Electronic Long-Term Services & Supports (eLTSS) Initiative Introduction for HITSC November 18, 2014.

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Presentation transcript:

electronic Long-Term Services & Supports (eLTSS) Initiative Introduction for HITSC November 18, 2014

Background: CMS TEFT Program Introduction to eLTSS Initiative Key Challenges & Opportunities eLTSS Workflow Expected Deliverables eLTSS Initiative Roadmap Existing Efforts for Consideration Q&A 2 Agenda

Background: What is LTSS? A broad array of assistance needed by, and provided to, individuals with physical, cognitive, and/or mental impairments who never acquired, or have lost, the ability to function independently LTSS programs focused on providing support with daily activities and include services such as: – Assistance with activities of daily living (ADLs) and Instrumental ADLs – Adult day care – Care management – Social services – Assistive technologies – Education and training – Counseling – Other supportive services directed towards the impaired individual and their informal caregiver(s) 3

Why is LTSS important? As part of the Affordable Care Act (ACA), Congress has provided incentives to promote the use of community-based LTSS and promoted the movement from institutions to communities for people who require LTSS – Money Follows the Person (DRA and Extended through ACA, Section 2403)) – Community First Choice (ACA, Section 2401) – Balancing Incentives Program (ACA, Section 10202) – Person-Centered Planning and Self-Direction in Home and Community-Based Services (ACA, Section 2402(a)) These programs target diverse beneficiary populations, most of which are eligible for services provided by the states 4

Why is LTSS important? (cont’d) 5 One-third of Medicaid spending is for LTSS

The Need for Standardized Assessments & Tools Challenges in achieving standardized, comparable psychosocial data due to variance in: – Programs – Populations – State requirements (providers, services) – Assessment Instruments and Tools – Self-reported data Limitations in availability of quality measures for LTSS Siloed and non-integrated medical, behavioral, and LTSS service systems 6 To alleviate these challenges, CMS is advancing development of national, standardized items that can be applied across Community-Based LTSS (CB-LTSS)

CMS TEFT Program Introduced in Affordable Care Act (ACA) Section 2701 Requirement for HHS to identify and publish initial voluntary core set of adult quality measures for adults eligible for Medicaid In response, CMS established Testing Experience and Functional Tools (TEFT) in Medicaid community-based long term services & supports (LTSS) Planning and Demonstration Grant Program March 2014: CMS awarded Demonstration Grants to 9 states: AZ, CO, CT, GA, KY, LA, MD, MN, NH 7 Program-.html

CMS TEFT Components 1.Test a beneficiary experience survey within multiple CB-LTSS programs for validity and reliability 2.Test a modified set of CARE functional assessment measures for use with beneficiaries of CB-LTSS programs 3.Demonstrate use of PHR systems with beneficiaries of CB-LTSS 4.Identify, evaluate and harmonize an eLTSS standard in conjunction with the ONC S&I Framework 8

ONC Focus: eLTSS Standard Grantees who selected to work on eLTSS Component of TEFT Program will participate in eLTSS Initiative Once eLTSS standard is identified, Grantees will test and validate standard(s) with selected providers and beneficiaries Grantees who selected PHR component will also participate in eLTSS S&I process 9

eLTSS Initiative: Scope of Work Identify, evaluate and harmonize Health IT standards for : Key client assessment domains and associated data elements to include in an electronic Long-term Services & Supports (eLTSS) plan The creation of a structured, longitudinal, person-centered eLTSS plan that can be exchanged electronically across and between community-based information systems, clinical care systems and personal health record systems. We will use Health IT to establish a person-centered electronic LTSS plan, one that supports the person, makes him or her central to the process, and recognizes the person as the expert on goals and needs.* * Source: Guidance to HHS Agencies for Implementing Principles of Section 2402(a) of the Affordable Care Act: Standards for Person-Centered Planning and Self-Direction in Home and Community-Based Services Programs 10

What is a Person-Centered Service Plan? Defined by Medicaid under § (c) as part of the scope of services and supports required under the State’s 1915(c) Home and Community-Based Settings (HCBS) waiver to include: The setting in which the individual resides is chosen by the individual Individual’s strengths and preferences Clinical and support needs as identified through an assessment of functional need Individual’s identified goals and designed outcomes Services and supports that will assist individual to achieve identified goals, and providers that will perform services Risk factors and measures in place to minimize them Individual and/or entity responsible for monitoring the plan Informed consent of the Individual Services the individual elects to self-direct * Source: providerhttps:// provider 11

