Army War College Strategic Implications of Emerging Technologies Ms. Lisa Swan Deputy Director April 15, 2009

Capabilities Biometrics are “measurable physical and behavioral characteristics that enable the establishment and verification of an individual’s identity.” - Capstone CONOPS for DoD Biometrics, November Delivering Capabilities to Warfighters 2

Across the Government  Coordination  Collaboration  Data Sharing 3

DoD Directive provides the guidance and organizational responsibilities for biometrics. Meeting the Challenge Strategic Integration Division Mr. Gantt Capabilities Integration Division Mr. Zimmerman Enterprise Support Division Ms. Gabriel Operations Support Division LTC (P) Smith Deputy Director, Virginia Ms. Lisa Swan Deputy Director, West Virginia Mr. David Lohman Executive Manager for Biometrics and Director Biometrics Task Force Dr. Myra Gray Military Deputy CDR Tyson Schaedel (Acting) SecArmy Executive Agent for Biometrics Mr. Pete Geren DDR&E - PSA for Biometrics Mr. Shaffer Director, Defense Biometrics Mr. Dee 4

DoD Biometrics 5

Impacting the Warfighter

Biometrics Process in DoD NGIC INTEL COMMUNITY DHS FBI Biometric Intelligence Analysis Report 2. MATCHING / STORAGE 3. INTEL / ANALYZEMILITARY OPERATIONS Checkpoints, Patrols Base Access, Employee Screening Census Management 1. COLLECTION Requirements Data Matches Actionable Intelligence ABIS OTHER GOVTS THEATER 7

Biometrics Mission Sets 8 Population Census Targeting / Tracking Base & Checkpoint Security Police, Military, & Govt. Official Vetting Border Control / Ports of Entry (POEs) Detainee Operations Sensitive Site Exploitation

DoD Biometric Efforts FY 08FY 09FY 10 Meet Immediate Warfighter Needs Establish Future Enterprise All Systems are Interoperable & Compatible Support immediate needs while building for the future Optimize What We Have Improve the Existing Architecture Build What We Need 9

Biometrics as an Enabler Identify individuals Assign appropriate classification Level of threat Level of access Level of privileges Requires Seamless collection, storage and sharing of identity information Does Law, Regulation, Policy allow? Understand the seams Capture / Detain Full Privileges and access Track Employ Deny Access ClearanceLogical Access Criminal Tier 1 HVT Identify Classify Threat level Access level Privileges& Benefits 10

DoD Biometrics Enterprise Mission: Provide enduring biometrics capabilities to DoD and its mission partners to enable identification of individuals in support of national security interests. Vision: A flexible, global biometrics enterprise that protects rights and enables services for our personnel, friends, and partners, and denies anonymity to our adversaries. 11

Intel Exploitation 28 May 2007 Latent Match in WV DoD ABIS 6 Apr 07 Latent Print taken off of detonated VBIED Actions Matching & Storage Collection NGIC Analysis High Threat/High Intel Value Tier 1 Watchlist Status (Detain if Encountered) 18 Sep 2005 Enrolled In BAT For Small Arms Fire Attack on CF 28 May 07: Placed “On Alert” In BAT 27 Jun 07: Locally Detained during Cordon & Search 29 Jun 07: Detained at Al-Asad Detention Facility Making an Impact 12

Seven Face IDs Background Elements of the Intelligence Community (IC) have captured videos and still photos of suspects 51 of the photos have been submitted to the DoD ABIS 7 of the photos matched The matched records included the following Reasons for Printing 1 x Justice Employment 1 x Attack on Coalition 1 x Fallujah New Badge 1 x Trebil Border Police 1 x Ramadi ID Badge 1 x Personal Security Force 1 x Not Listed in RFP/ASL Multi-modal ABIS is a success ABIS – NSWG-1 NAME: Abass, Nasar Misier DOB: RFP: Personal Security Force IC SUBMISSION NAME: Ramadam, Methaq Ibraham Al Mar DOB: RFP: Trebil Border Police ABIS – NSWG-1

