EMIRIS Complex regulations. Complete solution.

EMIR – European Market Infrastructure Regulation  Reporting is mandatory for all derivatives from February 12,  All derivative trades to be reported to an approved Trade Repository  Applies to all EU registered organizations trading derivatives – investment firms, banks, credit institutions, pension schemes, corporates etc.

TradeTech EMIRIS Solves your EMIR reporting

EMIRIS – Easy as 1,2,3  We help you to identify the data to be reported  We transform the data for you so it is EMIR compliant  We send your report to the trade repository of your choice.  Welcome to our EMIR Infrastructure Solution…..

EMIRIS – Step 1 Identify data to be reported  Identify gaps and prepare master data setup and processes  Counterpartyt data - LEI  Static data like – UTI, USI/UPI  Information as “Directly linked to commercial activity or treasury financing”  Master agreement version  Confirmation time stamp  etc  Create tools for extracting the data  No requirements on format!  Use standardized reporting  Use Excel  Or use any other data formats(xml, csv, mdb etc)  Extract derivative data in one or multiple files of any format!

EMIRIS – Step 2 Transform data so it’s EMIR compliant  Collects and map data from multiple source systems or files  Advanced transformation engine loads data into our EMIR data model  We detect EMIR relevant changes on trades  Send your data and we identify the changes to trades  Source system(s) does not need to keep track of this  Reconciliation statuses from Trade Repository keeps you on top of your reported data, no matter what TR you use.

EMIRIS – Step 3 Send report to Trade Repository of your choice ESMA approved Trade Repositories:  DDTC UK DTCC Derivatives Repository Ltd. (DDRL), UK  Krajowy Depozyt Papierów Wartosciowych S.A. (KDPW), Poland  Regis-TR S.A., Luxembourg  UnaVista Ltd, UK

EMIRIS PROCESS

Process steps EXTRACT DATA TRANSFORM REPORT

EMIRIS – your reporting solution  A unique Software as a Service (SaaS) solution, 100% secure  Independent of your Investment Management system (IMS)  No additional module or infrastructure needed in your IMS  You have access to the solution through web interface to:  Approve data sent to TR (Can be set to automatic for full STP process)  Drill down and analyze your data  Get statistics on transferred data  Access reconciliation status (monthly or weekly)  Highest quality maintenance, support and surveillance

How TradeTech Brings value  Experts to advise, setup and configure your Investment Management system (IMS)  Experts experienced with EMIR and CCP implementations  Full STP; extracting data, report creation and submission to repository  EMIRIS is designed specifically for EMIR legislation, not re-purposed from Dodd-Frank  Scalable with regard to architecture, database and data model  Continuous development and adjustments for any regulatory changes

EMIRIS - Price

Price model  Assistance of our EMIR expert consultants to identify and map data in your IMS  Charged on time and material  TradeTech EMIRIS  One-off implementation fee  Monthly subscription fee  TR Connectivity fee  Contact your TR account manager

STOCKHOLM, SWEDEN GOTHENBURG, SWEDEN THE HAGUE, THE NETHERLANDS Thank You Henrik Crone Tel: