John Steele
Model Rules Framework 1.7 – Current Client Conflicts 1.8 – List of Current Client Conflicts 1.9 – Former Client Conflicts 1.10 – Imputation Rule (the “New Rule”) 1.11 – Government Lawyers 1.12 – Neutrals (Judges)
MR 1.7 “Directly adverse” Lawsuit Negotiate directly across from “Materially limited” Substantial risk of material limitation Sister-in-law example Representing several founders of business Severe personal views about matter?
Basic Concepts Current Client vs. Former Client DQ applies to lawyers DQ is/isn’t imputed to others Conflicts: Avoided/Resolved Don’t take on the matter Get a waiver Equitable defenses
MR 1.7: Consent Reasonably believe can fulfill duties? Not prohibited by law? Not two adverse parties in one litigation? “informed consent, confirmed in writing” ICCW No writing strictly required from client Two main methods
MR 1.7: Consents Formulas ICCW : for most 1.7 and 1.9 conflicts WSC : Writing signed by client; for contingency fees (1.5); doing business with the client (1.8(a)); and aggregate settlements (1.8(g)) AIWDSAILC + Opportunity : doing business with client (1.8(a)); settling client’s liability claims against lawyer (1.8(h)(2)) See Appendix A to Outline
MR 1.8 Ten sub-paragraphs Different consent formulas
MR 1.8 1.8(a) – Doing business with the client 1.8(b) – Using client information 1.8(c) – Soliciting gifts; writing wills 1.8(d) – Literary rights 1.8(e) – Financial assistance to the client 1.8(f) – Payment from non-clients 1.8(g) – Aggregate settlements
MR 1.8 1.8(h) – Lawyer’s liability to client 1.8(i) – Proprietary interest in subject matter 1.8(j) – Sexual relations with client 1.8(k) – Imputation for 1.8 conflicts
MR 1.9 Three paragraphs “Same or substantially related” Relates to confidences Flexible term of art
MR 1.9’s Subsections 1.9(a): previously represented 1.9(b): 1.9(c): catch-all
MR 1.10 1.10(a) – The New Rule 1.10(a) – The Old Rule 1.10(b) – “Re-growing the firm’s ability to be adverse 1.10(c) – Waivers (ICCW) 1.10(d) – Government lawyers
MR 1.10: Whose Conflicts Matter? Lawyers Non-lawyers Summer Associates Law Clerks Secretaries/Admins Paralegals
California Rules Framework
MR 1.7 vs. California California: laundry list California: two levels of conflicts California: resolving the conflicts Writing from client Notice to client