Key challenges for eLTSS Initiative Limited implementation and use of Health IT tools (i.e. EHRs) in LTSS settings Limitations in financial incentives for service providers to exchange LTSS information electronically Lack of uniformity in the terminology and definitions of data elements needed for assessments and service plans used across and between community-based information systems, clinical care systems and personal health record systems Lack of integration of social and behavioral determinants of health in health records regardless if paper-based or electronic No consensus on what a person-centered eLTSS plan is and what information should be included – Combination of clinical care, client assessment and service plan data 12

Key opportunities for eLTSS Initiative Leverage investments made as part of ACA, HITECH and SSA implementations: – ACA Balancing Incentive Program (BIP) requirements for development of a Core Standardized Assessment and LTSS Information System – HITECH Health Information Exchange infrastructure requirements as part of the Meaningful Use Program – CMS Innovation Center new payment and service delivery models Demonstrate how LTSS providers and beneficiaries can benefit from use of Health IT Demonstrate how CB-LTSS data can be shared electronically across institutionally-based and non-institutionally based settings and with individuals (beneficiaries) Demonstrate how Health IT can better client engagement needed to improve point of care decision-making within community-based settings 13

The Value of person-centered eLTSS planning 14 Standardized Data Elements for the capture, sharing and efficient re-use of eLTSS record information Improved provider workflows through secure, single-point data entry for eLTSS record development and exchange Improved timeliness for collecting and sharing LTSS information between provider groups, between providers and beneficiaries, and between providers and payers Reduced paper based and manual processes during eLTSS information gathering and sharing Enabled sending and receiving provider groups to initiate changes for beneficiary interventions Enabled beneficiaries to engage directly in decision making regarding care and services received

eLTSS Data Exchange Framework Standards identified for the eLTSS plan will support interoperable exchange with various information systems to include: 1.Community-based Information Systems 2.Clinical Information Systems (e.g. EHRs) 3.State Medicaid Systems and/or other Payer Systems 4.Health Information Exchange Systems 5.Personal Health Record Systems (PHRs) 15 Content or data elements of the eLTSS plan will be specific to the types of services rendered and information collected for CB-LTSS. Information collected may contain relevant clinical data needed to support the continuum of beneficiary care, support and services.

LTSS Information Sharing: As-Is Workflow Transport Emergency Services Personal Care Meals Caregiver Support Housing Home Maintenance & Repair Behavioral Health Employment Education Legal Services Criminal Justice Acute Care Primary Care Specialty Care Long-Term Care Post-Acute Care Emergency Care Intensive Care Person-Centered Patient-Centered

eLTSS Plan Exchange: To-Be Workflow Updates and displays eLTSS Plan; stores/transmits data Updates and displays eLTSS Plan; stores/submits data Updates and displays eLTSS Plan; stores/transmits data Extract, Transform, & Load eLTSS Plan Data Move from Patient-Centered to Person-Centered Planning and Information Exchange

eLTSS Plan Exchange: To-Be Workflow Updates and displays eLTSS Record; stores/transmits data Updates and displays eLTSS Record; stores/submits data Updates and displays eLTSS Record; stores/transmits data Extract, Transform, & Load eLTSS Record Data Move from Patient-Centered to Person-Centered Planning and Information Exchange 1. Identifies Service Need 2. Acknowledges Service Need; updates eLTSS Record 3. Receives updated eLTSS Record with new Service

Definition for person-centered eLTSS Plan Identification of key client assessment domains and associated data elements to include in an eLTSS plan Development of a Use Case describing key conditions and business rules to enable eLTSS plan exchange while protecting privacy and confidentiality Development of concise implementation guidance to assist in testing and implementing technical requirements Execution of seven TEFT grantee driven and one or more non- TEFT grantee driven pilots to evaluate the specific use case for eLTSS plan exchange Identification and validation of national standards for eLTSS plan capture and exchange eLTSS Initiative: Expected Deliverables 19

