2010 UBO/UBU Conference Title: Medical Decision-Making Session: R-5-0800.

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Presentation transcript:

2010 UBO/UBU Conference Title: Medical Decision-Making Session: R

Objectives Understand the nature of E/M services – Understand the relationship between ICD-9-CM and E/M codes – Understand the relationship between medical necessity and E/M codes – Be able to define E/M services Understand the elements and levels of medical decision- making Be able to determine the level of medical decision- making for an E/M encounter 2

Overview Nature of E/M Services Evaluation and Management Defined Medical Decision-Making – Diagnoses and/or Management Options – Data Reviewed/Ordered – Level of Risk of Complications and/or Morbidity or Mortality 3

Nature of E/M Services: ICD-9 and CPT Coding Relationship ICD-9 codes explain WHY the service was performed CPT codes explain WHAT service was performed Diagnosis codes must support the CPT code(s) assigned 4

Nature of E/M Service: Medical Necessity Medical necessity – Patient’s presenting problem or reason for the visit – Level of service provided dependents on what is medically reasonable and necessary as demonstrated in the documentation, not just the amount of documentation – Supported by ICD-9 diagnoses codes assigned 5

Nature of E/M Services: Evaluation and Management Defined The professional services provided face-to-face by provider during a visit Visit: Healthcare characterized by the professional examination and evaluation of a patient and the delivery or prescription of a care regimen. For a visit to be counted, there must be: – Interaction between an authorized patient and a healthcare provider, – Independent judgment about the patient's care, and – Documentation (including, at a minimum, the date, clinic name, reason for visit, patient assessment, description of the interaction between the patient and the healthcare provider, disposition, and signature of the provider of care) in the patient's authorized record of medical treatment. (DoD M) 6

E/M Components – History* – Examination* – Medical Decision-Making* – Counseling – Coordination of Care – Nature of Presenting Problem – Time * = Key Component 7

Medical Decision-Making: CMS and CPT Description Refers to the complexity of establishing a diagnosis and/or selecting a management option, which is determined by considering the following elements: 1. The number of possible diagnoses and the number of management options that must be considered (Box A); 2. The amount and/or complexity of medical records, diagnostic tests, and/or other information that must be obtained, reviewed, and analyzed (Box B); and 3. The risk of significant complications, morbidity, and/or mortality as well as co-morbidities associated with the patient’s presenting problem(s), the diagnostic procedure(s), and/or the possible management options (Box C). 8

Medical Decision-Making 3 Elements: – Number of diagnosis/management options – Amount of data reviewed/ordered – Level of risk of complications and/or morbidity or mortality 4 Levels: – Straightforward – Low – Moderate – High To qualify for a given type of decision-making, two of the three elements must be met or exceeded 9

Medical Decision-Making: Diagnoses and/or Management Options Primary Diagnosis: – MHS Guidelines 2.2.1: The primary diagnosis is the reason for the encounter, as determined by the documentation. The chief complaint does not have to match the primary diagnosis – AMA CPT 2011 pg. 6: Presenting Problem = “A disease, condition, illness, injury, symptom, sign, finding, complaint, or other reason for encounter, with or without a diagnosis being established at the time of the encounter” 10

Medical Decision-Making: Diagnoses and/or Management Options Secondary Diagnoses: – MHS Coding Guidelines 2.2.2: Conditions or diseases that exist at the time of the encounter, but do not affect the current encounter are not coded. Documented conditions or diseases that affect the current encounter, are considered in decision making, and are treated or assessed, are coded – AMA CPT 2011 pg. 9: “Co-morbidities/underlying diseases, in and of themselves, are not considered in selecting a level of E/M services unless their presence significantly increases the complexity of the medical decision-making” 11

