Multivariate Approaches to Analyze fMRI Data Yuanxin Hu

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Nature of fMRI data 1. Multivariate 2. Subspaces / high dimensions/directions a) Space: region of brain with similar temporal behavior b) Time course c) Space & Time course

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Principle Component Analysis (PCA) Goal To find linear combinations of the original variables reflecting the structural dependence of data. The strategy Is to create a new set of orthogonal variables that contain the same information as the original set, and the previous Orthogonal axe occupies the majority of sample variance, and determine the direction of dimension of the dataset. Steps 1. Find independent components; X1, X2, , Xp ~ multivariate distribution ( µ, Σ) 1 ST component = a1 t X (with maximal sample variance: a1 t Sa1, and a1 t a1 = 1); 2 nd component = a2 t X (a2 t a2 = 1, and a1 t a2 =0: it indicates that its coefficient vector is orthogonal to the coefficient vector of 1 st component) Kth component = ak t X (ak t aK = 1, ak-1 t aK = 0); 2. Transform components into coordinates. Serial components will be transformed into a new set of coordinates given values in appropriate eigenvectors Consequences 1. Sample variance comparison among components: 1 st > > 2 nd > > 3 rd >> > ; so the 1 st component has the principle axis of the p-dimensional scatter cloud; 2. The coefficient vector of sub sequential component is orthogonal to its previous one.

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Canonical Correlation Analysis (CCA) A way to quantify correlation between sets of variables. Pairs of canonical variables: Radom variables X Y canonical variables: 1 st : a1 T X b1 T X 2 nd a2 T X b2 T X... kth ak T X bk T X Cor (ai T X, bi T Y), and its coefficients: (ΣxyΣyy -1 Σyx-CiΣxx)*ai = 0 (ΣyxΣxx -1 Σxy-CiΣyy)*bi = 0

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Independent Component Analysis (ICA) (Originates from “Cocktail-Party Problem”) In the Cocktail-Party-Problem, you are attending a party with simultaneous conversations of hundreds guests. Same amount microphones located at different places in the room, are simultaneously recording the conversations. Each microphone recording can be considered as a linear mixture of individual 'independent' conversations.

Key of ICA Non-normality

Each microphone signal (X) can be modeled as linear superpositions of the recorded source signals (linear mixture by unknown matrix A).

Recover original source signals by finding a matrix (W)

ICA in studying fMRI data Sensor1 Sensor2 Sensor3

Difference between PCA and ICA Jung TP, et al 2001, Proceedings of the IEEE, 89(7);

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Preprocessing for ICA 1. Centering: The most basic and necessary preprocessing is to center x, by subtracting its mean vector m = E{x} to make x a zero-mean variable. It will simplify ICA algorithms; 2. Whitening Linearly transform observed vector X to make the components uncorrelated, and their covariance matrix of ˜x equals the identity matrix: E{˜x˜xT } = I. 3.Data reduction Remove noise signal to decrease data dimension, and make the data meet biological sense. Hyvärinen A, et al, 2000, Neural Networks, 13(4-5):

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

ICA Multivariate Analyses 1. Spatial ICA 2. Temporal ICA

The tth component image Spatially independent time course associated the tth component image Time course voxels 1n n t1 1n t1

associated temporally independent image Temporally independent time course voxels Time course n1 1t n1 nt

In theory, once the independent components are identified, the statistical test can be further investigated, for example: the distribution of probability of all voxels and correlation of activation of different regions upon stimuli, and so on. However, the nature of the procedure makes us not that confident.

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Validation of ICA Results Reasons of validation 1. Different algorithms can yield different components, which will contribute different interpretations for same data; 2.Algorithms always have stochastic elements, as a result, different runs of same algorithms can contribute different results.

Validation of ICA Results Strategies of validation 1.Fixed-point based: Normalize differential entropy/negentropy, and maximize negentropy to find directions of maximal non-normality of the data; 2.Bootstrap: The validation is to find out whether the statistical test is reproducible or consistent. To avoid the variation caused by stochastic element from algorithms operation, the analysis can start at different initial value, which can be accomplished via Bootstrap. In practice, researchers can repeat running same operation, and find the tight cluster of point, which will be real independent component; if the clusters are wildly scattered, which should not be selected, because they are not real independent components. This can be judged by Cluster Quality Index, higher is better.

Selection of Clusters Himberg J, et al, 2004 NeuroImage, 22(3):1214–1222

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Methods of Group ICA 1. Averaging Across Subjects 2. Calhound’s model: (Temporal basis, Subject-wise concatenation) Combination of data from individual subjects. The data is large, so data reduction is essential: Clean individual data; transform original data into Talairach coordinates.; and then concatenate all individuals’ data together for analysis 3. Svensѐn model: (Spatial basis, row-wise concatenation) Data reduction by masking air out sir voxels, decrease about 50% data dimension, so there is no need to transform the data into Talairach coordinates.

1) Calhoun VD, et al (2001): NeuroImage 14(5): ) Beckmann CF, et al. (2005): NeuroImage 25(1): ) Calhoun VD, et al (2001): Hum.Brain Map. 14(3): ) Esposito F, Neuroimage. 25(1): ) Schmithorst VJ, et al (2004): J.Magn Reson.Imaging 19(3): ) Svensen M, et al. (2002): NeuroImage 16:

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Accuracy Comparison of Three Methods by Simulation MSE = mean-squared error between original and estimated sources Average CC = average cross-correlation value between original and estimated associated time courses

Accuracy Comparison of Three Methods by Simulation (+ data from 5 subjects) MSE = mean-squared error between original and estimated sources Average CC = average cross-correlation value between original and estimated associated time courses

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering 2) whitening 3) data reduction b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results 3.Group ICA a) models/methods b) comparison of methods c) modifications of classical group ICA

Modification of Basic ICA Apporaches 1. Spatiotemporal ICA either sICA or tICA are dual dimension, which is meaningless for scientific basis; 2. Skew-ICA Real images are surrounded by homogeneous background, which will cause skewed distribution. To solve this, the method uses more realistically long tail instead of heavy tail to represent the distribution.

GLMPCA tICA sICA stICA Skewed-ICA Correlation Between the Four Time Courses Extracted by Each Method Method Source 1 Source 2 Source 3 Source 4 Mean GLM PCA tICA sICA stICA Skew-sICA Skew-stICA Stone JV, 2002, NeuroImage 15:

Outlines 1.Summary of principles of three approaches a) Principle Component Analysis (PCA) b) Canonical Correlation Analysis (CCA) c) Independent Component Analysis (ICA) 2.Procedure to analyze fMRI data by ICA approach a) data preprocessing 1) centering (simplify calculation) 2) whitening (linearly transformation, to ensure components are uncorrelated) 3) data reduction (remove noise signal, keep biologically related information only) b) strategies of ICA 1) temporal ICA 2) spatial ICA c) validation of ICA results (point-fixed method, bootstrap to indentify real independent clusters ) 3.Group ICA a) models/methods (Averaging, row-wise group ICA, subject-wise group ICA) b) comparison of methods (the subject-wise group ICA is more accurate) c) modifications of classical group ICA (skewed ICA is more consistent)