ADP DataPhile®

Corporate History  Founded in Vancouver in 1991  Year over year growth & profitability since 1995  Toronto office opened in 1998  Over 40 customer firms across Canada  Solutions for both IDA and MFDA environments  Solution for both self clearing brokers and introducers  100% conversion success  100% customer retention  Recognized industry leading service provider  Acquired by ADP Canada in June of 2003

Products  ADP DataPhile® Desktop ExeClear® – Back Office Engine Real Time transaction processing Unlimited transaction history and online reports Correspondent services ProPhile™ – Front Office Wealth Management Real Time integration with Back Office Account inquiry/management functionality Robust full colour portfolio reporting RapidPhire™ – Dataphile Trade Engine Real Time contracting with Firm configurable order management  ExeNet™ - Internet Client Access & Trading

Products Integration OperationsAdvisorsClients Markets ProPhile™ExeNet™ ExeClear ® RapidPhire™ Cdn Markets US Markets FundSERV

Product Architecture dB API Appserver AIA RC FCN- PNG ApplicationDMZComm Company WAN Secure Appserver AIAS WWW Internet Database

 Dataphile solutions received the highest ratings in the annual Brokerage Report Card published in the Investment Executive based on surveys with advisors across Canada. Product Leadership Investment Executive 2003

Dataphile Customers  ATB Financial *  Berkshire  Brawley Cathers *  Caldwell Securities >  Canaccord Capital  Cayman Island *  Dominick & Dominick *  E*Trade Canada *  Global Securities >  Golden Securities  Haywood Securities >  KingsGate Financial *  Leede Financial *  MacDougall, MacDougall, & MacTier*  MCA Securities *  Octagon Securities *  Odlum Brown >  Pacific International  Peters & Co.  Penson Financial *  Raymond James *  Salman Partners  Temple Securities *  Union Securities >  Wolverton Securities

Requirements - Project CASPER Correspondant ASP ExeCleaR®  Canadian Correspondent Clearing Services.  Product ADP DataPhile® Desktop.  Domestic and International Delivery. WAN – WWW. Thin Client.  24x7 Controlled Operating Environment.  Business Continuance and Redundancy.  Power, Cooling, Fire prevention and suppression.  Secure – Physical and Enterprise Network.  Scalable supporting infrastructure  Data Back-up, Storage and Handling.

Brokerage Accounting  IDA & MFDA Compliant  Enhanced correspondent services support  Real-time integration with Front Office, OMS, and Internet products  Real-time online reporting  Unlimited online history  Multi-currency support of equities, mutual funds, and fixed income products in all account types ExeClear® – Brokerage Accounting

Why Telus  Other Hosting Facilities?  Class ‘A’ Hosting Facilities  National Data Network FCN-PNG  Any Data Network  WWW – Internet  Secure but accessible location  Geographic Location  Cost – ROI against cost of Failure.

Account Inquiry  Real-time integration with order management and back-office  Full account transaction history  IA configurable views  Outlook interface  Excel Interface  One touch access to order management/trade execution  Real-time IA reporting  Client management  Account Holdings  Account Activity ProPhile® – Wealth Management

Business Continuance – The Blackout!  What Blackout?  Bulls Eye!  I Got it Right  I’m the Man…

ADP Dataphile Product Screenshots

Portfolio Reporting  Real-time integration with order management and back-office  Detailed and summary holdings views  Un-official and Off Book holdings  Multiple portfolio reporting styles Performance Summary Asset Allocation Income Yield  Consolidated and Household reporting ProPhile® – Wealth Management

Related Accounts  Configurable account hierarchy – household, client, account  Guarantee/or relationships  Manual consolidation for corporate or trust accounts  Account summary by account type – plan, non- plan – and currency  Quick navigation between related accounts ProPhile® – Client Householding

General Inquiry  Real-time integrated reporting  One click access to detailed account information  Investment Advisor and Operations reports Credit & Debit balances Transactions Stock/Holdings Record  Excel interface ProPhile® – Advisor Reporting

Order Management  Integrated trade entry and order execution  Configurable trade edits and order routing  Real-time access to financial markets TSX TSX Venture ME FundSERV US executing brokers RapidPhire® – Order Management

Online Account Opening  Firm configurable account opening process steps  Hard and soft edits to ensure complete and accurate data capture ProPhile® – Online Account Opening

Online Account Opening  Pre-populated account forms based on type of account and advisor inputs  Workflow enabled approvals and online account opening status ProPhile® – Online Account Opening