Medical Decision-Making: Diagnoses and/or Management Options Specificity: – MHS Coding Guidelines 2.2.3: Specificity in coding is assigning all the available digits for a code. Diagnostic codes should be assigned at the highest level of specificity Self-Limited/Minor Problems – A common error in E/M leveling is to assign a self-limited or minor problem in the “Number of Diagnoses or Treatment Options” component of medical decision-making to the level of a new problem, creating a tendency to overvalue the level of medical decision-making and increasing the risk of over-coding. In order to address this type of error, the CPT definition of a self- limited or minor problem will be followed. – CPT defines a self-limited or minor problem as “a problem that runs a definite and prescribed course, is transient in nature, and is not likely to permanently alter health status, OR has a good prognosis with management/compliance” 12

Medical Decision-Making: Diagnoses and/or Management Options Self-Limited/Minor Problems – In order to comply with this CPT definition, unless the provider documents risk factors specific to the patient (e.g., co-morbidities or other extenuating circumstances) that indicate a specific increased risk of altering the health status of the patient or of worsening his or her prognosis, any self-limited or minor problems should be considered “self-limited or minor” in determining the level for diagnoses / management options and level of risk in medical decision-making. Simply stating potential risk factors or circumstances common to all patients with the problem will not justify considering the problem beyond a self-limited/minor problem. – Example of self-limited/minor problem: 22-year-old male (patient of Dr A, seen by Dr B) presents for 2-day history of cough and congestion. Patient is otherwise healthy, without any other positive findings noted in Review of Systems for ENT and Respiratory organ systems or past medical, family, or social history. Provider performed exam and diagnosed patient with a URI, and prescribed a 10-day course of antibiotics. 13

Diagnosis Code Selection Must be supported by documentation in the current note Specific as possible (e.g., pneumonia vs. strep pneumonia) Include acuity of diagnosis (e.g., acute, severe, chronic, mild, moderate, etc.) May be taken from final assessment or chief complaint Use signs/symptoms if unable to make definitive diagnosis during encounter Cannot code diagnosis described as “rule out… probable... possible…questionable…” Also code secondary conditions affecting treatment 14

Medical Decision-Making: Diagnoses and/or Management Options Self-limited or minor: (CPT: A problem that runs a definite and prescribed course, is transient in nature, and is not likely to permanently alter health status or has a good prognosis with management/compliance) _____ problemsX 1 point____ points (max = 2) Established problem: Stable or improving (By documentation) _____ problemsX 1 point____ points (max = 2) Established problem: Worsening (By documentation) _____ problemsX 2 points____ points New problem: No additional workup planned (Documentation does not indicate any diagnostic tests performed or ordered) _____ problemsX 3 points____ points (max = 3) New problem: Additional work-up planned (diagnostic tests performed at encounter are documented &/or tests ordered are documented) _____ problemsX 4 points____ points Total Points: 15

Example: Diagnoses and/or Management Options A/P: 1) Joint pain, likely secondary to arthritis, refractory to OTC pain meds; 2) HTN; 3) Obesity – no change from last visit; 3) Elevated trigs. Rx 10-day course prednisone for joint pain; decrease diet/increase exercise 16

Medical Decision-Making: Diagnoses and/or Management Options Self-limited or minor: (CPT: A problem that runs a definite and prescribed course, is transient in nature, and is not likely to permanently alter health status or has a good prognosis with management/compliance) _____ problemsX 1 point____ points (max = 2) Established problem: Stable or improving (By documentation) __ _1_ problems X 1 point 1 points (max = 2) Established problem: Worsening (By documentation) __ _1 _ problems X 2 points 2 points New problem: No additional workup planned (Documentation does not indicate any diagnostic tests performed or ordered) _____ problemsX 3 points____ points (max = 3) New problem: Additional work-up planned (diagnostic tests performed at encounter are documented &/or tests ordered are documented) _____ problemsX 4 points____ points Total Points:3 17

Example: Diagnoses and/or Management Options A/P: 1) URI, resolving, likely viral; supportive care; 2) HTN. 18