Questions? Ms. Lisa Swan Deputy Director, Biometrics Task Force

Back Up Slides 15

DoD Biometrics: Current Structure Principal Staff Assistant (PSA) Director, Defense Research & Engineering Director, Defense Biometrics (DDB) Biometrics Executive Committee (EXCOM) Identity Protection & Management Senior Coordinating Group (IPMSCG) Joint Biometrics Senior Executive Steering Committee (JBSESC) Secretary of the Army/ (Executive Agent) Biometrics Task Force Executive Manager Joint Biometrics Technical Coordination Board (JBTCB) Joint Biometrics Operational Coordination Board (JBOCB) Other Technical Working Groups, Boards, COIs Other Policy Working Groups, Boards Governance Structure Military Membership USD (P) USD (I) USD (P&R) ASD (NII)/CIO DARPA TSWG General Counsel DA&M Force Transformation OSD Staff Interagency Department of Justice DHS Department of State Department of Commerce OSTP FBI (CJIS) NSTC NIST Forward Elements MNC-I TP CJTF-82 TP PM Forward Forensics Executive Steering Group (FESG) 16 TRADOC HQDA G-2 HQDA G-6 ASA (ALT) Joint Staff HQAF HQ, USMC PM ASPO PM Biometrics HQDA DON Combatant Commands HQDA G-3 OPMG

Biometrics Identity in Offense Use biometrics for: 17 TO ACHIEVE MORE EFFECTIVE: USE BIOMETRICS FOR: Identity DominanceTargeting Individuals Track Identities Military OperationsCriminal Prosecutions

Biometrics Identity in Defense 18 Ensure Identity Protection for U.S. Forces USE BIOMETRICS FOR: Physical Access Control  Post/Camp/Station  Buildings  Rooms Logical Access Control  Computer Login  Services (e.g., medical care)

Engaging an Enabling Technology 19 As of 1 APR 09

NCOIC INTERAGENCY / MULT-NATIONAL ACQUISITION DEPUTY DIRECTOR INTEGRATION DEPUTY DIRECTOR INTEGRATION DEPUTY DIRECTOR OPERATIONS DEPUTY DIRECTOR OPERATIONS DIRECTOR BTF DIRECTOR BTF STRATEGIC INTEGRATION DIVISION STRATEGIC INTEGRATION DIVISION OPERATIONS SUPPORT DIVISION OPERATIONS SUPPORT DIVISION PLANS POLICY ENTERPRISE ENGAGEMENT ENTERPRISE ENGAGEMENT REQUIREMENTS MANAGEMENT REQUIREMENTS MANAGEMENT ARCHITECTURE STANDARDS CONCEPTS & TECHNOLOGIES CONCEPTS & TECHNOLOGIES TECHNICAL MANAGEMENT TECHNICAL MANAGEMENT KNOWLEDGE MANAGEMENT KNOWLEDGE MANAGEMENT MILITARY OPERATIONS MILITARY OPERATIONS BUSINESS FUNCTIONS BUSINESS FUNCTIONS METRICS & EVALUATION METRICS & EVALUATION SID CIDEODOSD CAPABILITIES INTEGRATION DIVISION CAPABILITIES INTEGRATION DIVISION ENTERPRISE OPERATIONS DIVISION ENTERPRISE OPERATIONS DIVISION RESOURCE MANAGEMENT RESOURCE MANAGEMENT B-8 SACO PERSONNEL / TRAINING PERSONNEL / TRAINING B-17B-24B-6 CIO / IT SUPPORT CIO / IT SUPPORT MILITARY DEPUTY MILITARY DEPUTY LOGISTICS / FACILITIES / SECURITY LOGISTICS / FACILITIES / SECURITY BTF Organization Chart

Current Environment DEPLOYED SYSTEMS ABIS - Automated Biometric Identification System BAT - Biometrics Automated Toolset BISA - Biometrics Identification System for Access CROSSMATCH JUMPKITS DBIDS - Defense Biometrics Identification System DRS - Detainee Reporting System HIIDE - Handheld Interagency Identification Detection Equipment RESULTS 3.3 million ABIS entries 953,000 ABIS matches Federal and DoD sharing FY Tier 1/Tier 2 HVIs captured/killed 31,835 Individuals categorized as Do Not Hire/Deny Access/Deny Training NEAR-TERM IMPROVEMENTS Architecture efficiency and sustainability Data searches and rapid matching More base access systems in CENTCOM AOR Support for more collection devices Database flexibility Untethered collection and verification 21

Support immediate needs while building for the future Units Can Operationally Use Biometrics DoD Components Can Sustain Biometrics Superiority Organizations Can Train Biometrics On Their Own FORSCOM Training Guidance MTT Pre-Deployment User Training CTCs Postured CALL Handbook “Master Gunner” Course Home Station Equipment New Equipment Training Doctrine Biometrics Skill Identifiers Institutional POIs Self-Development POIs Meet Immediate Warfighter Needs Build Knowledge Base Throughout The Force Institutionalize Biometrics Training Approach FY 08FY 09FY 10 22