New Federal Spectrum Access System - US 3.5GHz bands - Month Year doc.: IEEE 802.11-yy/xxxxr0 March 2015 New Federal Spectrum Access System - US 3.5GHz bands - Date: 2015-03-10 Authors: Notice: This document has been prepared to assist IEEE 802.19. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein. Naotaka Sato, Sony John Doe, Some Company

March 2015 Abstract This document shows the abstract of “New Federal Spectrum Access System (SAS)” proposed by President’s Council of Advisors on Science and Technology and “Further Notice of Proposed Rule Making (FNPRM) for 3.5GHz Spectrum Access System (SAS)” proposed by FCC. This document only shows the latest information as of today, and it will be possible to change in near future. Naotaka Sato, Sony

March 2015 Results of WRC-12 The 3400 - 3600MHz band is allocated to the mobile, except aeronautical mobile, service on a primary basis and is identified for International Mobile Telecommunications (IMT). 3GPP defined Band22 (FDD) and Band 42 (TDD) for LTE Most of countries will NOT allocate to operate licensed- exempt devices. In US, the 3550 – 3650MHz band is used for Military radar system and Fixed Satellite Service Earth Stations Naotaka Sato, Sony

New Federal Spectrum Access System (SAS) March 2015 New Federal Spectrum Access System (SAS) President’s Council of Advisors on Science and Technology (PCAST) proposed on July 20, 2012 http://www.whitehouse.gov/sites/default/files/microsites/ostp/pcast_spectrum_report_final_july_20_2012.pdf Naotaka Sato, Sony

New Federal Spectrum Access System (SAS) (Cont.) March 2015 New Federal Spectrum Access System (SAS) (Cont.) PCAST recommends the President issue a new memorandum that: states the policy of the U.S. government is to share underutilized Federal spectrum; and identifies immediately 1,000 MHz of Federal spectrum for sharing with the private sector; and The New Spectrum Superhighway: Divides spectrum into substantial blocks with common characteristics Makes sharing by Federal users with commercial users the norm Measures spectrum effectiveness using a new metric Increases capacity by 1000’s of times. Naotaka Sato, Sony

New Federal Spectrum Access System (SAS) (Cont.) March 2015 New Federal Spectrum Access System (SAS) (Cont.) Federal and Shared Spectrum Bands Under Investigation Naotaka Sato, Sony

New Federal Spectrum Access System (SAS) (Cont.) March 2015 New Federal Spectrum Access System (SAS) (Cont.) Use Existing Technologies Database Management Technology Geo-location Database Management is already being implemented by FCC in TV Band Policy Immediately Enables Existing Technologies such as Small Cell Optimized for Aggregate Capacity Wi-fi offload, already integral to Carrier traffic, is the proof point Not Dependent on Cognitive Radio, Smart Antenna, DSA Technologies a sharing architecture will increase investment dollars and accelerate an innovation cycle implementation will further improve effectiveness Naotaka Sato, Sony

New Federal Spectrum Access System (SAS) (Cont.) March 2015 New Federal Spectrum Access System (SAS) (Cont.) Implement a Federal Spectrum Access System Hierarchy of Users Federal Primary Access (Incumbent) Secondary Exclusive Access (Accommodates non-shared access technologies like LTE or Quality of Service Applications) General Authorized Access Geo-location Database with policy information Sensing option for Federal Systems Allow Access to Unused Spectrum Naotaka Sato, Sony

New Federal Spectrum Access System (SAS) (Cont.) March 2015 New Federal Spectrum Access System (SAS) (Cont.) Federal Spectrum Management Naotaka Sato, Sony

March 2015 FNPRM for 3.5GHz SAS Further Notice of Proposed Rule Making (FNPRM) for 3.5GHz Spectrum Access System (SAS) (FCC 14-49) Proposed Title 47 of the Code of Federal Regulations (CFR) Part 96 rule Subpart A - GENERAL RULES Subpart B - INCUMBENT PROTECTIONS Subpart C - PRIORITY ACCESS Subpart D - GENERAL AUTHORIZED ACCESS Subpart E - TECHNICAL RULES Subpart F - SPECTRUM ACCESS SYSTEM Naotaka Sato, Sony

SAS operation work flow March 2015 SAS operation work flow Naotaka Sato, Sony

Frequency Assignments March 2015 Frequency Assignments A minimum of fifty percent of the bandwidth, rounded to the nearest 10 megahertz, available for Citizens Broadband Radio Service users in a given census tract must be reserved for General Authorized Access use. The remaining bandwidth shall be made available to Priority Access Licensees. (Part 96.13) Naotaka Sato, Sony

2010 Census – Census tract reference map: New York County, NY March 2015 Census Tract 2010 Census – Census tract reference map: New York County, NY Naotaka Sato, Sony

March 2015 Summary Presented the abstract of “New Federal Spectrum Access System (SAS)” proposed by President’s Council of Advisors on Science and Technology. Presented “Further Notice of Proposed Rule Making (FNPRM) for 3.5GHz Spectrum Access System (SAS)” proposed by FCC. The rule of 3.5GHz SAS will be finalized in few months. Naotaka Sato, Sony

March 2015 References International Telecommunication Union, “Final Acts WRC-12”, World Radiocommunication Conference, Geneva, July 2012 President’s Council of Advisors on Science and Technology, “2011 U.S. INTELLECTUAL PROPERTY ENFORCEMENT COORDINATOR ANNUAL REPORT ON INTELLECTUAL PROPERTY ENFORCEMENTCOVER TITLE HERE REPORT TO THE PRESIDENT REALIZING THE FULL POTENTIAL OF GOVERNMENT-HELD SPECTRUM TO SPUR ECONOMIC GROWTH”, July 20, 2012 Federal Communications Commission, FCC 13-144, “GN Docket No. 12-354 COMMISSION SEEKS COMMENT ON LICENSING MODELS AND TECHNICAL REQUIREMENTS IN THE 3550-3650 MHz BAND”, November 1, 2013 Federal Communications Commission, FCC 14-49, “GN Docket No. 12-354 FUTHER NOTICE OF PROPOSED RULEMAKING”, April 23, 2014 Naotaka Sato, Sony