Intellectual Property Generation - Lecture 21 Intellectual Property Generation Lecture 2 ©2009, Mark Polczynski.

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Presentation transcript:

Intellectual Property Generation - Lecture 21 Intellectual Property Generation Lecture 2 ©2009, Mark Polczynski

Intellectual Property Generation - Lecture 12 Scenario Planning Intellectual Property Generation Technology Roadmapping Voice of the Customer New Concept Ideation An Integrated Strategic Technology Planning and Development Environment

Intellectual Property Generation - Lecture 23 What technologists do: Intellectual Property Generation What technologists do: Intellectual Property Generation What patent attorneys do: Intellectual Property Protection What patent attorneys do: Intellectual Property Protection The Big Picture…

Intellectual Property Generation - Lecture 24 The problems we are trying to solve here: 1. Hidden IP – Where is the IP in this product? Need to find it. If we can’t find any, why are we doing this? 2. Weak IP - Poorly documented, can’t protect or transfer IP. If it is not properly documented, it is not really “property”. 3. IP Scramble - Writing patent applications the day before we visit a customer. 4. IP Burden - Excessive time/paper/cost to generate and maintain IP. Is it more trouble than it is worth? OK, but what is IP?

Intellectual Property Generation - Lecture 25 Assets: Things you own that are of value. Tangible Assets: Things you own that you can touch. Intangible Assets: Things you own that you can’t touch. Intellectual Assets: Knowledge that can be converted to value. Intellectual Capital: Knowledge that has been recorded. Intellectual Property: Knowledge to which you have exclusive rights. What is “Intellectual Property”? Goodwill, etc… Anecdotal information Public domain

Intellectual Property Generation - Lecture 26 Our Overall Goal... Create Intellectual Assets - - Get new ideas into your heads Convert to Intellectual Capital - - Record your ideas in some manner Convert to Intellectual Property - - Protect your ideas IP Generation Ideation IP Protection

Intellectual Property Generation - Lecture 27 Intellectual Property is everything that you know… ~ That adds value to your product/service/business, and ~ That others don’t know, ~ Or are not allowed to use, ~ Without your permission. This makes it “property” You can buy/sell it, rent/lease (license) it, donate it, inherit it!

Intellectual Property Generation - Lecture 28 Technology Development - The Big Picture... Identify Problem Develop/ Acquire Technology Incorporate Technology Into Solution Protect Intellectual Assets Create Technology Transfer Package Transfer Technology To Design/Manufacturing Intellectual Assets (ideas) Intellectual Capital (recorded) Intellectual Property (protected)

Intellectual Property Generation - Lecture 29 Recall that intellectual capital generation includes: Create Technology Transfer Package Transfer Technology to Design/Manufacturing Armature - Cu Barrier - Ni Contact - Ag Anecdotal example of intellectual asset development (what’s in your head) with no intellectual capital creation (write it down): Essential to design. Eliminated as cost reduction.

Intellectual Property Generation - Lecture 210 Common Forms of Intellectual Property 1. Engineering “Notebooks” 2. Invention Disclosures 3. Defensive Publications 4. Trade Secrets 5. Copyrights 6. Trademarks 7.Provisional Patents 8. Patents Less Formal More Formal Higher Legal Protection Lower Legal Protection

Intellectual Property Generation - Lecture 211 Common Forms of Intellectual Property 1. Engineering “Notebooks” 2. Invention Disclosures 3. Defensive Publications 4. Trade Secrets 5. Copyrights 6. Trademarks 7.Provisional Patents 8. Patents Briefly covered Roles and responsibilities Not covered

Intellectual Property Generation - Lecture Engineering Notebook Record significant events in the progress of technology development. Must be in legally recognized form of documentation: - Pages sequenced, - Date stamped, - Signed by inventor, - Pages bound together in a book. Or: Write up your results as Word, Excel, etc., and then them to yourself and another worker, and save the . Note: “Digital” notebooks may be allowable. The purpose is to prove you had an idea/result on a particular date, But protection is not black-or-white, “proof” is all relative.

Intellectual Property Generation - Lecture Engineering Notebook Sometimes it can be difficult to figure out exactly what to write. Suggestion: Use What question am I trying to answer today format. At the start of every day, start a new notebook page and write: “The question I am trying to answer today is (blah – blah – blah…)”. Then summarize your progress at the end of the day. Not just for IP!

Intellectual Property Generation - Lecture 214 Common Forms of Intellectual Property 1. Engineering “Notebooks” 2. Invention Disclosures 3. Defensive Publications 4. Trade Secrets 5. Copyrights 6. Trademarks 7.Provisional Patents 8. Patents

Intellectual Property Generation - Lecture Invention Disclosures Formal document per some defined format. Signed, dated, and witnessed. Contains sections such as: - Title of the invention, - Identification of contributor(s) (whose idea is it?), - Concise description of the invention (how does it work?), - Potential commercial applications (who cares?), - Advantages of invention over currently available technology, - Public disclosure plans (when will you show other people?) Here is a link to the MU invention disclosure form.link

Intellectual Property Generation - Lecture Invention Disclosures Signed, dated, and witnessed. Standard for usually says something like: Witnessed and understood by: _________________________ If your witness does not understand something in the disclosure: Either you didn’t describe the invention properly, Or you didn’t fully understand the invention yourself. So, you should revise the disclosure until the witness understands the invention by just reading the document. The witness should not need you to verbally explain the invention. Remember: This presentation is about IP generation and technology transfer