Medical Decision-Making: Diagnoses and/or Management Options Self-limited or minor: (CPT: A problem that runs a definite and prescribed course, is transient in nature, and is not likely to permanently alter health status or has a good prognosis with management/compliance) __ _1_ problems X 1 point 1 points (max = 2) Established problem: Stable or improving (By documentation) _____ problemsX 1 point ____ points (max = 2) Established problem: Worsening (By documentation) _____ problemsX 2 points______ points New problem: No additional workup planned (Documentation does not indicate any diagnostic tests performed or ordered) _____ problemsX 3 points____ points (max = 3) New problem: Additional work-up planned (diagnostic tests performed at encounter are documented &/or tests ordered are documented) _____ problemsX 4 points____ points Total Points:1 19

Data Reviewed or Ordered Item (Documentation required)Points Review &/or order of clinical lab tests1 Review &/or order of tests in Radiology section of CPT1 Review &/or order of tests in Medicine section of CPT1 Discuss tests with performing physician1 Decision to obtain old records (Must identify source and reason for decision) 1 Review & summarize old records (must identify source, provide summary and relevance to current problem) 2 Independent visualization and interpretation of image, tracing, or specimen (Not a review of a report; must document own interpretation) 2 Total Points: 20

Example: Data Reviewed/Ordered Order CBC, UA, Chem 7, CXR 21

Data Reviewed or Ordered Item (Documentation required)Points Review &/or order of clinical lab tests 1 Review &/or order of tests in Radiology section of CPT 1 Review &/or order of tests in Medicine section of CPT1 Discuss tests with performing physician1 Decision to obtain old records (Must identify source and reason for decision) 1 Review & summarize old records (must identify source, provide summary and relevance to current problem) 2 Independent visualization and interpretation of image, tracing, or specimen (Not a review of a report; must document own interpretation) 2 Total Points: 2 22

Example: Data Reviewed/Ordered EKG: NSR w/ some ectopy Order echo, CXR, labs Reviewed Santa Rosa Cardiology TTE 7/09 and 10/09. 7/09 TTE shows mild/moderate mitral regurgitation; 10/09 TTE shows same + slight pulmonary valve stenosis. 23

Data Reviewed or Ordered Item (Documentation required)Points Review &/or order of clinical lab tests 1 Review &/or order of tests in Radiology section of CPT 1 Review &/or order of tests in Medicine section of CPT 1 Discuss tests with performing physician1 Decision to obtain old records (Must identify source and reason for decision) 1 Review & summarize old records (must identify source, provide summary and relevance to current problem) 2 Independent visualization and interpretation of image, tracing, or specimen (Not a review of a report; must document own interpretation) 2 Total Points: 5 24

