Shared Assessments Summit 2012 Sponsored by

Member/Partner Case Study Vivek Shivananda Co-Founder/President and CEO Rsam

Shared Assessments Summit 2012 Sponsored by

Shared Assessments Summit 2012 Keynote Address Walking the Line Between Compliance and Risk Management – A Board Member’s Perspective Joesph J. Prochaska, Jr. EVP & Chief Accounting Officer ( Retired ), MetLife, Inc. Director/Chairman, Risk Committee & Audit Committee, Synovus Financial Corp

Walking the Line Between Compliance and Risk Management – A Board Member’s Perspective Joseph J. Prochaska, Jr.

Corporate governance practices Investors The Treasury Department & The Federal Reserve Congress Ratings agencies The SEC The Administration The stock exchanges Proxy advisory firms Public Company Governance Influencers and Insights Copyright © 2012 Deloitte Development LLC. All rights reserved. 3

The Framework defines board and management activities that support effective governance. It helps differentiate between the primary areas of board oversight and the areas that management is responsible for. Deloitte Governance Framework Strategy Performance Culture and Integrity Talent Governance OperationsPlanningCompliance Risk Oversight Attributes of an Effective Board Structure Competencies and Composition Practices, Processes and Policies Information and Communication Reporting Risk Management Primary Areas of Board Oversight Management Responsibility Copyright © 2012 Deloitte Development LLC. All rights reserved.

Questions?

Shared Assessments Summit 2012 Keynote Address Risk Management: The CIO’s Perspective John R. Beran Managing Director The Beran Group

13 Types of Risk: Credit Risk Market or Interest Rate Risk Operational Risk  Regulatory and Compliance Risk ©2012 The Shared Assessments Program. All Rights Reserved

14 Operational Risk Management Structure and Process What is Managed Measurement and Reporting Cost of Risk Management ©2011 The Shared Assessments Program. All Rights Reserved

15 Shared Assessments Summit 2012 Keynotes Q&A ©2012 The Shared Assessments Program. All Rights Reserved

Break and Exhibitor Networking Sponsored by

Washington Update: Political and Economic Outlook Moderator : Catherine A. Allen, Chairman & CEO, The Santa Fe Group

18 Participants Moderator  Catherine A. Allen, Chairman & CEO, The Santa Fe Group Panelists  Hugh Kelly, Principal, KPMG LLP  Stephen Malphrus, Staff Director ( Retired ), Federal Reserve Board ©2012 The Shared Assessments Program. All Rights Reserved

Understanding and Managing the Risks of Cloud Computing Moderator : Bob Wilkinson, Managing Director, Risk Management Head Latin America Operations and Technology, Citigroup, Inc. *CLOSED SESSION – NO MEDIA*

20 Participants Moderator  Bob Wilkinson, Managing Director, Risk Management Head Latin America Operations and Technology Panelists  Niall Browne, CISO and VP Information Security, LiveOps, Inc.  John Morency, Research Vice President, Gartner, Inc.  Tom McAndrew, EVP Professional Services, Coalfire ©2012 The Shared Assessments Program. All Rights Reserved

Global Privacy Trends Kenneth Mortensen, VP, Assistant General Council & Chief Privacy Officer, CVS Caremark

Evolution: Managing in a Complex and Ever Changing Environment Tracy Brandenburg, PhD, Researcher, Writer and Founder The Wells College Innovation Lab

detours: a path to innovation. a Oaxacan journey on the importance of getting lost. tracy brandenburg

Closing Remarks Catherine A. Allen, Chairman & CEO, The Santa Fe Group

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