Intellectual Property Generation - Lecture 217 Common Forms of Intellectual Property 1. Engineering “Notebooks” 2. Invention Disclosures 3. Defensive Publications 4. Trade Secrets 5. Copyrights 6. Trademarks 7.Provisional Patents 8. Patents W/R/T IP generation and technology transfer

Intellectual Property Generation - Lecture 218 The basic theory of the patent system is simple. It is that the state grants the inventor an exclusive monopoly for a limited time in his new invention in return for his disclosure of the invention so that the public at large will be able to practice the invention once the patent expires. From: A Practical Guide to Patent Law - Brian C. Reid Let’s examine the patent concept… The patent must fulfill the following legal criteria: (1) it must contain a sufficient written description to enable “one of ordinary skill” in the art to re-create the claimed invention without undue experimentation; and (2) it must set forth the “best mode” for carrying out the invention… From: From Ideas to Assets - Walter G. Hanchuk

Intellectual Property Generation - Lecture 219 Purpose of a Patent Note that the original reason that the patent process was created was to stimulate invention, not to stifle it, i.e., to let everyone have complete access to the technology after the inventors have had a brief monopoly to pay back their investment. This only works if inventors completely and accurately describe how their patent works.

Intellectual Property Generation - Lecture 220 Bottom Line: According to the contract that you sign (patent application), if – - Your design/manufacturing engineers, - Your competitors, - Anyone “versed in the art”… Cannot duplicate your invention from your patent, Then it is not a valid patent… Because you haven’t enabled technology transfer. You have violated the contract! The “patent”, whether it is actually filed it or not, is an essential internal technology transfer document, and... Technology transfer is a key part of your job!

Intellectual Property Generation - Lecture 221 What’s the engineer’s bottom line on patents? Do not think about patents as a means for establishing a monopoly on an idea. Let the attorneys worry about this. Do focus on patents as documents for effectively transferring technology. Engineers responsibility: Prepare documentation that teaches others how to implement technology without relying on the inventor. Patent Attorney responsibility: Convert this documentation into a format that protects IP (e.g., a patent).

Intellectual Property Generation - Lecture 222 Intellectual Property Generation Approach Begin with the end in mind… De-couple IP generation from patent filing. Be “IP conscious” from the initiation of a project. Use IP documentation to transfer technology. Use the patent format to structure and document IP. Build a patent step-by-step during project execution. Patents automatically fall out of projects. Engineers Patent Attorneys What does this mean?

Intellectual Property Generation - Lecture 223 Build a patent step-by-step during project execution. The patent document can be formatted in a very logical structure which maps onto the product/technology development process. You can add to the patent document one section at a time as you develop a product or technology. At the end of the project, the documentation is completed. You are not rushing around trying to prepare the document at the end of the project. For example…

Intellectual Property Generation - Lecture 224 What do we mean by “build a patent”? What have others done? Why is this inadequate? Field of Use Description of Invention Claims What is our solution? Why is it better? What part of the concept do we claim rights to? Patent SectionPurpose Prior Art What’s the problem? Start of Project Engineer End of Project Patent Attorney By the end of the project, the elements of the patent will be documented.

ENMA Stage Gate Technology Development and IP Integration25 Technology Development Stage Gate Process To Stage Gate Product Development

ENMA Stage Gate Technology Development and IP Integration26 Technology Development Stage Gate Process Can we actually make a product? - Assess technical risk - Assess technology transfer - Who will design? - Who will manufacture? - Technology roadmapping Will it work in the field? - Demonstrate field operability - Test under field conditions What is our IP? - Describe claims - what is new? - Document IP - how does it work? - Execute IP strategy Stage AStage BStage C Which technology will we use? - Analyze technical feasibility - Assess technical risk - Assess technology transfer - Potential design issues? - Potential manufacturing issues? Does technology work in lab? - Construct lab models - Perform lab tests What is our plan to create IP? - Assess novelty - is it new? - Document inventions - what is it? - Plan IP strategy What technologies might solve problem? - “Ideation” sessions and literature search - Expand understanding of problem. - Identify possible technologies. Which technologies should we investigate? - Analyze technical feasibility - Assess technical risk (No experimental work) Is there a chance to create IP? - “Ideation” sessions to ID new solutions - Document concepts - establish prior art Ideation Analysis Testing IP

ENMA Stage Gate Technology Development and IP Integration27 Specific Stage Gate IP Elements These three IP-related elements are addressed at Stage Gate reviews: 1. Problem/Solution Statement: What problem are we trying to solve? How will we solve it? 2. IP/Literature Scan: Who has done what to solve this problem? 3. IP Strategy: How will we protect our IP? ABC Required Not Required Required

Intellectual Property Generation - Lecture 228 The problems we are trying to solve here: 1. Hidden IP – Where is the IP in this product? Need to find it. If we can’t find any, why are we doing this? 2. Weak IP - Poorly documented, can’t protect or transfer IP. If it is not properly documented, it is not really “property”. 3. IP Scramble - Writing patent applications the day before we visit a customer. 4. IP Burden - Excessive time/paper/cost to generate and maintain IP. Is it more trouble than it is worth?