Level of Risk C. Risk of Complications and/or Morbidity or Mortality C.1 Levels of Risk Level of Risk Nature of Presenting Illness/Problem(s)Diagnostic Procedure OrderedManagement Options Selected Minimal  One self-limited or minor problems; e.g., cold, insect bite, tinea corporis  Laboratory tests requiring venipuncture  Chest x-rays  EKG/EEG  Urinalysis  Ultrasound, e.g., echocardiography  KOH prep  Rest  Gargles  Elastic Bandages  Superficial dressings Low  Two or more self-limited or minor problems  One stable chronic illness; e.g., well controlled hypertension or non-insulin dependent diabetes, cataract, BPH  Acute uncomplicated illness or injury; e.g., cystitis, allergic rhinitis, simple sprain  Physiological tests not under stress; e.g., pulmonary function tests  Non-cardiovascular imaging studies with contrast; e.g., barium enema  Superficial needle biopsies  Clinical laboratory tests requiring arterial puncture  Skin biopsies  Over-the-counter drugs  Minor surgery with no identified risk factors  Physical therapy  Occupational therapy  IV fluids without additives Moderate  One or more chronic illnesses with mild exacerbation, progression, or side effects of treatment  Two or more stable chronic illnesses  Undiagnosed new problem with uncertain prognosis, e.g., lump in breast  Acute illness with systemic symptoms, e.g., pyelonephritis, pneumonitis, colitis  Acute complicated injury e.g., head injury with brief loss of consciousness  Physiologic tests under stress, e.g., cardiac stress test, fetal contraction stress test  Diagnostic endoscopies with no identified risk factors  Deep needle or incisional biopsy  Cardiovascular imaging studies w/contrast and no identified risk factors, e.g., arteriogram, cardiac catheterization  Obtain fluid from body cavity, e.g., lumbar puncture thoracentesis, culdocentesis  Minor surgery w/ identified risk factors  Elective major surgery (open, percutaneous, or endoscopic) w/ no identified risk factors  Prescription drug management  Therapeutic nuclear medicine  IV fluids with additives  Closed treatment of fracture or dislocation without manipulation High  One or more chronic illness with severe exacerbation, progression, or side effects of treatment  Acute or chronic illnesses or injuries that may pose a threat to life or bodily function, e.g., multiple trauma, acute MI, pulmonary embolus, severe respiratory distress, progressive severe rheumatoid arthritis, psychiatric illness with potential threat to self or others, peritonitis, acute renal failure  An abrupt change in neurologic status, e.g., seizures, TIA, weakness, or sensory loss  Cardiovascular imaging studies with contrast with identified risk factors  Cardiac electrophysiological tests  Diagnostic endoscopies with identified risk factors  Discography  Elective major surgery (open, percutaneous, or endoscopic) with identified risk factors  Emergency major surgery (open, percutaneous, or endoscopic),  Parenteral controlled substances  Drug therapy requiring intensive monitoring for toxicity  Decisions not to resuscitate or to de-escalate care because of poor prognosis BOX C. Risk of Complications and/or Morbidity or Mortality Nature of presenting illness/problem(s) MinimalLowModerateHigh Risk conferred by diagnostic procedure options MinimalLowModerateHigh Risk conferred by therapeutic management options MinimalLowModerateHigh Bring results to BOX D. Final Results for Medical Decision-MakingFinal Risk determined by highest level of any of the 3 components above MinimalLowModerateHigh 25

Example: Level of Risk A/P: Chest wall pain – probable costochondritis. EKG normal; schedule treadmill. Rx OTC NSAIDs, limit activities that exacerbate discomfort. Return to Dr. Brinkley for ongoing care. 26

Level of Risk C. Risk of Complications and/or Morbidity or Mortality C.1 Levels of Risk Level of Risk Nature of Presenting Illness/Problem(s)Diagnostic Procedure OrderedManagement Options Selected Minimal  One self-limited or minor problems; e.g., cold, insect bite, tinea corporis  Laboratory tests requiring venipuncture  Chest x-rays  EKG/EEG  Urinalysis  Ultrasound, e.g., echocardiography  KOH prep  Rest  Gargles  Elastic Bandages  Superficial dressings Low  Two or more self-limited or minor problems  One stable chronic illness; e.g., well controlled hypertension or non-insulin dependent diabetes, cataract, BPH  Acute uncomplicated illness or injury; e.g., cystitis, allergic rhinitis, simple sprain  Physiological tests not under stress; e.g., pulmonary function tests  Non-cardiovascular imaging studies with contrast; e.g., barium enema  Superficial needle biopsies  Clinical laboratory tests requiring arterial puncture  Skin biopsies  Over-the-counter drugs  Minor surgery with no identified risk factors  Physical therapy  Occupational therapy  IV fluids without additives Moderate  One or more chronic illnesses with mild exacerbation, progression, or side effects of treatment  Two or more stable chronic illnesses  Undiagnosed new problem with uncertain prognosis, e.g., lump in breast  Acute illness with systemic symptoms, e.g., pyelonephritis, pneumonitis, colitis  Acute complicated injury e.g., head injury with brief loss of consciousness  Physiologic tests under stress, e.g., cardiac stress test, fetal contraction stress test  Diagnostic endoscopies with no identified risk factors  Deep needle or incisional biopsy  Cardiovascular imaging studies w/contrast and no identified risk factors, e.g., arteriogram, cardiac catheterization  Obtain fluid from body cavity, e.g., lumbar puncture thoracentesis, culdocentesis  Minor surgery w/ identified risk factors  Elective major surgery (open, percutaneous, or endoscopic) w/ no identified risk factors  Prescription drug management  Therapeutic nuclear medicine  IV fluids with additives  Closed treatment of fracture or dislocation without manipulation High  One or more chronic illness with severe exacerbation, progression, or side effects of treatment  Acute or chronic illnesses or injuries that may pose a threat to life or bodily function, e.g., multiple trauma, acute MI, pulmonary embolus, severe respiratory distress, progressive severe rheumatoid arthritis, psychiatric illness with potential threat to self or others, peritonitis, acute renal failure  An abrupt change in neurologic status, e.g., seizures, TIA, weakness, or sensory loss  Cardiovascular imaging studies with contrast with identified risk factors  Cardiac electrophysiological tests  Diagnostic endoscopies with identified risk factors  Discography  Elective major surgery (open, percutaneous, or endoscopic) with identified risk factors  Emergency major surgery (open, percutaneous, or endoscopic),  Parenteral controlled substances  Drug therapy requiring intensive monitoring for toxicity  Decisions not to resuscitate or to de-escalate care because of poor prognosis BOX C. Risk of Complications and/or Morbidity or Mortality Nature of presenting illness/problem(s) MinimalLowModerateHigh Risk conferred by diagnostic procedure options MinimalLowModerateHigh Risk conferred by therapeutic management options MinimalLowModerateHigh Bring results to BOX D. Final Results for Medical Decision-MakingFinal Risk determined by highest level of any of the 3 components above MinimalLowModerateHigh 27

