ADP DataPhile®
Corporate History Founded in Vancouver in 1991 Year over year growth & profitability since 1995 Toronto office opened in 1998 Over 40 customer firms across Canada Solutions for both IDA and MFDA environments Solution for both self clearing brokers and introducers 100% conversion success 100% customer retention Recognized industry leading service provider Acquired by ADP Canada in June of 2003
Products ADP DataPhile® Desktop ExeClear® – Back Office Engine Real Time transaction processing Unlimited transaction history and online reports Correspondent services ProPhile™ – Front Office Wealth Management Real Time integration with Back Office Account inquiry/management functionality Robust full colour portfolio reporting RapidPhire™ – Dataphile Trade Engine Real Time contracting with Firm configurable order management ExeNet™ - Internet Client Access & Trading
Products Integration OperationsAdvisorsClients Markets ProPhile™ExeNet™ ExeClear ® RapidPhire™ Cdn Markets US Markets FundSERV
Product Architecture dB API Appserver AIA RC FCN- PNG ApplicationDMZComm Company WAN Secure Appserver AIAS WWW Internet Database
Dataphile solutions received the highest ratings in the annual Brokerage Report Card published in the Investment Executive based on surveys with advisors across Canada. Product Leadership Investment Executive 2003
Dataphile Customers ATB Financial * Berkshire Brawley Cathers * Caldwell Securities > Canaccord Capital Cayman Island * Dominick & Dominick * E*Trade Canada * Global Securities > Golden Securities Haywood Securities > KingsGate Financial * Leede Financial * MacDougall, MacDougall, & MacTier* MCA Securities * Octagon Securities * Odlum Brown > Pacific International Peters & Co. Penson Financial * Raymond James * Salman Partners Temple Securities * Union Securities > Wolverton Securities
Requirements - Project CASPER Correspondant ASP ExeCleaR® Canadian Correspondent Clearing Services. Product ADP DataPhile® Desktop. Domestic and International Delivery. WAN – WWW. Thin Client. 24x7 Controlled Operating Environment. Business Continuance and Redundancy. Power, Cooling, Fire prevention and suppression. Secure – Physical and Enterprise Network. Scalable supporting infrastructure Data Back-up, Storage and Handling.
Brokerage Accounting IDA & MFDA Compliant Enhanced correspondent services support Real-time integration with Front Office, OMS, and Internet products Real-time online reporting Unlimited online history Multi-currency support of equities, mutual funds, and fixed income products in all account types ExeClear® – Brokerage Accounting
Why Telus Other Hosting Facilities? Class ‘A’ Hosting Facilities National Data Network FCN-PNG Any Data Network WWW – Internet Secure but accessible location Geographic Location Cost – ROI against cost of Failure.
Account Inquiry Real-time integration with order management and back-office Full account transaction history IA configurable views Outlook interface Excel Interface One touch access to order management/trade execution Real-time IA reporting Client management Account Holdings Account Activity ProPhile® – Wealth Management
Business Continuance – The Blackout! What Blackout? Bulls Eye! I Got it Right I’m the Man…
ADP Dataphile Product Screenshots
Portfolio Reporting Real-time integration with order management and back-office Detailed and summary holdings views Un-official and Off Book holdings Multiple portfolio reporting styles Performance Summary Asset Allocation Income Yield Consolidated and Household reporting ProPhile® – Wealth Management
Related Accounts Configurable account hierarchy – household, client, account Guarantee/or relationships Manual consolidation for corporate or trust accounts Account summary by account type – plan, non- plan – and currency Quick navigation between related accounts ProPhile® – Client Householding
General Inquiry Real-time integrated reporting One click access to detailed account information Investment Advisor and Operations reports Credit & Debit balances Transactions Stock/Holdings Record Excel interface ProPhile® – Advisor Reporting
Order Management Integrated trade entry and order execution Configurable trade edits and order routing Real-time access to financial markets TSX TSX Venture ME FundSERV US executing brokers RapidPhire® – Order Management
Online Account Opening Firm configurable account opening process steps Hard and soft edits to ensure complete and accurate data capture ProPhile® – Online Account Opening
Online Account Opening Pre-populated account forms based on type of account and advisor inputs Workflow enabled approvals and online account opening status ProPhile® – Online Account Opening