Looking forwards and sideways FMA’s view of the regulatory landscape Sue Brown, Head Primary Regulatory Operations Eriksens Actuarial: The Real Risk Management Conference| 25 Sept 2012 | Auckland

FMA’s busy first year 13

FMA structure supports what we do FMA Board Chief Executive FMA Board Enforcement Civil and Criminal Investigations, Evidence and Enforcement Compliance Monitoring (Commercial and Infrastructure) Compliance Policy, Issuer and Commercial Surveillance, Infrastructure Oversight Primary Regulatory Operations Licensing, Retail Surveillance, Prospectus Review, Novel Applications, New Product And Services, Regulatory Policy Stakeholder Management Stakeholder (Government Sector, Public, Media and Co-regulator) Relationships, Communications Business Performance and Strategy Operations, Technical & Shared Services (IT / Finance / HR / Admin services) Legal Internal, Legal Expertise, Risk Management and Corporate Governance Strategic Intelligence Information Research, Analysis, Issue Identification and Strategy and Solutions

Property proportionate ownership scheme example

Financial Markets Conduct Bill

Questions