Concurrency Control By Donavon Norwood Ankit Patel Aniket Mulye 1

INTRODUCTION Enforcing serializability by locks – Locks – Locking scheduler – Two phase locking Locking systems with several lock modes – Shared and exclusive locks – Compatibility matrices – Upgrading/updating locks – Incrementing locks 2

Locks It works like as follows : – A request from transaction – Scheduler checks in the lock table – Generates a serializable schedule of actions. 3

Consistency of transactions Actions and locks must relate each other – Transactions can only read & write only if has a lock and has not released the lock. – Unlocking an element is compulsory. Legality of schedules – No two transactions can aquire the lock on same element without the prior one releasing it. 4

The locking scheduler A legal schedule of consistent transactions but unfortunately it is not a serializable. 5

Locking schedule (contd.) 6 Grants lock requests only if it is in a legal schedule. Lock table stores the information about current locks on the elements. The locking scheduler delays requests that would result in an illegal schedule.

Two-phase locking Guarantees a legal schedule of consistent transactions is conflict-serializable. All lock requests proceed all unlock requests. The growing phase: – Obtain all the locks and no unlocks allowed. The shrinking phase: – Release all the locks and no locks allowed. 7

Working of Two-Phase locking Assures serializability. Two protocols for 2PL: – Strict two phase locking : Transaction holds all its exclusive locks till commit / abort. – Rigorous two phase locking : Transaction holds all locks till commit / abort. Possible to find a transaction Tj that has a 2PL and a schedule S for Ti ( non 2PL ) and Tj that is not conflict serializable. 8

Failure of 2PL. 9 2PL fails to provide security against deadlocks.

Locking Systems with Several Lock Modes Locking Scheme – Shared/Read Lock ( For Reading) – Exclusive/Write Lock( For Writing) Compatibility Matrices Upgrading Locks Update Locks Increment Locks 10

Shared & Exclusive Locks Consistency of Transactions – Cannot write without Exclusive Lock – Cannot read without holding some lock This basically works on 2 principles – A read action can only proceed a shared or an exclusive lock – A write lock can only proceed a exclusice lock All locks need to be unlocked before commit 11

Shared and exclusive locks (cont.) Two-phase locking of transactions – Must precede unlocking Legality of Schedules – An element may be locked exclusively by one transaction or by several in shared mode, but not both. 12

Compatibility Matrices Has a row and column for each lock mode. – Rows correspond to a lock held on an element by another transaction – Columns correspond to mode of lock requested. – Example : 13 LOCKREQUESTED SX LOCKSYESNO HOLDXNO

Upgrading Locks Suppose a transaction wants to read as well as write : – It aquires a shared lock on the element – Performs the calculations on the element – And when its ready to write, It is granted a exclusive lock. Transactions with unpredicted read write locks can use UPGRADING LOCKS. 14

Upgrading locks (cont.) Indiscriminating use of upgrading produces a deadlock. Example : Both the transactions want to upgrade on the same element 15

Update locks Solves the deadlock occurring in upgrade lock method. A transaction in an update lock can read but cant write. Update lock can later be converted to exclusive lock. An update lock can only be given if the element has shared locks. 16

Update locks (cont.) An update lock is like a shared lock when you are requesting it and is like a exclusive lock when you have it. Compatibility matrix : 17 SXU SYESNOYES XNO U

Increment Locks Used for incrementing & decrementing stored values. E.g. - Transfer money from one bank to another, Ticket selling transactions in which number seats are decremented after each transaction. 18

Increment lock (cont.) A increment lock does not enable read or write locks on element. Any number of transaction can hold increment lock on element Shared and exclusive locks can not be granted if an increment lock is granted on element 19 SXI SYESNO X I YES