Example: Level of Risk A/P: 1. HTN (controlled): Continue present management atenolol 2. Chronic headaches (severe), order EEG w/o photon pattern; consult to Neuro 3. Obesity – Counseled pt to start diet/exercise program w/ gradual progression, stressing importance of losing weight to improve BP 4. RTC 1 month to review EEG, Neuro consult 28

Level of Risk C. Risk of Complications and/or Morbidity or Mortality C.1 Levels of Risk Level of Risk Nature of Presenting Illness/Problem(s)Diagnostic Procedure OrderedManagement Options Selected Minimal  One self-limited or minor problems; e.g., cold, insect bite, tinea corporis  Laboratory tests requiring venipuncture  Chest x-rays  EKG/EEG  Urinalysis  Ultrasound, e.g., echocardiography  KOH prep  Rest  Gargles  Elastic Bandages  Superficial dressings Low  Two or more self-limited or minor problems  One stable chronic illness; e.g., well controlled hypertension or non-insulin dependent diabetes, cataract, BPH  Acute uncomplicated illness or injury; e.g., cystitis, allergic rhinitis, simple sprain  Physiological tests not under stress; e.g., pulmonary function tests  Non-cardiovascular imaging studies with contrast; e.g., barium enema  Superficial needle biopsies  Clinical laboratory tests requiring arterial puncture  Skin biopsies  Over-the-counter drugs  Minor surgery with no identified risk factors  Physical therapy  Occupational therapy  IV fluids without additives Moderate  One or more chronic illnesses with mild exacerbation, progression, or side effects of treatment  Two or more stable chronic illnesses  Undiagnosed new problem with uncertain prognosis, e.g., lump in breast  Acute illness with systemic symptoms, e.g., pyelonephritis, pneumonitis, colitis  Acute complicated injury e.g., head injury with brief loss of consciousness  Physiologic tests under stress, e.g., cardiac stress test, fetal contraction stress test  Diagnostic endoscopies with no identified risk factors  Deep needle or incisional biopsy  Cardiovascular imaging studies w/contrast and no identified risk factors, e.g., arteriogram, cardiac catheterization  Obtain fluid from body cavity, e.g., lumbar puncture thoracentesis, culdocentesis  Minor surgery w/ identified risk factors  Elective major surgery (open, percutaneous, or endoscopic) w/ no identified risk factors  Prescription drug management  Therapeutic nuclear medicine  IV fluids with additives  Closed treatment of fracture or dislocation without manipulation High  One or more chronic illness with severe exacerbation, progression, or side effects of treatment  Acute or chronic illnesses or injuries that may pose a threat to life or bodily function, e.g., multiple trauma, acute MI, pulmonary embolus, severe respiratory distress, progressive severe rheumatoid arthritis, psychiatric illness with potential threat to self or others, peritonitis, acute renal failure  An abrupt change in neurologic status, e.g., seizures, TIA, weakness, or sensory loss  Cardiovascular imaging studies with contrast with identified risk factors  Cardiac electrophysiological tests  Diagnostic endoscopies with identified risk factors  Discography  Elective major surgery (open, percutaneous, or endoscopic) with identified risk factors  Emergency major surgery (open, percutaneous, or endoscopic),  Parenteral controlled substances  Drug therapy requiring intensive monitoring for toxicity  Decisions not to resuscitate or to de-escalate care because of poor prognosis BOX C. Risk of Complications and/or Morbidity or Mortality Nature of presenting illness/problem(s) MinimalLowModerateHigh Risk conferred by diagnostic procedure options MinimalLowModerateHigh Risk conferred by therapeutic management options MinimalLowModerateHigh Bring results to BOX D. Final Results for Medical Decision-MakingFinal Risk determined by highest level of any of the 3 components above MinimalLowModerateHigh 29

