Copyright © 2014 by The University of Kansas Organizing Audits of Consumer Services

Copyright © 2014 by The University of Kansas What is an audit of services? An audit is a formal inspection; conducted by someone from outside the entity being audited of practices, procedures, policies, and/or programs to determine whether they’re conducted according to legal, ethical, and professional standards.

Copyright © 2014 by The University of Kansas What are consumer services? Consumer services, fall into two categories: Publicly-funded services offered to members of a particular target population. Services that are controlled by laws and government regulations and offered to the general public

Copyright © 2014 by The University of Kansas Why conduct audits of consumer services? Determine whether needed services are being provided Use as ammunition for an advocacy campaign Determine whether services that are being funded are being provided as intended Protect the interests of the public Improve the chances of resolution of community issues Foster social change

Copyright © 2014 by The University of Kansas Who should organize (or conduct) audits of consumer services? Do you have the knowledge and experience to conduct the audit yourself? Do you have the resources? Are you or your organization the appropriate party to conduct an audit? Can you gain enough cooperation from the entity to be audited to be able to do a good job? Are you a better choice to conduct the audit than a party with public recognition?

Copyright © 2014 by The University of Kansas If you don't conduct the audit, some choices for auditors include: Government agencies, agencies that regulate or fund the service being audited may be a choice Professional associations, they have the expertise and structure to conduct formal audits Watchdog organizations, public or private organizations may be able to handle the audit

Copyright © 2014 by The University of Kansas If you don't conduct the audit, some choices for auditors include: Academics and other experts in the field Audit teams from peer organizations, organizations may be more willing to cooperate with a peer Funders, both private and public, they have an interest in ensuring the services they are paying for are being provided Can you think of others?

Copyright © 2014 by The University of Kansas When should you organize or conduct audits or consumer services? You're advocating for the need for a particular service There's a question about the availability of services There's a question about equity in the delivery of services Funding is at stake There's a broad-ranging community development or other similar effort

Copyright © 2014 by The University of Kansas How do you organize an audit of consumer services? Gather evidence of the need for an audit Consumer dissatisfaction with an existing service Evidence of inappropriate services Evidence of illegal or unethical practices Identify the appropriate auditor Find support for the audit

Copyright © 2014 by The University of Kansas How do you conduct an audit of consumer services? Muster the resources that you need Negotiate with the organization you're going to audit

Copyright © 2014 by The University of Kansas How do you conduct an audit of consumer services? (cont.) Determine the information you need, some examples include: Financial information Number and demographics of people served Methods for delivering service Gather information Internal documents Public documents Interviews Observation

Copyright © 2014 by The University of Kansas How do you conduct an audit of consumer services? (cont.) Analyze the data and prepare an audit report Work with the organization to create a plan to put remedies into practices Decide what you're going to do with your findings, some examples include: Report problems to the organization's board Work with the organization to change what is wrong

Copyright © 2014 by The University of Kansas How do you conduct an audit of consumer services? (cont.) Report the organization to the appropriate oversight body File a lawsuit Go public Create a plan for maintaining the process