February 7, 2001 Round1- Private Capital Automation System Operating and Maintaining your Private Capital Market Place.

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Presentation transcript:

February 7, 2001 Round1- Private Capital Automation System Operating and Maintaining your Private Capital Market Place

February 7, 2001 Today’s Agenda Participating as a PCAS Investor Participating as a PCAS Issuer Being a PCAS Broker-Dealer Using online help Providing feedback to Round1

February 7, 2001 Investor Registration Individual Institutional Investment Opportunities Browsing Expressing Interest Data Room Bids Lead Fill-in Quick-Fill Allocations Reviewing Receiving

February 7, 2001 Issuer Registration Apply Complete Application Data Room – (Due Diligence information) Uploading Documents Submitting Permissions Using the Order Book Lead Quick-Fill Fill-in Allocations Selecting Leads Selecting Fill-ins Preemptive Rights Closings Exchanging Closing Documents Escrow

February 7, 2001 Broker-Dealer Deal Center Viewing Deal Pipeline Working with the Issuer Issuance Application Issuer Data Room Order Book Working with the Investor Acting on Application Viewing trade detail Reports ACCPSQ – Access Provided Settlement Date Quarterly ORDTTO – Orders Taken Trade Blotter On Demand Call Logs Reviewing Composing

February 7, 2001 Broker-Dealer Admin Center Assigning Issuances Unassigning Issuances Assigning Investors Unassigning Investors Online oversight of all deals

February 7, 2001 Application links Online help Using the Feedback link Round1 Support personnel General Support Issues Broker-Dealer Issues Application Issues

February 7, 2001 Overview

Summary The PCAS Process Online help Providing Feedback

February 7, 2001 Common Features Setting up the PCAS to Work Efficiently Understanding the PCAS Features

February 7, 2001 Today’s Topics Using Panels and Panel Buttons Messaging Component Maintaining your Event Calendar Managing your User Account Setting your Preferences Refreshing your Session Logging Out

February 7, 2001

Panels and Panel Buttons Panels separate the various features within a particular tab You can select which panels you want to see by toggling the panel buttons

February 7, 2001 How to Hide a Panel Click the panel button next to the panel name you want to hide When a panel button is gray, the panel is hidden

February 7, 2001 To view hidden Panels Click the panel button next to the panel name you want to view When a panel button is white, the panel is visible

February 7, 2001 Messaging Component The Messaging component lets you view, compose, and remove incoming and outgoing messages from other users of the PCAS.

February 7, 2001 View a message Click the underlined subject of the message you wish to read

February 7, 2001 To compose a message Click Compose above the Outgoing Messages panel Enter your message in the message box Click OK

February 7, 2001 To remove a message Click Remove above the panel containing the message(s) you want to remove Select the subject line(s) of the message(s) you want to remove Click Remove

February 7, 2001 Event Calendar The Event Calendar lets you view, add or delete an event Use the Event Calendar to track the progress of an Issuance

February 7, 2001 Adding An Event You can add an event to your calendar as a reminder Click Create New Event Enter all information requested. Click OK

February 7, 2001 Deleting an Event You can only delete events that you added Click delete next to the subject

February 7, 2001 Managing your User Account Your User Account consists of your name, contact information and password You can update this information to keep your records current To view your account information, click the Account tab

February 7, 2001 Editing your Account Click the User’s name Select the Account Details Page Click Edit Make your changes Click Apply

February 7, 2001 Setting your Preferences Session Time Out – select from the drop-down list up to 12 hours and 59 minutes Preferred Language –English is the only option at this time. Time Zone – select from the drop-down list. List Panel Height – select from the drop-down list the number of items you want to view in a panel at a time Find/Select Panel Height –select from the drop- down list the height of your search results panel

February 7, 2001 Changing your Preferences Click Preferences at the bottom of the page Make your changes Click OK

February 7, 2001 Updating Your Session Click Refresh at the bottom of the page to update your PCAS session. This gives you the most current view of data in the PCAS. If you are an issuer, click Refresh to view any new bids in your Order Book If you are an investor, click Refresh after you submit a bid to see if the investor has responded If you are a Broker-Dealer, click Refresh from your Deal Center to update your current investors or issuances

February 7, 2001 Logging Out Logging out of your PCAS session maximizes your security To prevent others from viewing your PCAS session, you should close your web browser after you logout.

February 7, 2001 Providing Feedback Using the application Feedback link Calling Round1 Support personnel General Support issues Broker-Dealer issues Beta Program issues Technology issues IT issues

February 7, 2001 Summary Toggle panel buttons Create, view and delete messages Create and maintain your Event Calendar Maintain your account information Change your PCAS Preferences Refresh your PCAS session Log Out