SMITH FAMILY FINANCIAL PORTFOILIO Hampton-Baez Financial Inc. $100,000 Inheritance Investment Proposal

Financial Evaluation Mr. and Mrs. John Smith2007 Combined Annual Income $ 85,000 Tax Bracket 25 % Dependents 2 Combined Student Loans Debt $ 20,000 Credit Card Debt $4,000 Checking $ 8,000 Savings $ 12,000

Education Strategy Coverdale Education Savings Account 529 Plan 15% Inheritance Contribution

Current Retirement 401(k) Evaluation Wages Contribution Level 2007 Pre-tax Total Employer Match 2007 Total MatchTotal Contribution John $ 48, % $ 1, % $ 1, $ 3, Jane $ 37, % $ % $ $ 1, Total $ 85, $ 2, $ 2, $ 4, John $ 48, % $ 2, % $ 2, $ 5, Jane $ 37, % $ -50% $ - Total $ 85, $ 2, $ 5, Increased Contribution $ Increased Investment $

Retirement Strategy Individual Retirement Accounts (IRA’s) –Traditional IRA –Roth IRA Government Securities Stocks

Investment Portfolio CategoryTotal InvestedPercent Education $ 15,00015% Individual Retirement Accounts $ 10,00010% Bonds $ 60,50061% Stocks $ 14,23614% Total $ 99,736100%

Government Bonds Long-Term Bonds Bond IssuerTickerYieldInvesmentQtyCost T. Rowe Price U.S. Treasury Long- TermPRULX4.48% $ 2,5001 Rydex Govt Long Bond 1.2x Strategy ARYABX3.17% $ 2,5001 Wasatch-Hoisington U.S. TreasuryWHOSX3.96% $ 2,0001 Vanguard Long-Term U.S. TreasuryVUSTX4.65% $ 3,0001 Short-Term Bonds Bond IssuerTickerYieldInvesmentQtyCost State Farm InterimSFITX3.35% $ 2501 Federated U.S. Govt: 2-5 YR KFIGKX3.22% $ 2501 BNY Mellon ShortTrm U.S. Govt Secs MMPSUX4.13% $ 10,0001 Payden U.S. GovernmentPYUSX3.33% $ 5,0001 Inflation Protected Bonds Bond IssuerTickerYieldInvesmentQtyCost American Century Inflat-Adj Bd InvACITX0.67% $ 2,5001 American Century Inflation Prot Bd InvAPOIX5.81% $ 2,5001 BlackRock Inflation Protected Bond ABPRAX7.08% $ 1,0001

Municipal Bonds Pennsylvania Bonds Bond IssuerTickerYieldInvesmentQtyCost First Investors Tax Exempt PA AFTPAX4.13% $ 1,0001 Allegiant PA Intermediate Municipal AAPMRX3.31% $ 1,0001 Fidelity Pennsylvania Municipal IncomeFPXTX4.06% $ 10,0001 Glenmede Municipal IntermediateGTCMX3.42% $ 1,0001 High Yield Bonds Bond IssuerTickerYieldInvesmentQtyCost Legg Mason Partners Municipl High Inc ASTXAX5.94% $ 1,0001 Dryden Municipal Bond High-Inc CPHICX5.32% $ 2,5001 Waddell & Reed Adv Muni High- Inc AUMUHX5.75% $ 5001 National Long-Term Bonds Bond IssuerTickerYieldInvesmentQtyCost Madison Mosaic Tax-Free NationalGTFHX3.63% $ 1,0001 SunAmerica Tax-Exempt Insured ASTEAX3.47% $ 5001 RS Tax-Exempt AGUTEX3.60% $ 2,5001 National Short-Term Bonds Bond IssuerTickerYieldInvesmentQtyCost Alpine Ultra Short Tax Optimized IncATOIX4.09% $ 2,5001 Columbia Short Term Muni Bond ZNSMIX3.17% $ 2,5001 Vanguard Short-Term Tax-ExVWSTX3.25% $ 3,0001

Stocks

Investment Breakdown

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