AUDITORS have VISION Presenting Pentana Vision. Consistent Views Ribbon Navigator Pane NavigatorData Properties.

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Presentation transcript:

AUDITORS have VISION Presenting Pentana Vision

Consistent Views Ribbon Navigator Pane NavigatorData Properties

Easy Filter and Search Function Tick boxes for filters Text search Filter by groupings

Your Terminology Admin Terminology Select term/name Default terminology Your terminology

Your pick lists Admin Segmentations Select fieldname Define pick list options Associate colours

Maintaining the Libraries

Defining Processes Process library Process hierarchy Process list Process description

Work Plan: Methodology Work plan library Grouping work plan steps Multiple libraries Work plan step details

Work Plan: Fieldwork Work plan library Grouping field work tests Fieldwork tests Fieldwork test details

Risk & Control Register Risk & Controls library Grouping based on processes Objectives, Risks, Controls & Assessments Details

Maintaining Templates Attachment library Attachments Check Out status

Audit Report Templates Audit report library Templates Check Out status

Maintaining the Audit Universe

Modelling the Organisation Universe structure Hierarchy of Entities Entities Entity details

Mapping Processes Universe structure Hierarchy of Entities Process Hierarchy Mapping of Entities to Processes

Managing the Entity

Entity Risk Register Entity risk register Process-based grouping Risks & Controls Details

Entity Control Assessment 2-dimensional scoring Resulting score Assessment details Assessment history

Entity Risk Assessments Inherent / gross risk Residual / net risk Likelihood / impact scores Assessment history

Audit Work

Creating Audits Audit Coverage Audit Plan Organisational unit Processes Audit Information

Documenting Audit File Audit overview Audit details

Defining Audit Scope Set audit scope Organisational units Processes

Following Audit Methodology Audit Programme Grouping per phase Audit steps Step details

Assigning Audit Team Assign audit staff All auditors Assigned auditors

Audit Notification Template Standard templates MS Word template Data automatically populated

Attaching electronic documents Attach any file Attachment details

Documenting Test Results Audit programme Process-specific fieldwork tests Result summary & details Test details

Analysis & Reporting

Dashboards Management information Data element for category Data element for series Drill-down details

Configure your Dashboards Type of dashboard Data element for category Data element for series Drill-down details

Risk Analysis Risk analysis Inherent (gross) risk Residual (net) risk Number of risks Drill-down details

Audit Coverage and Planning Audit coverage Audit period Fully covered Partially covered