© 2008 Caterpillar All Rights Reserved Caterpillar: Confidential Green DBS to 5.0 Delta Presentation Finance Integration

Agenda Retired functionality –IAS Menus and functions Changes to existing functionality –IAS Menus –DBS Menus –DBSi functions 2

Agenda New functionality –System –Menu functions 3

Agenda Retired functionality –IAS Menus and functions Changes to existing functionality –IAS Menus –DBS Menus –DBSi functions 4

2.3.4 Retired functionality The TFRAAIAS function on the FNMENU has been removed: 5 CODA V10 will be accessed via a URL and not through DBSi.

2.3.4 Retired functionality Main IAS Menu has been removed. 6 All IAS functions have been either moved to other DBSi screens or to CODA V10.

Agenda Retired functionality –IAS Menus and functions Changes to existing functionality –IAS Menus –DBS Menus 7

Changes – IAS functions Where have all the functions gone? 8 The lettered functions with IAS are CODA functions and will still be done within CODA.

Changes – IAS functions Where have all the functions gone? 9 The D1 – D4 screen functions have moved to other DBSi screens.

Changes – DBS/IAS Integration Parameters (D1) D1 – DBS/IAS Integration Parameters: 10 The functions above have been moved to a new menu called the Accounting Menu (ATMENU).

Changes – Accounting Menu (ATMENU) 5.0 Accounting Menu (ATMENU): 11 The outlined transactions on the Accounting Menu are the IAS functions from D1.

Changes – IAS functions D1 – DBS/IAS Integration Parameters: 12 The above outlined functions have been moved to the Entry Code Menu (ECMENU).

Changes – Entry Code Set Up Menu (ECMENU) 5.0 Entry Code Set Up Menu (ECMENU): 13 The above outlined functions are from the IAS D1 Menu.

Changes – IAS functions D1 – DBS/IAS Integration Parameters: 14 The above outlined functions have been moved to the Finance Menu (FNMENU).

Changes – Finance Menu (FNMENU) 5.0 Finance Menu (FNMENU): 15 The above outlined functions are from the IAS D1 Menu.

Changes – IAS functions D2 – Finance Conversion Programs: 16 The above outlined function has been moved to the Accounting Menu (ATMENU).

Changes – IAS functions 5.0 Finance Menu (ATMENU): 17 The above outlined function has been moved to the Accounting Menu (ATMENU).

Changes – IAS functions 2.34 D3 – DBS/IAS Batch Job Submission: 18 The above outlined functions have been moved to the Finance Menu (FNMENU).

Changes – Finance Menu (FNMENU) 5.0 Finance Menu (FNMENU), page 2: 19 The above outlined functions are from the IAS D3 Menu.

Changes – IAS functions D3 – DBS/IAS Batch Job Submission: 20 The above outlined function has been moved to the Finance Menu (FNMENU), function LSTFNDALY.

Changes – Finance Menu (FNMENU) 5.0 Finance Menu (FNMENU): 21 LSTFNDALY function lists various daily jobs for submission.

Changes – Finance Menu (FNMENU) LSTFNDALY, page 2: 22 FNJN2500S – EMS – FI Transaction Update replaces option 60

Changes – IAS functions D3 – DBS/IAS Batch Job Submission 23 Cat Reporting – FMRG Report Maintenance

Changes – IAS functions D4 – Caterpillar Purchase Analysis System 24 All functions from the D4 IAS Menu have been moved to the Finance Menu (FNMENU), page 2.

Changes – Finance Menu (FNMENU) 5.0 Finance Menu (FNMENU), page 2: 25 The above outlined functions are from the IAS D4 Menu.

Changes – IAS/DBSi function cross- reference IAS MENU IAS FunctionIAS FUNCTIONDBSi MENUDBSi FUNCTION D101Integration ParmsATMENUMNTFNCOCD D102System CodesATMENUMTNFNSYCD D103Program NumbersATMENUMNTFNPGNO D104Transaction CodesATMENUMNTFNTRCD D105DBS to IAS UpdatesATMENUMNTFNTRIN D106Document Type X RefFNMENUMNTFNCRDP D107Credit Check ParmsFNMENUMNTFNCRDP D108Cust Account BalanceFNMENUMNTFNDIST, pg 2 D109Invoicing Entry CodeECMENUMTNFNCREC D110Entry Code DescECMENUMNTFNDIST, pg 2 D111Entry DistributionECMENUMNTFNDIST D112Information CodesECMENUMNTFNINFO D113Statistics CodesECMENUMNTFNINFO D114Sequence NumbersATMENUMNTFNDSEQ D115EC Access SearchECMENUMTNFNECAC D116Store Reporting LvlATMENUMNTFNRLVL 26

Changes – IAS/DBSi function cross- reference IAS MENU IAS Function IAS FUNCTIONDBSi MENUDBSi FUNCTION D292CustomerNA D294VendorNA D299Company CodeATMENUMNTFNCOUP D360Update EMSFNMENULSTFNDALY D361Maintain Dist RecsFNMENU, pg 2MNTFNDREC D362PI TransactionsFNMENU, pg2CRTFNPITR D363Purge InvoicesFNMENU, pg 2CRTFNPAPI D364MatchFNMENU, pg 2MNTFNMINV D365Parts Acct PurgeFNMENU, pg 2CRTFNPPTA D366Cat Reporting?? D420Dealer CodeFNMENU, pg 2MNTFNPADC D421PSO StoreFNMENU, pg 2MNTFNPAPS D422Major Charge CodeFNMENU, pg 2MNTFNPACC D423Misc. Charge CodeFNMENU, pg 2MNTFNPAMC D424InvoiceFNMENU, pg 2MNTFNPAIN D425Invoice PSO StoreFNMENU, pg 2MNTFNPAIP D426Invoice ItemFNMENU, pg 2MTNFNPAIM D463Purge InvoicesFNMENU, pg 2CRTFNPAPI 27

Agenda Retired functionality –IAS Menus and functions Changes to existing functionality –IAS Menus –DBS Menus –DBS functions 28

Changes in DBSi menus: Finance Menu (FNMENU): 29 TRFAAIAS replaced with URL for 5.0 CODA GLMENU and MNTGLREAC functions done within CODA V10

Changes in DBSi menus: General Ledger Menu (GLMENU): 30 The General Ledger (GLMENU) no longer exists in DBSi 5.0. MNTFNDIV has been moved to the Finance Menu (FNMENU), otherwise the rest of the functions are performed in CODA.

Changes in DBSi menus: 5.0 Finance Menu (FNMENU): 31 MNTFNDIV Division Codes is now located on the FNMENU for 5.0. The other five outlined functions have also been added to the FNMENU.

Changes in DBSi Menus: 5.0 FNMENU, page 2: 32 The FNMENU now has a second page

Changes in DBSi Menus: 5.0 Accounting Menu (ATMENU): 33 The ATMENU is new to the DBS users. These functions come from the CODA D1 and D2 screens.

Changes in DBSi Menus: Entry Code Set Up (ECMENU): 34 MNTCINAA has been combined with MNTCICUS. The customer financial information is now screen 3 of the customer maintenance function.

Changes in DBSi Menus: 5.0 Entry Code Set Up Menu (ECMENU): 35 Functions from the CODA D1 screen have been moved to the Entry Code Set Up screen (ECMENU). MNTEMACL has been moved from the right to the left column.

Agenda Retired functionality –IAS Menus and functions Changes to existing functionality –IAS Menus –DBS Menus –DBSi functions 36

Changes to DBSi functionality: 5.0 Accounting (ATMENU): 37 Changes have been made to the Company Integration (MNTFNCOCD) function for DBSi 5.0.

Changes to DBSi functionality: DBS Maintain Company Integration Parameters (01): 38 Password and Data Library have been removed. Error processing account has been removed Credit check at open/close has been moved to the Credit Check Parms (MNTFNCRDP) on the Finance Menu

Changes to DBSi functionality: 5.0 Company Integration (MNTFNCOCD): 39 Web Server Path has been added. Child instead of Vendor is assigned to an element EMS Previous/Future posting periods has been added

Changes to DBSi functionality: Company Integration Parameters –Operator: This is a name used for all interface access to CODA from DBSi. –Capability Group: Usually same as operator –Web Server Path: This is the server address to access CODA from DBSi –Element No and Account Template for Customer: This is the Element Template setup in CODA for customer. This template is accessed by DBSi for specific information when DBSi sends new customers to CODA. –Element No and account template for CHILD: Level and Account Template for Child Customer – This is the Element Template setup in CODA for child customer. This template is accessed by DBSi for specific information when DBSi sends new child customers to CODA. This information is required only if parent/child functionality is being used and the child is being sent to CODA as an element. –Transaction Update Error Processing: Posting Option (I:Intray P:Books) – If Intray is specified then DBSi will always send transactions there. If Books is specified then DBSi will send transactions to the books. Posting options established on specific CODA document masters will determine if there is a posting to the intray if errors occur. –Tax code: If this field is populated, special processing takes place for VAT tax –EMS Posting Periods: Determines if EMS transactions can post to previous periods (how many periods) and if EMS transactions can post to future periods (how many. 40

Changes to DBSi functionality: Document type X ref (option 06): 41 Now MNTFNDTCR on the ATMENU in DBSi 5.0 Customer invoice type has had options 5, 6 and 7 added for VAT tax customers.

Changes to DBSi functionality: Store Reporting LVL (option 16): 42 MNTFNRLVL on the ATMENU in DBSi 5.0 Store Next and Next Level have been removed Parts has changed position, it is now listed last DBSi 5.0

Changes to DBSi functionality: 5.0 Accounting Integration (ATMENU): 43 Two new functions have been added: –MNTFNCURR and MNTFNIFSP These functions will be covered in more detail under the New Functionality of 5.0

Changes to DBSi functionality: 5.0 Customer Information Menu (CIMENU): 44 To view or update customer financial information, formerly MNTCINAA on the Entry Code Set up Menu, use function MNTCICUS on the CIMENU.

Changes to DBSi functionality: 5.0 Customer Information (MNTCICUS): 45 Once the customer number has been entered, select option 1 for Name and Address

Changes to DBSi functionality: 5.0 Customer Information (MNTCICUS): 46 On page 2 of MNTCICUS, there are two finance fields that you should be aware of: –Credit Manager –Financial Parent

Changes to DBSi functionality: 5.0 Customer Information (MNTCICUS): 47 On page 3 of MNTCICUS, you set: –Credit limit and credit category for each credit area being used by your dealership –Special payment terms that will apply for this customer

Changes to DBSi functionality: i 5.0 Entry Code Distribution (MNTFNDIST): 48 Formerly option 11 Element string has been added to the List of Entry distributions Option 11

Changes to DBSi functionality: 5.0 Entry Code Distribution (MNTFNDIST): 49 In 5.0 there are now 8 elements instead of 4. The rest of the functionality remains the same option 11 details

Changes to DBSi functionality: Elements for 5.0: –There will be eight elements instead of four –Each element will have a limit of 24 characters –It will be possible to concatenate a maximum of four info codes per element. –Translated element strings cannot exceed 79 characters. 50

Changes to DBSi functionality: 5.0 Entry Code Distribution (MNTFNDIST): 51 The F11=Variables screen offers: –An entry code description (option10 in 2.3.4) –6 external references per element –4 quantities (formerly known as statistic codes) per element F11=Variables

Changes to DBSi functionality: External References for 5.0: –There will be six external references instead of three. –External references will be 32 characters. –External references will be assigned by entry code/sequence in DBSi in function MNTFNDIST. –Document prototypes in CODA V10 will determine whether or not external references will be allowed at the line item level for the document code/type in question. 52

Changes to DBSi functionality: 5.0 Quantity codes (formerly statistic codes in 2.3.4) –Quantity fields are assigned by entry code/sequence/element in MNTFNDIST in DBSi –All quantity fields will need to be set up in CODA V10 as well as DBSi –Quantity fields contain numeric info codes –There can be up to 32 quantity codes set up, 4 for each of the 8 elements 53

Changes to DBSi functionality: Information Codes (MNTFNINFO) (Option 12 in 2.3.4): There are seven new information codes for 5.0: –CCTR – Cost Center –CHLD – Child Customer number –CRAR – Credit Area –DIVI – Division Indicator 2 –MSEG – Market Segment –MSSG – Market Subsegment –PCTR – Profit Center 54

Changes to DBSi functionality: Store Reporting LVL (option 16) 55 The following fields have been removed from the 5.0 screen: Store (ST) Next lvl Last Maintenance 5.0 Store Reporting LVL

Changes to DBSi functionality: 5.0 Customer Account Balance (option 08 in 2.3.4) 56 Document Source has been replaced by Credit Area Sequence and elements have been replaced by a CODA ledger name.

Changes to DBSi functionality: 5.0 PI Transactions (option 62 in 2.3.4) 57 In 5.0, User reference 1 replaces User Reference 2

Changes to DBSi functionality: 5.0 List of Parts Movement entry codes (MNTFNMOVE) 58 In 5.0 User Ref 1 replaces User Ref 2 in 2.3.4

Changes to DBSi functionality: 5.0 Submit Daily jobs (option 30 in 2.3.4): 59 LSTFNDALY is available on page 2 of the Finance Menu (FNMENU).

