Proposal Enhancement Strategies Russell Pimmel AASCU Workshop March 4, 2006.

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Proposal Enhancement Strategies Russell Pimmel AASCU Workshop March 4, 2006

Workshop Agenda Enhancement strategies General aspects Goals, objectives, and outcomes Rationale (Introduction, Background, Justification) Evaluation plan Dissemination plan Realities of the review process Interactive exercise on each strategy

Workshop Outcomes After the workshop, you should be able to: Identify areas where proposals can be enhanced Made more competitive Generate a list of suggestions for each area

Framework for the Workshop Learning situations involve prior knowledge Some knowledge correct Some knowledge incorrect (i. e., misconceptions) Learning is Connecting new knowledge to prior knowledge Correcting misconception Learning requires Recalling prior knowledge – actively Altering prior knowledge

Active-Cooperative Learning Learning activities must encourage learners to: Recall prior knowledge -- actively, explicitly Connect new concepts to existing ones Challenge and alter misconception The think-share-report-learn (TSRL) process addresses these steps

Workshop Format “Working” Workshop Short presentations (mini-lectures) Group exercise Exercise Format Think  Share  Report  Learn (TSRL) Limited Time -- Feel rushed Intend to identify issues & suggest ideas Get you started No closure -- No “answers” – No “formulas”

Reflective Exercise Identify the single most important piece of advice you would give to a colleague writing a proposal Write your answer as one simple sentence This is a continuing exercise Leave space for more answers

General Proposal Structure

Scenario: Origin of a CCLI Proposal Prof X has taught Statics for several semesters She has an idea for greatly improving the course by adding “new stuff” “New stuff” could be anything Material (e. g., modules, web-based instruction, new text) Activities (e. g., laboratories, projects, simulation, games) Pedagogy (e. g., problem based learning, team learning) She decides to prepare a CCLI proposal

Professor X’s Initial Proposal Outline Problem Statement: Items describing the problem as she sees it Proposed Approach: Items describing how the the “new stuff” will look Proposed Activities: Items describing how she will develop “new stuff” Schedule: Items describing the timing of the development

Better Initial Proposal Outline Goals: Develop “new stuff” to enhance student learning at U of Y Rationale: Observed shortcomings in educational experience of the students at U of Y and felt that new stuff would improve the situation Project Description: (Approach, planned activities, etc.) Evaluation: Use U of Y’s course evaluation forms to show difference Dissemination: Describe “new stuff“ using conference papers, journal articles, and web site

Exercise #1 Initial Advice As a colleague, provide a few suggestions to guide Prof X as she develops her proposal for the CCLI program

PD’s Response Initial Advice (1) Read the program solicitation Determine how your ideas match the solicitation Determine how you can improve the match Articulate goals, objectives, & outcomes Outcomes should include improved student learning

PD’s Response Initial Advice (2) Build on existing knowledge base Review the literature Present evidence (or arguments) that the “new stuff” Is doable Will enhance learning Is the best approach Emphasize what's new and what’s being adapted

PD’s Response Initial Advice (3) Use literature and data to document existing shortcomings in student learning Provide clear examples of how approach will be used Describe management plan Provide a timeline

PD’s Response Initial Advice (4) Integrate the evaluation effort early Connect with evaluation and assessment experts from beginning Build evaluation around defined expected outcomes Tie assessment tools to learning outcomes

PD’s Response Initial Advice (5) Identify strategies for contributing to the knowledge base Define a dissemination plan Think about broader impacts Collaborate

Strategies for the Four Section of the Proposal Consider strategies for: Goals, objectives, and outcomes Rationale (Introduction, Background, Justification) Dissemination Plan Evaluation Plan

Goals  Objectives  Outcomes

Developing Goals & Outcomes Start with one or more overarching statements of project intention Each statement is a goal Convert each goal into one or more expected measurable results Each result is an outcome

Goals, Objectives and Outcomes Converting goals to outcomes may involve intermediate steps Intermediate steps frequently called objectives More specific, more measurable than goals Less specific, less measurable than outcomes

Definition of Goals, Objectives, and Outcomes Goal – Broad, overarching statement of intention or ambition A goal typically leads to several objectives Objective – Specific statement of intention More focused and specific than goal A objective may lead to one or more outcomes Outcome – Statement of expected result Measurable with criteria for success NOTE: No consistent definition of these terms

Exercise #2 Identification of Goals Read the abstract Note - Goal statement removed Also Evaluation and dissemination Suggest two plausible goals One focused on a change in learning One focused on a change in some other aspect of student behavior

Abstract The goals of the project are …… The project is developing computer-based instructional modules for statics and mechanics of materials. The project uses 3D rendering and animation software, in which the user manipulates virtual 3D objects in much the same manner as they would physical objects. Tools being developed enable instructors to realistically include external forces and internal reactions on 3D objects as topics are being explained during lectures. Exercises are being developed for students to be able to communicate with peers and instructors through real-time voice and text interactions.. The project is being evaluated by … The project is being disseminated through …

PD’s Response Goals - Overview Goals may focus on Cognitive changes Achievement change Affective changes Cognitive, achievement, or affective changes in targeted subgroups