Timelines for Consideration: Two Pilot Phases, SDO Ballot Cycles eLTSS S&I Phases Roadmap Q3 ‘14Q4 ‘14Q1 ‘15Q2 ‘14Q3 ‘14Q4 ‘14Q4 ‘17 Phase 4: Pilots & Testing Pilot site readiness Implementation of solution Test User Stories and Scenarios Monitor Progress & Outcomes Utilize Requirements Traceability Matrix Phase 4: Evaluation Evaluate outcomes against Success Metrics and Criteria Update Implementation Guidance Develop, review, and finalize the Use Case and Functional Requirements Pre-Planning Call for Participation Conduct Environmental Scan Success Criteria Stakeholder Engagement Finalize Candidate Standards Standards Gap Analysis Technical & Standards Design Develop Requirements Traceability Matrix Develop Implementation Guide Launch initiative Review and Finalize Charter Review initial Candidate Standards 20 Initiative Kick Off: 11/06/14 Phase 1: Pre-Discovery Phase 2: Use Case Development & Functional Requirements Phase 3: Standards & Harmonization

eLTSS Initiative Roadmap: 2014 to 2015 Nov-Dec 14Jan-Feb 15Mar-Apr 15May-Jun 15Jul-Aug 15Sep-Oct 15Nov-Dec 15 Milestones Use Case Consensus Phase 2: Use Case Development & Functional Requirements Candidate Standards Evaluation Standards Solution Plan Consensus Use Case Development & Consensus Implementation Guide Consensus eLTSS Concert Series Presentations Phase 3: Standards & Harmonization Standards Gap Analysis Standards Solution Plan Development Requirements Traceability Matrix Development Implementation Guidance Development Phase 4: Pilots & Testing (Phase 1) eLTSS Pilot Proposal Review & Execution Standards Development Organizations Outreach Phase 1: Pre-Discovery Project Charter Development Candidate Standards Identification eLTSS Launch Project Charter Consensus Phase 1 Pilots: Oct 2015 to Oct 2016 Phase 2 Pilots: Nov 2016 to Nov 17

eLTSS Charter Existing Efforts to Consider CMS Standards & Guidance : e.g. OASIS dataset, MDS, CARE Item Set, PACE, BIP Core Standardized Assessment Instruments, HCBS Taxonomy Other Relevant Projects : 22 National Association of Social Workers Standards for Social Work Practice Case Management Society of America (CMSA) Standards of Practice for Case Management American Medical Association (AMA) and American Academy of Home Care Physicians (AAHCP) Guidelines for Uniform Assessment Administration of Aging (AoA) Standardized Data Collection Tools MassHealth, One Care Implementation Council, and UMass Medical School One Care Early Indicators Projects (EIP) Other ONC and S&I Initiatives: e.g. Direct, LCC, BlueButton, SDC, DAF, Federal Health Information Model (FHIM) IOM recommendations for Social and Behavioral Domains and Measures in EHRs CMS ACA Funded Projects: MFP, BIP, CFC, CMMI HL7 Person Health Record System Functional Model Release 1 HL7 Consolidated Clinical Document Architecture Release 2.0 Terminology and Taxonomy Standards: SNOMED, LOINC, Omaha System, NANDA etc. National Information Exchange Model (NIEM) Openmhealth.org Guided Care by Johns Hopkins University Case Management Information System by Community Care of North Carolina National Association of State Directors of Development Disabilities Services (NASDDDS) and Human Services Research Institute (HSRI) National Core Indicators

eLTSS Initiative: Project Team Leads ONC Leads – Elizabeth Palena-Hall – Mera Choi Farrah Darbouze CMS Lead – Kerry Lida Federal Lead – Jennie Harvell Initiative Coordinator – Evelyn Gallego-Haag Project Management & Pilots Lead – Lynette Elliott Use Case & Functional Requirements Development – Becky Angeles Standards Development Support – Angelique Cortez Harmonization – Atanu Sen 23

eLTSS Success Metrics: Alignment with National Interoperability Vision 25 Leverage Health IT to increase health care quality, lower health care costs and improve population health Support health–not limited to care delivery Build incrementally from current technology Establish best minimum possible Create opportunities for innovation Empower individuals

eLTSS Success Metrics: Alignment with National Quality Strategy 26 Source:

CMS Medicaid Alignment with National Quality Strategy 27 Acute Care Institutional Care Community-Based Care Independent Healthy Living Hospital Specialty Clinic ICU Nursing Home Skilled Nursing Facility Behavioral Health Clinic Primary Care Home Health Adult Day Care Individual Home Assisted Living Self-Directed Image adapted from: QUALITY OF LIFE COST OF DELIVERY SERVICE