Changes to DBSi functionality: 5.0 Submit Daily Jobs: 60 Rental and RMS have been added as systems to be selected for the FNJN5200S job. Customer EFT Payments has been removed

Changes to DBSi functionality: 5.0 Submit Daily Job Reports: 61 FNJN5200S generates a report: –It displays the submission parameters to the job. Rental and RMS have been added Customer EFT Payments has been removed

Changes to DBSi functionality: 5.0 Submit Daily Job Reports: 62 The only change to the FNJN5300S job, Transaction Distribution Error Report is: –IAS Document has been changed to Reference Document. Several new error messages have been added to the program.

Changes to DBSi functionality: 5.0 Submit Daily Job Reports: 63 Four reports are generated from FNJN5400S The first is “Details of Document Posted to Finance Intray”,errors such as: –Out of balance condition –Account combination

Changes to DBSi functionality: 5.0 Submit Daily Job Reports: 64 The second report is “Documents Ineligible for Posting to Finance”. –DBSi transactions which failed the CODA edits Invalid accounting period External references or quantities that failed edits These are fatal errors and are not posted to CODA or to Intray. Require manual booking to finance system

Changes to DBSi functionality: 5.0 Submit Daily Job Reports: 65 The third report is ”Results of Documents Processed”. –Number of documents processed –Number of documents not sent to Finance –Duplicate document type and sequence –Number sent to Finance

Changes to DBSi functionality: 5.0 Submit Daily Job Reports: 66 The forth and final report is ”Details of Documents Failed in Posting to Finance”. Before sending a transaction to CODA, the processing indicator on the FNPTRHD0 file is set to “6”. If a Document is successfully posted to Intray, the processing indicator on the FNPTRHD0 file is set to “5”. If a document is not successfully posted to the finance system, the processing indicator on the FNPTRHD0 file is set to “4”.

Changes to DBSi functionality: 5.0 Submit Daily Jobs (LSTFNDALY), page 2: 67 FNJN2500S – EMS – FI Transaction Update takes the place of option 60 (Update EMS invoice payments in DBS The three other jobs are new to 5.0

Changes to DBSi functionality: 5.0 Submit Monthly jobs (option 34 in 2.3.4): 68 LSTFNMONT is available on page 2 of the Finance Menu (FNMENU).

Changes to DBSi functionality: 5.0 LSTFNMONT – Submit Monthly Jobs: 69 The Sort Code and Vendor Account parameters have been removed The Report Only or Both and Post Non-Current Transactions parameters have been added

Agenda New functionality –System –Menu functions 70

New functionality in DBSi 5.0 System –The eFinance system will run on a windows platform using Microsoft SQL Server –eFinance will use XMLi, CODA’s integration tool to inquire from or update the eFinance tables. –Each call to CODA using XMLi is made up of a Request (information being sent to CODA) and a Response (receiving information from CODA) call. –All programs handling XMLi calls are named FNC7nnn (nnn being any number). 71

Agenda New functionality –System –Menu functions 72

New functionality in DBSi LSTFNDALY – Submit Daily Jobs 73 There are three new jobs on the LSTFNDALY screen: Exchange Rate Update Purge Blocked Orders Documents Update Blocked Orders Days Outstanding

New functionality in DBSi FNJN2560S – Exchange Rate Update 74 This job updates the exchange rate file (FNPEXRT0) with current rates from CODA.

New functionality in DBSi 5.0 Exchange rate update –If a translation is needed between currencies there is a program that is called in DBSi that will handle the conversion. –This job interfaces with CODA to pull over the new rates and update the exchange rate file (FNPEXRT0). –Only exchange rates set up in DBSi (FNPEXDD0 file, function MNTFNCURR on the ATMENU) are retrieved and updated. So if a new currency code is set up in CODA, the new code must also be set up in DBSi. 75

New functionality in DBSi FNJN0409S – Purge Blocked Orders Documents 76 This job purges transactions from the blocked orders file (FNPBLKO0).

