, moving towards alignment of work programmes. DG INFSO Unit F5 Coordination Action Jan 2011-Dec For more information, please contact Jim Clarke

Competitiveness and Innovation Framework Programme Competitiveness and Innovation Framework Programme - ICT Policy Support Programme (CIP- ICT PSP) Annual Work Programme:2012 Annual Work Programme −Pilot B (8 M€) to establish a European-wide pilot platform for detecting, measuring, analysing, mitigating and eliminating botnets −Accompanied by Thematic Network (1 M€) −Call 6 open from 03 February until 15 May 2012 −Information day on (presentations and attendance list available at cordis web page infoday-content_en.html) infoday-content_en.html

Commission Work Programme 2012 announced a European Strategy for Internet Security to be adopted by Commission in Q Outline 1.Policy Document Context – EU activities and achievements to date and the need for EU action Objectives of the ESIS and EU core values and principles Strategic priorities and actions Governance framework and monitoring of the implementation of the strategy 2. Legal instrument

European Strategy for Internet Security “To ensure a safe, secure and resilient digital environment to all EU citizens, businesses and public authorities” Specific objectives: Foster close co-operation and early warning between MS' competent authorities, and between competent authorities and the private sector, by ensuring adequate capacities for prevention, detection, mitigation and response at national and EU level Stimulate efforts to improve security of in products, networks and services Ensure a strong EU response to cybercrime Stimulate R&D investments and strengthen the competitiveness of EU’s security industry Foster global responses and reinforce cooperation with international partners Strategic objective:

Elements of the future European Strategy for Internet Security (1/4) An effective network of National competent bodies and Governmental CERTs at EU level (with the necessary protection of confidentiality) Well-functioning National/Governmental CERTs capabilities A "European Forum for Regulators” (towards a model for pan-EU cooperation mechanisms – similarly to what is in place in other sectors) A European cyber-incident contingency plan General security breach notification obligation (extending Article 13a FD beyond Telcos/ISPs) −Adoption of a risk management framework (identification of risks) −Adoption of relevant security measures −Supervision by competent bodies (including via audit) −Notification mechanisms to competent bodies (possibly via CERT function) ensuring confidentiality Mandatory security audits and authorisation mechanisms where this is already required by applicable law (e.g. banking, energy…) Preliminary ideas for legal measures aiming at ensuring the establishment of:

Elements of the future European Strategy for Internet Security (2/4) Preliminary ideas for further measures to improve security in networks and services: Incentives for the private sector to improve security in products and services, e.g. through IT security standards in public procurement −Incentives through the public procurement process (via guidelines and standards) −Stimulating a public-private partnership to reduce the spread of malware −Promotion of transparency and competitiveness in the internal market (benchmarks, trusted data on incidents and vulnerabilities, information to users, compliance with standards, certification and self-certification to develop re- assurance market) −Security of supply chain Awareness raising measures and activities −Mobilisation of Member States and stakeholders towards a EU-wide campaign (for instance, a month for Network and Information Security for all) −National/European Cyber-security Competitions to foster development of skills −International synchronisation and coordination of awareness raising messages and campaigns (US and Japan) −Reinforced role of ENISA in promoting standards, good practices and a risk management culture

Elements of the future European Strategy for Internet Security (3/4) Preliminary ideas for further measures to improve security in networks and services: Making the best use of research and innovation and putting in place a robust industrial policy Adoption of state-of-the-art technologies & processes - Promote take up −stimulate private and public demand (security to be an integral part of the provision of e-services, mandatory for eGov, pre-commercial procurement) −develop standards −improve usability Reinforcing and coordinating R&D for present and future security challenges −H2020 LEIT = 450 M€ for R&D => make the technologies available −H2020 IIS = 700 M€ for Innovation => put technology to work −Underpin the technical feasibility of the cyber security policy and associated actions −Create partnerships in cyber-security

Elements of the future European Strategy for Internet Security (4/4) Preliminary ideas for further measures to improve security in networks and services: Appropriate measures in the area of cybercrime (in cooperation with DG HOME) Putting the EU in the lead of international discussions on Internet security matters - Promotion and engagement in multilateral cooperation - Leveraging EU-US activities towards broader international participation -Fighting Botnets -Cyber-security of Industrial Control Systems and Smart grids - Promotion of EU interests in global Internet security -Multi-stakeholder governance -Market access -European principles and guidelines for Internet resilience and stability -COMPACT for the Internet

European Strategy for Internet Security Consultation process Exchange of views held so far: Within INFSO and Commission-wide (ISG on Cyber- crime and cyber-security, discussions on specific issues with relevant services) Within EP (Roundtable on ; ITRE draft report on Critical Information Infrastructure Protection) With MS via EFMS (on ) – input received from 10 MSs With private sector via EP3R (on ) Informal discussions with MS and private stakeholders  General support for a EU framework and mechanisms to further enhance cooperation and coordination

Thanks!

Web Sites EU policy on Critical Information Infrastructure Protection – CIIP egy/activities/ciip/index_en.htm egy/activities/ciip/index_en.htm A Digital Agenda for Europe agenda/index_en.htm agenda/index_en.htm EU policy on promoting a secure Information Society _en.htm _en.htm European principles and guidelines for Internet resilience and stability /principles_ciip/guidelines_internet_fin.pdf /principles_ciip/guidelines_internet_fin.pdf

Links to policy documents Council conclusions on Critical Information Infrastructure Protection Commission Communication on Critical Information Infrastructure Protection – "Achievements and next steps: towards global cyber-security" - COM(2011) mm_163_en.pdf mm_163_en.pdf Digital Agenda for Europe - COM(2010)245 of 19 May lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2010:0245:FIN:EN:PDF lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2010:0245:FIN:EN:PDF The EU Internal Security Strategy in Action: Five steps towards a more secure Europe COM(2010) /malmstrom/archive/internal_security_strategy_in_action_en.pdf /malmstrom/archive/internal_security_strategy_in_action_en.pdf Commission Communication on Critical Information Infrastructure Protection – "Protecting Europe from large scale cyber-attacks and disruptions: enhancing preparedness, security and resilience" - COM(2009) lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0149:FIN:EN:PDF lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0149:FIN:EN:PDF

25 For more information on Research Projects FP7 Trust & Security Future Internet