PD’s Response Goals - Cognitive Changes Goals on cognitive changes Increase understanding of concepts Ability to solve statics problems Ability to draw free-body diagrams Ability to describe verbally the effect of external forces on a solid object Increase processing skills Ability to solve out-of-context problems Ability to visualize 3-D problems Ability to communicate technical problems

PD’s Response Goals - Achievement Rate Goals on achievement rate changes Improve Recruitment rates Retention or persistence rates Graduation rates

PD’s Response Goals -Affective Changes Goals on affective changes Improve students’ attitude about Profession Curriculum Department Improve students’ confidence Improve students’ intellectual development

PD’s Response Goals - Specific Subgroup Focus Goals focused on target subgroups Increasing a target group’s Understanding of concepts Processing skills Achievement rate Attitude about profession Confidence Intellectual development “Broaden the participation of underrepresented groups”

Exercise #3 Transforming Goals into Outcomes Write one expected measurable outcome for each of the following goals: 1. Improve the students’ understanding of the concepts in statics 1. Improve the students’ attitude about engineering as a career

PD’s Response Outcomes Conceptual understanding Improve students conceptual understanding as measured by a standard tool (e. g., a statics concept inventory) Improve students conceptual understanding as measured by their ability to perform various steps in the solution process (e.g., drawing free body diagrams) when solving out-of-context problems Attitude Improve the students’ attitude about engineering as a career as measured by a standard tool (e. g., the Pittsburgh Freshman Engineering Survey ) Improve the students’ attitude about engineering as a career as measured in a structured interview

Project Rationale

Rationale Introduction, Background, Justification The narrative that provides the context for the project The section that connects the “Goals and Outcomes” to the “Project Plan”

Exercise # 4 An Effective Rationale Write a list of of questions that the Rationale for a CCLI proposal should answer What questions will a reviewer expect answered as he/she reads the Rationale?

PD’s Response An Effective Rationale (1) What does the knowledge base (i. e., the literature) say about the approach? What have others done that is related? What has worked previously? What have been the problems/challenges?

What is the evidence that the approach will solve the problem? What is the evidence that it will: Address the defined outcomes? Achieve the defined outcomes? Improve student learning? What are the potential problems & limitations? What can be done about them? PD’s Response An Effective Rationale (2)

Why is this problem important? Is it a global or local problem? What are the potential broader impacts? How will it improve quality of learning? PD’s Response An Effective Rationale (3)

Has the applicant done prior work? Has funded work lead to interesting results? Are there preliminary data and what do they show? PD’s Response An Effective Rationale (4)

Reflective Exercise (2) Identify the single most important piece of advice you would give to a colleague writing a proposal Write it down with your original answer Write your answer as one simple sentence This is a continuing exercise Leave space for more answers

Evaluation

Project Evaluation Plan All projects require evaluation All proposal require an evaluation plan During the project, evaluation: Monitors progress toward goals Identifies problems At the end of the project, evaluation: Tells you what you accomplished Provides data for you to use in telling others

Exercise #5 Evaluation Plan Read the sample Evaluation Plan and list suggestions for improving it

Sample Evaluation Plan Assessment of the Student Response Technology (SRT) will be both quantitative and qualitative. First, students will be surveyed at the end of the semester on the content, level of difficulty, and their perceived level of mastery of the concepts of Statics. Second, faculty members teaching the course using SRT will be asked to judge its effectiveness in monitoring student achievement throughout the semester. In addition, faculty members who have been teaching Statics course for several years will be asked to compare students' abilities after using SRT with those in previous years who have not used SRT. Finally, the final grades of students using SRT will be compared with those from previous years who have not used the technology in the classroom.

PD’s Response Evaluation Plan (1) Include formative assessment Provides feedback during the design and implementation phases Helps monitor progress toward outcomes

PD’s Response Evaluation Plan (2) Get help at the beginning – in the proposal writing phase Involve an expert evaluator Consider an outside (independent) evaluator Size of budget Importance of objectivity

PD’s Response Evaluation Plan (3) Consult other sources NSF’s User Friendly Handbook for Project Evaluation Existing tools Online Evaluation Resource Library (OERL) Field-Tested Learning Assessment Guide (FLAG) Science education literature J. of Engineering Education, Jan, 2005

PD’s Response Evaluation Plan (4) Provide details on tools & experimental design Describe how Students will be “surveyed”, Faculty will be “asked”, Grades will be “compared” Indicate who will do these tasks Indicate who will analyze and interpret the data Consider confounding factors Try to measure deeper learning Collect demographic data on student populations

PD’s Response Evaluation Plan (5) Consider broadening the approach Examine effects on retention and diversity Involve larger populations More diverse populations Collaborate Beta test

Dissemination (Contributing to Knowledge Base & Building Community)

Effective Dissemination Plans Education&D projects need dissemination plan CCLI projects need to contribute to: The STEM education knowledge base Building the STEM education community How does a proposal convince the reader (the reviewer or program officer) that the project will: “Contribute to the STEM education knowledge base”? “Help build the STEM education community”?