New functionality in DBSi 5.0 This job purges transactions from the blocked orders file (FNPBLKO0). Orders become blocked when a customer fails credit check The prerequisite for purging records is: –Part - not on the PCLCODB0 file or on the file and the status is “C” (Closed) –SRVC – not on the WOPHDRS0 file or on the file and the document is 6 months old –Rent - Not on the EMLCTRH0 file or on the file but the activity indicator is “N” (not active) –Others – Document status on FNPBLKO0 file is “C” (Closed) or “R” (Rejected) 77

New functionality in DBSi FNJN0406S – Update Blocked Orders Days Outstanding 78 This job updates the blocked orders file (FNPBLKO0) aging buckets with the most recent information for CODA.

Changes to DBSi functionality: 5.0 Maintain Currency Code (MNTFNCURR): 79 A new function, Maintain Currency Code has been added This function is used to list valid currency codes in DBSi.

New functionality in DBSi Maintain Currency Code (MNTNFCURR): 80 Valid currency codes for DBSi are entered here. The default company currency is indicated with a “Y” in the Default column.

New functionality in DBSi 5.0 DBSi 5.0 Maintain Currency Code (MNTNFCURR): These currency codes are used to validate currencies entered in DBSi screens These currency codes must also be set up in the financial system Rates are maintained within the financial system A job exists in DBSi on the LSTFNDALY batch job submission screen. When run, it pulls the currency rates from the finance system into DBSi Only the rates listed in the DBSi function MNTFNCURR will be updated with this job. 81

New functionality in DBSi 5.0 Exchange Rate Extraction Error Report: 82 An error report is generated from FNJN2560S: –The number of exchange rate records sent to CODA (the number in the FNPEXDD0 file) –The number of exchange records processed successfully –The number of failed exchange rate records

New functionality in DBSi 5.0 MNTFNRMSE- Maintain RMS Entry Codes: 83 One new function has been added to the ECMENU

New functionality in DBSi MNTFNRMSE – Maintain RMS Entry Codes 84 The RMS statement load job reads the mailbox file and generates accounting transactions according to these entry codes.

New functionality in DBSi MNTFNRMSE – Maintain RMS Entry Codes 85 You can specify the external reference number that will include the invoice number to be sent to CODA It is very important that the entry code specified here has not been set up to pass different information in this external reference in function MNTFNDIST. It will override this setup.

New functionality in DBSi Accounting Menu (ATMENU): 86 MNTFNIFSP has been added to the Accounting Menu.

New functionality in DBSi MNTFNIFSP – Maintain IFS Parameters 87 All programs that will interact with CODA will need to be set up on this screen.

New functionality in DBSi Maintain IFS Parameters (MNTFNIFSP): 88 This set up by program, names a request and response streamfile used by XML when sending information back and forth to CODA.

Where to Get More Information ADMS Website ( DBSi 5.0 Significant Changes Technical  DBSi 5.0 Self Study Finance  DBSi 5.0 Application Service Packs Technical  5.0 Application Service Packs CODA Help from CODA main menu 89

90 Questions?

91 Application Service Packs March 2008 Finance

List of All Improvements Submit Ledger Update or IFS Cleanup Submit Ledger Update Today the way to initiate the eFinance ledger maintenance functionality is to go into CODA and manually select the ledger maintenance function. These ledgers are used for customer statements and credit checking. They can also take some time to run and should be run after the master update to finance is completed. This makes it difficult to submit them with the proper timing to pick up the invoices and payments from the current day and complete before the next day. FNJN7650S is accessed from the second page of the LSTFNDALY - Submit Daily Jobs IFS Cleanup Purges old CODA temporary transaction files, based on age parameter. FNJN7994S is accessed from the second page of the LSTFNDALY - Submit Daily Jobs

93 Application Service Packs May 2008 Finance

List of All Improvements Finance Systems Switch to Identify Dealers on Stand-alone Version Today customer maintenance program prevents the use of specific characters that CODA cannot handle. Stand-alone dealer are not using CODA and there is no value added for them to cleanup there customer files to remove these characters not allowed in the customer maintenance program. Therefore, we have provided a new switch to identify that they are a stand-alone dealer. This switch will be maintain by going into the MNTFNDLRP screen found on the FNMENU. There will be a new CF key labeled “F10=Add’l Parms”. When pressing that key the new parameter function will display any finance switch available. At this time the stand-alone switch is the only parameter switch available using this function. Use can change the setting by entering a “C” in the option field and “Y” or “N” on the switch. The default is “N”. The key to this switch is called STANDALONE. When switch is set to “Y” the customer maintenance function will not go through the process of validate the field for invalid characters. If the switch is set to “N” or the switch record is not found, the customer maintenance function will validate that no invalid character have been used and an error message will display if one is found.