Your Wealth Advisor Identify Goals, Establish Expectations Determine Investment Time Horizon and Risk Tolerance Develop Customized Wealth Management Solutions Investment Advisors Asset Management (IAAM) Registered Investment Advisory (RIA) Firm with whom your Advisor is Registered Develops & Manages Portfolio Models Ongoing Research and Due Diligence Provides Compliance Oversight for SEC Regulations Individual Investments Direct Business with Individual Investment Providers Individual Statements Sent on a Monthly/Quarterly Basis Brochures Available for each Individual Investment Royal Alliance Associates, Inc. (RAA) The Broker/Dealer whom your Advisor is Affiliated Maintains Required Selling Agreements Conducts all Securities Transactions Provides Compliance Oversight National Financial Services (NFS) Brokerage Firm Providing Clearing Services Provides Custody of your Assets Generates Your Brokerage Statements Executes Trade Instructions in your account Sends statements directly to you Albridge Solutions (One View) Data Aggregation Provider Receives Data from NFS and Individual Investment Providers with Account Positions and Values Provides Data and Reporting Functions to Royal Alliance, NFS, your Advisor, and to you

Investment Advisors Asset Management, LLC An SEC Registered Investment Adviser This document contains general information that is not suitable for everyone. The information contained herein should not be construed as personalized investment advice. There is no guarantee that the views and opinions expressed in this document will come to pass. Investing in the stock market involves gains and losses and may not be suitable for all investors. Information presented herein is subject to change without notice and should not be considered as a solicitation to buy or sell any security. Investors should be aware that investing based upon strategies or models does not assure a profit or guarantee against loss. Your advisor can provide you with further details concerning the risks, as well as the potential rewards, of using an investment analysis tool. Investors should discuss with their advisor limitations of any methodology employed. Investment Advisors Asset Management, LLC (“IAAM”) is an SEC registered investment adviser with its principal place of business in the Commonwealth of Pennsylvania. IAAM and its representatives are in compliance with the current registration and notice filing requirements imposed upon registered investment advisers by those states in which IAAM maintains clients. IAAM may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from/notice filing requirements. This document is limited to the dissemination of general information pertaining to its investment advisory services. Any subsequent, direct communication by IAAM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of IAAM, please contact IAAM or refer to the Investment Adviser Public Disclosure web site ( For additional information about IAAM, including fees and services, send for our disclosure statement as set forth on Form ADV from IAAM using the contact information herein. Please read the disclosure statement carefully before you invest or send money. Investment Advisors Asset Management, LLC 137 North 2 nd Street, Easton, PA Tel: (610) Fax: (610) Securities offered through Royal Alliance Associates, Inc., Member FINRA/SIPC Investment Advisors Asset Management, LLC is not affiliated with Royal Alliance Associates, Inc.