INTRODUCTION TO COMPARATIVE POLITICS STUDENT NOTES 6 INTRODUCTION TO COMPARATIVE POLITICS
When classifying governments, you can ask five questions to help you classify them: Who can participate? How is power distributed? How are the legislative, executive, and judicial branches structured? What is the relationship between the legislative and executive branch? What type of electoral systems do they have?
Two Main Kinds of Systems III. POLITICAL INSTITUTIONS 5.) What type of electoral systems do they have? A legal system for making democratic choices Create two-party, three-party, multiparty systems Rules by which elections are conducted Determine who can vote, how people vote, and how the votes get counted Two Main Kinds of Systems Competitive Single Member District Plurality (SMDP) and (First-Past-the-Post) Proportional Representation (PR) Authoritarian
III. POLITICAL INSTITUTIONS. 5 III. POLITICAL INSTITUTIONS 5.) What type of electoral systems do they have? Types of Electoral Districts Single Member Districts. AKA “winner take all”, “first past the post” Follow plurality election rules Single Member systems tend to favor two-party rule. Proportional representation is where the nation is divided into a few, large districts and competing parties offer a list of candidates rather than a single candidate. The number of representatives in the legislature is proportional to the percentage of votes it gets Most proportional systems have a minimum threshold for a party to win seats – ie. 7% of the vote in Russia.
Plurality The number of votes cast for a candidate who receives more than any other candidate but does not receive an absolute majority “More than anyone else, but under 50%.”
Single Member District Plurality An electoral system in which candidates run for a single seat from a specific geographic districts An electoral system in which voters chose an individual running for office in a single legislative district (also called “first past the post“) *Example: U.K. and United States The winner is the person who receives the MOST votes, whether or NOT that is a majority Increase the likelihood of a two-party state Common in the United States, rarely used in continental Europe or in Latin America A variation on this is the majority runoff system (or double ballot)
First-Past-the-Post An electoral system in which winners are determined by which candidate receives the largest number of votes (regardless of whether or not a majority is received) SAME as Single Member District Plurality!
Electoral Systems Plurality systems encourage large, broad-based parties because… no matter how many people run in a district, the person with the largest # of votes wins this encourages parties to become larger, spreading their “umbrellas” to embrace more voters Parties without big groups of voters supporting them have little hope of winning
Two (Double) Ballot System An electoral system where two rounds of voting may take places to ensure a majority winner Several candidates may be on first ballot, if no majority is chose, second ballot is run-off of top two vote getters Also called the majority runoff system
Proportional Representation (PR) An electoral system in which voters select parties rather than individual candidates and parties are represented in legislatures in proportion to the shares of votes they win Representatives are elected based on the proportion of the electorate that voted for them Encourages a multi-party system Closed-list PR system: voters don’t know people chosen by party Open-list PR System: voters chose from list of candidates given by parties
Proportional Representation (PR) How Proportional Representation system works: A country is divided into a few large sections The competing parties offer lists of candidates The number of legislative representatives a party wins depends on the overall proportion of the votes it receives Sometimes parties must meet a minimum threshold of votes in order to receive any seats at all (5% or 7%) KEY POINT: PR system leads to multiparty legislatures (Exception: Russia’s raising of threshold to 7% has resulted in less representation of regional parties)
Minimum Winning Threshold The minimum percentage of votes a party must receive in order to be seated in a legislature Sometimes parties must meet a minimum threshold of votes in order to receive any seats at all (5% or 7%)
PROPORTIONAL REPRESENTATION An electoral system in which political parties compete in multi-member districts Voters choose b/t parties and the seats are awarded proportionally
FIRST PAST THE POST Single member district Winner take all Candidate with the largest share of the vote wins the seat
Types of Elections Election of public officials Referendum Initiative Votes on policy issues Examples? Plebiscite A non-binding vote to gauge public opinion on an issue Initiative Vote on a policy initiated by the people
Multiparty System A party system with several important political parties, none of which generally gains a majority of the seats in the national Mexico, Nigeria
Two-Party System A party system in which two main parties compete for majority control of the government Small parties may exist but play no significant role in national electoral outcomes UK
One-Party Dominant System A party system in which one large party directs the political system, but small parties exist and may compete in elections Russia (& Mexico in the past under the PRI)
One-Party System A party system in which one political party controls the government and voters have no option to choose an opposition party (China)
Elite Recruitment Refers to the selection of people for political activity and government offices In a democracy, competitive elections play a major role in political recruitment In authoritarian systems, recruitment may be dominated by a single party, as in China, or unelected religious leaders, as in Iran
Supranational Organizations Supranational Organizations are those who have been given some sovereignty because nations have shifted their powers upwards to them. This shift took place after WWII. *Even though these organizations are important, the state is still the most important political system in the world!* EXAMPLES: NATO (North Atlantic Treaty Organization) European Union NAFTA (North American Free Trade Agreement) OPEC (Organization of the Petroleum Exporting Countries) United Nations