BOX D. Final Result for Complexity of Medical Decision-Making (MDM) A Number of diagnoses and/or management options  1 Minimal 2 Limited3 Multiple> 4 Extensive B Amount and complexity of data reviewed or ordered  1 None/Minimal 2 Limited3 Multiple> 4 Extensive C Risk of complications for morbidity and/or mortality MinimalLowModerateHigh Type of medical decision- making Final MDM requires that 2 of 3 of the above components are met or exceeded Straight Forward (S) Low Complexity (L) Moderate Complexity (M) High Complexity (H) Leveling Medical Decision-Making – Box D 30

BOX D. Final Result for Complexity of Medical Decision-Making (MDM) A Number of diagnoses and/or management options  1 Minimal 2 Limited3 Multiple> 4 Extensive B Amount and complexity of data reviewed or ordered  1 None/Minimal 2 Limited3 Multiple> 4 Extensive C Risk of complications for morbidity and/or mortality MinimalLowModerateHigh Type of medical decision- making Final MDM requires that 2 of 3 of the above components are met or exceeded Straight Forward (S) Low Complexity (L) Moderate Complexity (M) High Complexity (H) Leveling Medical Decision-Making – Box D 31

BOX D. Final Result for Complexity of Medical Decision-Making (MDM) A Number of diagnoses and/or management options  1 Minimal 2 Limited3 Multiple> 4 Extensive B Amount and complexity of data reviewed or ordered  1 None/Minimal 2 Limited3 Multiple> 4 Extensive C Risk of complications for morbidity and/or mortality MinimalLowModerateHigh Type of medical decision- making Final MDM requires that 2 of 3 of the above components are met or exceeded Straight Forward (S) Low Complexity (L) Moderate Complexity (M) High Complexity (H) Leveling Medical Decision-Making – Box D 32

EVALUATION AND MANAGEMENT (E & M) LEVEL OF SERVICE E & M Code HistoryExamMDMAverage Time E & M Code HistoryExamMDMAverage Time New Patient Office/Outpatient Requires 3 of 3 components met Established Office/Outpatient Visit - Requires 2 of 3 components met. MDM must be 1 of the 2 required components met 99201PF S N/A EPF S PF S DDL EPF L CCM DDM CCH CCH40 33 Overall Leveling

Reminder… “If it’s not documented; it wasn’t done.” NOT CODEABLE Questions??? 34

References Medicare Learning Network “Evaluation and Management Services Guide”, July 2009 CPT® 2011 Professional Edition, American Medical Association MHS Coding Guidelines,