Exercise #6 Effective Dissemination Plan Read the sample Dissemination Plan and list suggestions for improving it

Sample Dissemination Plan This project will serve as a pilot for other courses at the University of ____ and at other colleges and universities throughout the country. The results of our evaluation will be disseminated on the University's web site, which will contain a special page devoted to this NSF-sponsored project. Additional dissemination will occur through presentations at conferences, such as teacher education and science education conferences, regionally and nationally, and through articles published in peer-reviewed journals.

PD’s Response Dissemination Plan (1) Be more proactive in promoting website & materials Integrate community building, dissemination, and evaluation

PD’s Response Dissemination Plan (2) Target and involve a specific sub-population Those who teach similar course at other locations Ask them to review various products, data, and approaches Work with them to organize exchanges and listserves Informal meeting at a conference or on-campus Faculty development workshops (on-campus and at conferences) Explore beta test sites

PD’s Response Dissemination Plan (3) Be specific about how the project will serve as a “pilot” Strategy for evaluating and disseminating Strategy for getting “buy-in” by others

PD’s Response Dissemination Plan (4) Be more specific in publication efforts Indicate the specific conferences and journals Include conference travel and journal page charges in budget Include a tentative title & description of paper Explore other venues CUR ( PKAL ( State Academy of Science meetings Science news publication and lay press Professional society and specialty listserves

PD’s Response Dissemination Plan (5) Explore commercialization Discuss contacts with software and textbook publishers Put material in a form suitable for the National Science Digital Library (NSDL)

Reflective Exercise (3) Identify the single most important piece of advice you would give to a colleague writing a proposal Write it down with your other answers Write your answer as one simple sentence This is a continuing exercise Leave space for more answers

Practical Aspects of Review Process

Reviewers have: Many proposals Ten or more from several areas Limited time for your proposal 20 minutes for first read Different experiences in review process Veterans to novices Different levels of knowledge in proposal area Experts to outsiders Discussions of proposals’ merits at panel meeting Share expertise and experience

Exercise #7 Practical Aspects of Review Write a list of suggestions (guidelines) that a colleague should follow to deal with these practical aspects

PD’s Responses Practical Aspects of Review (1) Use good style (clarity, organization, etc.) Be concise, but complete Write simply but professionally Avoid jargon and acronyms Check grammar and spelling

PD’s Responses Practical Aspects of Review (2) Use a readable, “friendly” structure Sections, heading, short paragraphs, bullets Avoid dense, compact text Reinforce ideas Summarize Highlight (bolding, italics) Give examples Provide appropriate level of detail

PD’s Responses Practical Aspects of Review (3) Follow the solicitation and the GPG Page, font size, and margin limitations Use allotted space but don’t pad the proposal Follow suggested (or implied) organization Use appendices only if allowed Use sparingly Include commitments letters Avoid form letters & vague support letters

PD’s Responses Practical Aspects of Review (4) Pay special attention to Project Summary Address intellectual merit and broader impacts Explicitly and independently Summarize goals, rationale, methods, and evaluation and dissemination plans Three paragraphs with headings: “Summary” “Intellectual Merit” “Broader Impacts”

PD’s Responses Practical Aspects of Review (5) Prepare credible budget Consistent with the scope of project Clearly explain and justify each item Address prior funding when Emphasize results

PD’s Responses Practical Aspects of Review (6) Sell your ideas Don’t over promote Address review criteria Don’t make assumptions about audience The reviewers Proofread it Also have expert and non-expert proofread it

Reflective Exercise (4) Identify the single most important piece of advice you would give to a colleague writing a proposal Write it down with your other answers Write your answer as one simple sentence This is a continuing exercise Leave space for more answers

Reflective Exercise Wrap-up Review your responses and identify how they have changed.

Conclusion

Questions and Concerns During Proposal Preparation Questions and concerns will arise as you develop your proposal Should I include ____? How should I deal with _____? Is the discussion of _____ clear? Should I do _____? How do you deal with them?

Information Sources Read the solicitation and the GPG Get advice NSF program directors Experienced colleagues Use an “imaginary panel” Variation on guidelines for effective writing Write for a specific reader Use your judgment Don’t include a poorly developed section because someone told you that it is needed

“Imaginary Panel” Identify a few colleagues who you know well that you can predict what they will say Some in field -- some out Some experienced -- some novices Form an “imaginary panel” and “ask” them How would they respond to a question? How would they react to an idea? How would they react to a written section? What else would they like to see? What questions will they have?

Project Perspective Describe a “project” not just the “new stuff” A “project” includes other critical aspects Goals, objectives & outcomesRationale Evaluation planDissemination plan Look beyond the project description Let all aspects of proposal evolve together “Tell the story” and turn a good idea into a competitive proposal

Write Proposal to Answer Reviewers’ Questions What are you trying to accomplish? What will be the outcomes? Why do you believe that you have a good idea? Why is the problem important? Why is your approach promising? How will you manage the project to ensure success? How will you know if you succeed? How will others find out about your work? How will you interest them? How will you excite them? } Goals etc. } Rationale } Evaluation } Dissemination

Final Advice Read the solicitation! Read the GPG! Read the solicitation! Read the GPG! Read the solicitation! Read the GPG!

Questions