IV. CITIZENS, SOCIETY & THE STATE Civil society: Formal and informal organizations that are NOT part of the state but operate in public The web of membership in social and political groups that some analysts believe is needed to sustain democracy A society in which people are involved in social and political interactions free of state control or regulation Social, charitable, religious, community – advance own cause
Voluntary Associations and Organizations Professional and Business Organizations Trade Unions Charities Social Clubs Environmental Groups Churches Women’s Groups Community Associations Youth Clubs Consumer Groups Arts, Science, Leisure, Sports Clubs Civil Society: arena outside of the state and family (i.e., mainly voluntary organizations and civic associations) that permits individuals to associate freely and independently of state regulation
Non-Governmental Organizations (NGOs) Global civil society Examples: Doctors Without Borders, Amnesty International, Red Cross
POLITICAL SOCIALIZATION The process by which individuals acquire their political attitudes and behaviors Family, school, media
POLITICAL CULTURE History, culture, values, beliefs, traditions that influence political behavior Defines the public’s expectations toward the political process and its role within the process
POLITICAL IDEOLOGY A set of political values about what the goals of government should be
LIBERALISM An ideology that favors a limited state role in society and the economy and places a high value on individual freedom SUPPORTS limited government individual freedom social toleration the redistribution of resources
LIBERTARIAN Prefers little government interference in the economy or personal freedoms
CONSERVATISM A political attitude that questions the need for change and supports the current order
RADICALISM Favors dramatic and revolutionary change
REACTIONARY Someone who seeks to restore the institutions of a real or imagined earlier political or societal order
CLEAVAGES Factors that separate groups May be based on ethnicity, religion, social class, region, etc The wider and deeper the cleavages, the less unified the society
CROSS CUTTING CLEAVAGE Divisions that cut across differences When the groups that are divided share a common interest on one or more issues Crosscutting cleavages bring groups together in a society that might not otherwise have much in common The PRI in Mexico united rural peasants and urban dwellers for much of the 20th century Religion in some societies – like Iran and Mexico – can be a crosscutting cleavage
COINCIDING (CUMULATIVE) CLEAVAGES Divisions that strengthen feelings of difference and discrepancy Cleavages which reinforce each other (pit the same people against each other on many different issues Coinciding cleavages create tension in a political system Religion in Nigeria Class in most countries
POST MATERIALIST The theory that younger voters tend to favor issues such as the environment and feminism Propelled by the idea that in advanced societies basic needs are met so citizens can concentrate on higher goals
V. Political & economic change ECONOMIC VARIABLES There is an intimate relationship between politics and economics, such that there is an entire field of study—political economy—that examines the links. Political economy: The relationship between political activity and economic performance. The most fundamental comparative measure is economic size; this is expressed using gross domestic product (GDP). Gross domestic product (GDP): The total value of all goods and services produced by a state in a given year.
PURCHASING POWER PARITY PPP An estimate of buying power using the US as a benchmark
MARKET ECONOMY An economy that relies on the interaction of supply and demand to allocate resources and set prices
NEOLIBERAL ECONOMICS Focuses on introducing free market reforms and has few restrictions on economic and property rights Economic liberalization
MARXISM A political/economic system based on public ownership of the means of production Goal: classless country and the “withering away of the state”
V. Political & economic change Communism Socialism Values equality over freedom Believe that the inevitable outcome of competition for scarce resources is that a small group will come to control the government and the economy. (i.e. “the rich”) Advocate a takeover of all resources and abolishing private property to ensure true equality Values equality of communism BUT promote private ownership of property and free market principles. The state should have a strong role to play in regulating the economy and providing benefits to the public sector.
V. Political & economic change Mixed/Hybrid Economies In reality, most economies are mixed. The state plays an important role in most economies, yet many decisions are made by private individuals and businesses. Import Substitution Industrialization A method used by developing nations to spur economic development Characterized by government subsidies and tax breaks, tariffs to protect domestic businesses Neo-liberal Market reforms/neoliberalism/economic liberalization The introduction of market mechanisms into an economy. Often this is done through the removal of price controls, the elimination of subsidies, and reduction/elimination of protective tariffs.
Import Substitution Industrialization Employs high tariffs to protect locally produced goods from foreign competition, govt ownership of key industries, govt subsidies to domestic industries
STRUCTURAL ADJUSTMENT Structural adjustment programs require countries to increase taxes and cut spending (austerity measures) to improve budgets.
DEPENDENCY THEORY The idea that colonial rule left a legacy of political and economic dependence making it difficult for former colonies to improve their economies and democratize.
WELFARE STATE The creation and maintenance of social welfare programs; a school of thought that the state should assume primary responsibility for the welfare of citizens
COMMAND ECONOMY An economy in which the allocation of resources is centrally made with little regard for supply and demand
Command vs. Mixed vs. Market Economies More Centralization Less Centralization COMMAND ECONOMY MIXED ECONOMY MARKET ECONOMY Right to own property is greatly restricted All industry is owned by the govt Competition and profit are prohibited Elements of command and market economies are present/mixed Right to own property is accepted/guaranteed Most industry is owned by private individuals. Competition and profit are not controlled by the govt
RENTIER STATE A country that obtains lucrative income by exporting a raw material or leasing out a natural resource to foreign countries Income from rents of foreign companies