Panel V Judicial Accountability & System Transparency SURVEY Commercial Enforcement and Insolvency Systems Legal Vice Presidency The World Bank

Legal Vice Presidency The World Bank Conduct of Court and Judiciary 91% rules that regulate court operations and decisions 91% standards in place to regulate the conduct of judges 91% standards in place to regulate the conduct of court staff

Legal Vice Presidency The World Bank Independence of Judiciary – Non-judicial Activity Restrictions 82% judges are restricted in external operations and activities 89% restrictions are effective

Legal Vice Presidency The World Bank Independence of Judiciary – Conflict of Interest 100% rules governing judicial conflicts of interest, bias, ethics, objectivity & impartiality consent of parties

Legal Vice Presidency The World Bank Independence of Judiciary – Effect of Conflict of Interest 75% 8% 17% 0% 10% 20% 30% 40% 50% 60% 70% 80% Disqualification from case Continue with disclosure to and consent of parties Other

Legal Vice Presidency The World Bank Enforcement of Judicial Ethics Rules 91% systems are in place to enforce rules of ethics and ensure compliance 91% specific bodies to enforce these rules

Legal Vice Presidency The World Bank Independence and Accountability of bodies that enforce judicial ethics rules Enforcement of Judicial Ethics Rules 80% 70% 0% 10% 20% 30% 40% 50% 60% 70% 80% IndependentAccountable

Legal Vice Presidency The World Bank 100% formal complaint and investigation procedures exist Complaints per judge received last year Enforcement of Judicial Ethics Rules 50% 17% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% Less than More

Legal Vice Presidency The World Bank 98% sanction mechanism for justified complaints is available Sanction mechanisms and their utilization Enforcement of Judicial Ethics Rules 0% 50% 0% 80% 20% 44% 33% 22% 0% 10% 20% 30% 40% 50% 60% 70% 80% DismissalSuspensionReprimand Frequently Sometimes Infrequently

Legal Vice Presidency The World Bank 64% perception that judges meet ethical standards 55% perception that judges are independent 45% perception that complaint procedures are effective Enforcement of Judicial Ethics Rules